ATEC COO exercises 13,500 options at $3.35

Alphatec Holdings (ATEC) reported an insider transaction by its Chief Operating Officer.

Rhea-AI Filing Summary

Alphatec Holdings (ATEC) reported an insider transaction by its Chief Operating Officer. On 10/14/2025, the officer exercised employee stock options (code M) at $3.35 per share for 13,500 shares of common stock. Following the transaction, the officer beneficially owns 672,207 common shares directly.

The exercised option covered 13,500 underlying shares and carries an expiration date of 03/22/2028. According to the footnote, the grant vested 25% on March 22, 2019 and the remainder in 36 equal monthly installments.

Insider Trade Summary

13,500 shares exercised/converted

Exercise 2 txns

Insider Lish Scott

Role CHIEF OPERATING OFFICER

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy)	13,500	$0.00	$0.00
Exercise	Common Stock	13,500	$3.35	$45K

Holdings After Transaction: Employee Stock Option (right to buy) — 0 contracts (Direct); Common Stock — 672,207 shares (Direct)

Footnotes (1)

1. F1. The option vested 25% on March 22, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ATEC’s COO report on Form 4?

An exercise of employee stock options for 13,500 shares at $3.35 per share on 10/14/2025.

How many ATEC shares does the insider hold after the transaction?

The officer beneficially owns 672,207 shares directly after the reported transaction.

What was the transaction code and what does it indicate?

Code M, which indicates the exercise or conversion of a derivative security (stock option) into common stock.

What were the key terms of the exercised option?

It covered 13,500 underlying shares with an exercise price of $3.35 and an expiration date of 03/22/2028.

What was the vesting schedule for the option grant?

Per the footnote, 25% vested on March 22, 2019, with the remainder vesting in 36 equal monthly installments thereafter.

Was this a direct or indirect ownership change?

The filing shows the post-transaction ownership as Direct (D).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/15/2025 - 12:00 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lish Scott

(Last) (First) (Middle)

C/O ALPHATEC SPINE, INC.

1950 CAMINO VIDA ROBLE

(Street)

CARLSBAD CA 92008

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alphatec Holdings, Inc. [ ATEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF OPERATING OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
10/14/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/14/2025		M		13,500	A	$3.35	672,207	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$3.35	10/14/2025		M			13,500	(1)	03/22/2028	Common Stock	13,500	$0	0	D

Explanation of Responses:

1. The option vested 25% on March 22, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments.

	/s/ Tyson E. Marshall, Attorney-in-Fact	10/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.