STOCK TITAN

David Lazar (ATER) reports zero beneficial ownership of Aterian stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Aterian, Inc. director David E. Lazar filed a Form 3 indicating that he does not beneficially own any shares of the company’s Common Stock. The filing shows total Common Stock holdings of 0.0000 shares, with a footnote stating that no shares of Common Stock are beneficially owned.

Positive

  • None.

Negative

  • None.
Insider Lazar David E.
Role null
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 0 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Common Stock beneficially owned 0.0000 shares Total shares following reported holdings entry
Common Stock financial
"No shares of Common Stock are beneficially owned."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
beneficially owned financial
"No shares of Common Stock are beneficially owned."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Lazar David E.

(Last)(First)(Middle)
44, TOWER 100, THE TOWERS
WINSTON CHURCHILL, PAITILLA

(Street)
PANAMA CITYPANAMA07196

(City)(State)(Zip)

PANAMA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/27/2026
3. Issuer Name and Ticker or Trading Symbol
Aterian, Inc. [ ATER ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock0(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. No shares of Common Stock are beneficially owned.
/s/ David E. Lazar05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does David E. Lazar’s Form 3 for ATER show?

The Form 3 for Aterian, Inc. (ATER) reports that director David E. Lazar has no beneficial ownership of the company’s Common Stock, with total holdings listed as 0.0000 shares as of the reported date.

How many Aterian (ATER) shares does David E. Lazar beneficially own?

According to the filing, David E. Lazar beneficially owns zero shares of Aterian’s Common Stock. The position is shown as 0.0000 shares, and a footnote explicitly states that no shares of Common Stock are beneficially owned.

Is the Form 3 for Aterian’s David E. Lazar a buy or sell transaction?

The Form 3 for David E. Lazar does not report any buy or sell transactions. It is a holdings entry showing 0.0000 shares of Common Stock beneficially owned, with the transaction direction classified as unknown in the data.

What ownership type is reported for David E. Lazar’s Aterian holdings?

The filing lists David E. Lazar’s ownership type as direct, but with total Common Stock holdings of 0.0000 shares. A footnote clarifies that no shares of Common Stock are beneficially owned, so there is effectively no current position reported.

Does Aterian’s Form 3 show any derivative positions for David E. Lazar?

The data for David E. Lazar’s Form 3 shows no derivative securities reported. The derivative summary is empty, and the transaction summary indicates zero derivative transactions or option exercises associated with this initial ownership statement.