Welcome to our dedicated page for Aterian SEC filings (Ticker: ATER), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aterian, Inc. filings document material events for a public consumer products company with a portfolio of e-commerce brands and online retail channels. Recent Form 8-K disclosures cover operating results, Regulation FD updates, credit agreement amendments, liquidity covenants, availability reserves, exhibits to material definitive agreements and other capital-structure matters.
The filing record also includes governance and shareholder-vote disclosures, including annual meeting matters, advisory vote frequency decisions, executive compensation voting procedures and officer transition reporting. These filings frame Aterian’s formal disclosures around financial performance, financing arrangements, board and stockholder actions, and corporate strategy updates.
Aterian, Inc. reported that its Chief Executive Officer and director, Arturo Rodriguez, received an award of 50,000 shares of common stock on January 23, 2026. The filing shows these shares were acquired at a price of $0 per share, reflecting a grant rather than an open‑market purchase. After this award, Rodriguez beneficially owned 1,011,148 shares of Aterian common stock in total.
The grant consists of restricted common stock issued under Aterian’s 2018 Equity Incentive Plan and is subject to vesting conditions. According to the disclosure, the award was granted outside the company’s regular annual equity grant cycle and was approved by the Compensation Committee for retention purposes, indicating it is designed to help keep the CEO in his role over time.
Aterian, Inc. director equity grant reported
Aterian, Inc. director Susan E. Lattmann reported receiving 25,555 shares of common stock on 01/23/2026 at a stated price of $0 per share. These shares are restricted stock granted under Aterian’s 2018 Equity Incentive Plan and are subject to vesting. The award was provided in lieu of cash compensation for her service on the Board of Directors. Following this grant, she beneficially owns 162,465 shares of Aterian common stock in direct ownership.
Aterian, Inc. director Bari A. Harlam reported receiving an equity grant of 24,731 shares of common stock on January 23, 2026. The shares are described as restricted common stock granted under Aterian’s 2018 Equity Incentive Plan and are subject to vesting. The award was granted in lieu of cash compensation for Harlam’s service on the Board of Directors and was recorded at a price of $0 per share as a stock-based compensation grant rather than an open-market purchase. Following this grant, Harlam directly beneficially owned 161,991 shares of Aterian common stock.
Aterian, Inc. filed an amended Form 8-K to update Item 5.07, reporting the company’s decision on how often it will hold future non-binding advisory votes on executive compensation (say-on-pay). This amendment follows the 2025 annual meeting results and fulfills Item 5.07(d) disclosure requirements. No other changes were made to the prior Form 8-K. An Inline XBRL cover page file is included as Exhibit 104.
Aterian, Inc. reported Q3 2025 results with net revenue of $19,021 (thousands) and gross profit of $10,671 (thousands). Operating loss was $2,043 (thousands) and net loss was $2,281 (thousands), or $0.28 per share. Cash was $7,588 (thousands) at September 30, 2025, and year‑to‑date operating cash flow was $(9,853) (thousands).
The company disclosed substantial doubt about its ability to continue as a going concern, citing ongoing losses, tariff-driven cost pressures, and dependence on external capital. Aterian amended its MidCap credit facility on August 29, 2025, temporarily reducing the minimum liquidity covenant to $5.0M, increasing to $6.8M after delivering a qualifying liquidity certificate; it remained in compliance as of quarter‑end.
A fixed cost reduction plan announced on May 14, 2025 resulted in $1.8M restructuring charges year‑to‑date and is expected to generate $5–$6M in annualized savings. The company also accrued about $0.4M for product remediation costs. Shares outstanding were 10,207,835 as of September 30, 2025.
Aterian, Inc. furnished a current report to announce it issued a press release with financial results for the three and nine months ended September 30, 2025. The press release is attached as Exhibit 99.1.
The information was furnished under Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits) and is not deemed “filed” for purposes of Section 18 of the Exchange Act. The report was signed by Chief Executive Officer Arturo Rodriguez.
Aterian, Inc. announced a leadership change. Chief Technology Officer Roi Zahut notified the company of his resignation, effective November 3, 2025. He will assist with the transition of his responsibilities through the effective date.
The company states Mr. Zahut is leaving to accept another executive position outside the company and that his resignation was not due to any disagreement regarding operations, policies, or practices.
Aterian, Inc. announced Amendment No. 4 to its Credit and Security Agreement dated August 29, 2025, with Midcap Funding IV Trust as administrative agent. The amendment temporarily reduced the Minimum Credit Party Liquidity covenant to $5.0 million for the defined Minimum Liquidity Covenant Reduction Period.
The amendment provides that if the company delivers a Liquidity Certificate showing at least $6.8 million of liquidity, the reduction period will end and the covenant will reset to $6.8 million. The amendment also establishes an Availability Reserve of $2.8 million during the reduction period and $1.0 million thereafter. Non-material schedules and exhibits were omitted from the filing.
William Kurtz, a director of Aterian, Inc. (ATER), reported the acquisition of 78,034 restricted shares of the issuer's common stock on 08/13/2025. These shares were granted under the companys 2018 Equity Incentive Plan and are subject to vesting. Following the grant, Mr. Kurtz beneficially owns 115,528 shares. The Form 4 was signed on 08/15/2025 and was filed as an individual report by one reporting person. No purchase price is reported because the grant price is listed as $0, consistent with a restricted stock award rather than a cash purchase.
Harlam Bari A, a director of Aterian, Inc. (ATER), acquired 78,034 shares of restricted common stock on 08/13/2025 under the issuer's 2018 Equity Incentive Plan at no cash cost. The restricted shares are subject to vesting, and after the grant the reporting person beneficially owns 137,260 shares. The Form 4 reports this non‑derivative equity award and indicates the filing was made by one reporting person.