Athene Holding issues $1B 6.15% senior notes
Athene Holding Ltd. issued $1,000,000,000 aggregate principal amount of its 6.150% Senior Notes due 2036, completing an issuance and sale to underwriters led by Wells Fargo Securities, Barclays Capital, BofA Securities and Citigroup Global Markets.
Rhea-AI Filing Summary
Athene Holding Ltd. issued $1,000,000,000 aggregate principal amount of its 6.150% Senior Notes due 2036, completing an issuance and sale to underwriters led by Wells Fargo Securities, Barclays Capital, BofA Securities and Citigroup Global Markets.
The notes were issued on August 7, 2026 under an existing Indenture, as amended, and an Eleventh Supplemental Indenture with U.S. Bank Trust Company, National Association, as trustee. They are registered under the Securities Act via a shelf registration statement on Form S-3 (File No. 333-276340), with the underwriting agreement and related legal opinion filed as exhibits.
Positive
- None.
Negative
- None.
8-K Event Classification
Key Figures
Key Terms
Underwriting Agreement financial
Supplemental Indenture regulatory
shelf registration statement regulatory
Perpetual Non-Cumulative Preferred Stock financial
Fixed-Rate Reset financial
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Athene Holding (ATH) disclose in this 8-K event?
What are the key terms of Athene Holding (ATH) 6.150% Senior Notes due 2036?
Which underwriters handled Athene Holding (ATH) $1 billion senior notes issuance?
Under what registration did Athene Holding (ATH) register the 6.150% notes?
AI-generated analysis. How Rhea-AI works. Not financial advice.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation or organization) |
(Commission file number) |
(I.R.S. Employer Identification Number) |
1 (
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading |
Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 2.03 | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. |
The information required by Item 2.03 contained in Item 8.01 below is incorporated by reference herein.
| Item 8.01 | Other Events. |
On August 5, 2026, Athene Holding Ltd. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) by and among the Company and Wells Fargo Securities, LLC, Barclays Capital Inc., BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of the several underwriters named therein (the “Underwriters”), relating to the issuance and sale by the Company of $1,000,000,000 aggregate principal amount of its 6.150% Senior Notes due 2036 (the “Notes”). The Notes were issued on August 7, 2026 pursuant to an Indenture, dated as of January 12, 2018, by and between the Company (as successor to Athene Holding Ltd., a Bermuda exempted company) and U.S. Bank Trust Company, National Association, as successor in interest to U.S. Bank National Association, as trustee (the “Trustee”) (as amended by the Eighth Supplemental Indenture, dated December 31, 2023 between the Company and the Trustee, the “Base Indenture”), as supplemented by the Eleventh Supplemental Indenture, dated as of August 7, 2026, by and between the Company and the Trustee (the “Supplemental Indenture”).
The Notes have been registered under the Securities Act of 1933, as amended (the “Act”), pursuant to a shelf registration statement on Form S-3 (File No. 333-276340), previously filed by the Company with the Securities and Exchange Commission under the Act (the “Registration Statement”). The foregoing description of the Notes and related agreements is qualified in its entirety by the terms of the Underwriting Agreement, the Base Indenture and the Supplemental Indenture (including the forms of the Notes). The Underwriting Agreement, the Base Indenture and the Supplemental Indenture (including the forms of the Notes) are filed as Exhibit 1.1, 4.1, 4.2 and 4.3 hereto, and are incorporated by reference herein. An opinion regarding the legality of the Notes is also filed as Exhibit 5.1, and is incorporated by reference into the Registration Statement.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit |
Description | |
| 1.1 | Underwriting Agreement, dated August 5, 2026, by and among Wells Fargo Securities, LLC, Barclays Capital Inc., BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of the several underwriters named therein | |
| 4.1 | Indenture for Debt Securities by and between Athene Holding Ltd. (as successor to Athene Holding Ltd., a Bermuda exempted company) and U.S. Bank Trust Company, National Association, as successor in interest to U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.5 to the Form S-3 filed on January 3, 2018) | |
| 4.2 | Eighth Supplemental Indenture, dated December 31, 2023, by and between Athene Holding Ltd. (as successor to Athene Holding Ltd., a Bermuda exempted company), and U.S. Bank Trust Company, National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Form 8-K filed on January 2, 2024) | |
| 4.3 | Eleventh Supplemental Indenture, dated August 7, 2026, by and between Athene Holding Ltd. and U.S. Bank Trust Company, National Association, as trustee | |
| 4.4 | Form of 6.150% Senior Notes due 2036 (included in Exhibit 4.3) | |
| 5.1 | Opinion of Sidley Austin LLP | |
| 23.1 | Consent of Sidley Austin LLP (included in Exhibit 5.1) | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| ATHENE HOLDING LTD. | ||||||
| Date: August 7, 2026 | By: | /s/ Louis-Jacques Tanguy | ||||
| Louis-Jacques Tanguy | ||||||
| Executive Vice President and Chief Financial Officer | ||||||
3