Alterity Therapeutics (ATHE) reports director option expiry on ASX
Rhea-AI Filing Summary
Alterity Therapeutics Limited filed a Form 6-K furnishing an Appendix 3Y notice from the ASX that records a change in director interests for David Stamler. The filing shows that 91,392,720 unlisted options expiring on 06 January 2026 with an exercise price of $0.0320 expired and are now recorded as nil.
No ordinary shares or American Depositary Shares were acquired or disposed of, and the value/consideration for the expired options is listed as “NIL.” Stamler continues to hold fully paid ordinary shares, listed options with later expiries, further unlisted options, and 133,333 American Depositary Shares held indirectly through HSBC Custody Nominees. The Form 6-K is also incorporated by reference into several existing Form S-8 and Form F-3 registration statements.
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FAQ
What does Alterity Therapeutics (ATHE) report in this Form 6-K?
The Form 6-K furnishes an ASX Appendix 3Y notice showing that director David Stamler had a large block of unlisted options expire, with no shares acquired or sold.
How many Alterity Therapeutics options held by David Stamler expired?
The notice states that 91,392,720 unlisted options expiring on 06 January 2026 with an exercise price of $0.0320 are now recorded as nil.
What Alterity Therapeutics securities does David Stamler still hold after this change?
After the option expiry, he continues to hold 11,688,312 fully paid ordinary shares, several series of listed and unlisted options with later expiries, and 133,333 American Depositary Shares held indirectly.
Is this Alterity Therapeutics Form 6-K linked to other SEC registration statements?
Yes. The company states that this Form 6-K is incorporated by reference into its existing Form S-8 and Form F-3 registration statements identified by file numbers.
What is the role of HSBC Custody Nominees in Alterity’s director holdings?
The filing notes that HSBC Custody Nominees (Australia) Limited is the registered holder of 133,333 American Depositary Shares held indirectly for David Stamler.
What is an Appendix 3Y in the context of Alterity Therapeutics?
Appendix 3Y is an ASX “Change of Director’s Interest Notice” that records updates to a director’s relevant interests in Alterity’s securities under ASX listing rule 3.19A.2.