STOCK TITAN

Alterity director buys 47K shares, sheds options

A director-linked entity increased its indirect stake in ATHE ordinary shares while simultaneously disposing of an equal number of listed options.

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

ALTERITY THERAPEUTICS LTD (ATHE) director Peter Ashley Marks reported related transactions on August 31, 2026 through Lampam Pty Ltd. An entity associated with him bought 47,620 ordinary shares at $0.50 per share, bringing its indirect holdings to 191,340 ordinary shares, and disposed of 47,620 listed options with a $0.50 exercise price expiring August 31, 2026.

Positive

  • None.

Negative

  • None.
Insider Marks Peter Ashley
Role Director
Bought 95,240 shs ($48K)
Type Security Shares Price Value
Purchase Listed option exp 31 Aug 2026 47,620 $0.50 $24K
Purchase Ordinary shares 47,620 $0.50 $24K
Holdings After Transaction: Listed option exp 31 Aug 2026 — 0 contracts (Indirect, Lampam Pty Ltd); Ordinary shares — 191,340 shares (Indirect, Lampam Pty Ltd)
Ordinary shares purchased 47,620 shares Indirect purchase by Lampam Pty Ltd on August 31, 2026
Purchase price per ordinary share $0.50 per share Price paid for 47,620 ordinary shares on August 31, 2026
Indirect ordinary share holdings after transaction 191,340 shares Ordinary shares held indirectly through Lampam Pty Ltd after August 31, 2026
Listed options disposed 47,620 options Listed options tied to ordinary shares disposed on August 31, 2026
Listed option exercise price $0.50 per share Exercise price for listed options expiring August 31, 2026

FAQ

What insider trading activity did ATHE report for director Peter Ashley Marks?

On August 31, 2026, an entity associated with director Peter Ashley Marks bought 47,620 ATHE ordinary shares at $0.50 per share and disposed of 47,620 listed options with a $0.50 exercise price expiring August 31, 2026.

What price was paid for the ATHE ordinary shares purchased on August 31, 2026?

The ordinary shares were purchased at a price of $0.50 per share on August 31, 2026, for a total of 47,620 shares acquired indirectly through Lampam Pty Ltd.

What happened to the listed options reported in this ATHE Form 4?

An entity associated with the director disposed of 47,620 listed options with a $0.50 exercise price and an expiration date of August 31, 2026, leaving no such options reported as held after the transaction.

Were the ATHE insider transactions made under a Rule 10b5-1 trading plan?

The filing indicates that no Rule 10b5-1 trading plan is reported for these August 31, 2026 transactions by the entity associated with director Peter Ashley Marks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Marks Peter Ashley

(Last)(First)(Middle)
LEVEL 15
500 COLLINS STREET

(Street)
MELBOURNEVICTORIA3000

(City)(State)(Zip)

AUSTRALIA

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALTERITY THERAPEUTICS LTD [ ATHE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
[ATH.ASX]
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary shares08/31/202608/31/2026P47,620A$0.5191,340ILampam Pty Ltd
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Listed option exp 31 Aug 2026$0.508/31/202608/31/2026P47,62004/15/202608/31/2026Ordinary shares47,620$0.50ILampam Pty Ltd
Explanation of Responses:
Peter Ashley Marks09/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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