Morgan Stanley (ATI) Rule 144 notice lists vested director shares (5/2019–5/2020)

Rhea-AI Filing Summary

Morgan Stanley submitted a Rule 144 notice regarding proposed sales of Common stock tied to restricted stock vesting for director compensation. The filing lists vested lots dated 05/10/2019 (1,513 shares), 05/14/2019 (3,526 shares) and 05/13/2020 (1,561 shares).

Insights

Securities Attorney

Rule 144 notice lists specific vested director-restricted share lots and quantities.

The filing lists three restricted-stock vesting events tied to director compensation on 05/10/2019 (1,513 shares), 05/14/2019 (3,526 shares) and 05/13/2020 (1,561 shares). These entries appear under "Securities To Be Sold."

Cash-flow treatment and planned timing of any sales are not shown in the excerpt; subsequent filings or broker records would state execution details.

FAQ

What does this Form 144 for ATI/Morgan Stanley report?

It reports a Rule 144 notice for proposed sales of Common stock tied to vested restricted shares. The excerpt lists 1,513, 3,526 and 1,561 share vesting lots dated 05/10/2019, 05/14/2019 and 05/13/2020

Do the listed shares in the filing indicate completed sales?

No; the filing lists restricted-stock vesting events and quantities rather than executed trades. The excerpt shows vested lots for director compensation on specific dates, but it does not show sale execution or proceeds.

Who is the issuer named in the Form 144 excerpt?

The issuer named in the excerpt is Morgan Stanley with an address at 1300 Thames Street, Baltimore. The entry references Common stock and a listing exchange of NYSE in the provided lines.

What quantities of Common stock are noted as vested in the filing?

The excerpt lists three vested restricted-stock lots: 1,513 shares (05/10/2019), 3,526 shares (05/14/2019), and 1,561 shares (05/13/2020). These are associated with director compensation.

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Accepted by SEC EDGAR 03/11/2026 - 05:27 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley 1300 Thames Street Thames Street Whart, 5th Floor Baltimore MD 21231	6609	1019483	136936299	03/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/10/2019	Restricted stock vesting	Issuer			1513	05/10/2019	Director compensation
Common	05/14/2019	Restricted stock vesting	Issuer			3526	05/14/2019	Director compesnation
Common	05/13/2020	Restricted stock vesting	Issuer			1561	05/13/2020	Director compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)