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CVI, Heights report 2.1M Atomera holdings (NASDAQ: ATOM)

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Atomera Incorporated reported that CVI Investments, Inc. and Heights Capital Management, Inc. together hold 2,100,000 shares of common stock, representing 5.8% of the class. The filing states there were 36,509,895 shares outstanding as of the completion of the offering per the prospectus supplement filed 02/24/2026.

The filing notes CVI Investments is organized in the Cayman Islands and that Heights Capital Management, Inc., as CVI's investment manager, may exercise shared voting and dispositive power over those shares; both entities disclaim beneficial ownership except for pecuniary interest.

Positive

  • None.

Negative

  • None.





02/23/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 6 and Row 8 above, Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over the shares reported as beneficially owned by CVI Investments, Inc. herein.


SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 6 and Row 8 above, Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over the shares reported as beneficially owned by CVI Investments, Inc. herein.


SCHEDULE 13G



CVI Investments, Inc.
Signature:/s/ Sarah Travis
Name/Title:Sarah Travis, Assistant General Counsel and Assistant Secretary of Heights Capital Management, Inc.
Date:03/02/2026
Heights Capital Management, Inc.
Signature:/s/ Sarah Travis
Name/Title:Sarah Travis, Assistant General Counsel and Assistant Secretary
Date:03/02/2026

Comments accompanying signature: Heights Capital Management, Inc. serves as authorized agent of CVI Investments, Inc. pursuant to a Limited Power of Attorney, a copy of which is attached as Exhibit 24 hereto.
Exhibit Information

EXHIBIT INDEX EXHIBIT DESCRIPTION ________ ________ 24 Limited Power of Attorney 99 Joint Filing Agreement

FAQ

How many Atomera (ATOM) shares does CVI Investments report owning?

CVI Investments, with Heights Capital Management, reports 2,100,000 shares beneficially owned. The Schedule 13G lists this amount and indicates it represents 5.8% of the common stock class based on the stated outstanding share count.

What percent of Atomera outstanding shares does 2,100,000 represent?

The filing states the 2,100,000 shares represent 5.8% of Atomera's common stock. This percentage is calculated against the disclosed 36,509,895 shares outstanding referenced in the prospectus supplement filed 02/24/2026.

Does Heights Capital Management control the voting for CVI Investments' shares?

The Schedule 13G discloses that Heights Capital Management, Inc. is CVI Investments' investment manager and may exercise shared voting and dispositive power over the reported 2,100,000 shares, per the filing's explanatory comment.

Where is CVI Investments organized and where is Heights Capital located?

The filing shows CVI Investments, Inc. is organized in the Cayman Islands and lists its principal office there; Heights Capital Management, Inc. is organized in Delaware with a San Francisco principal business address.
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