Welcome to our dedicated page for AlphaTON Capital SEC filings (Ticker: ATON), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AlphaTON Capital Corp (NASDAQ: ATON) files as a foreign private issuer under the Securities Exchange Act of 1934, and its SEC filings provide detailed insight into the company’s digital asset treasury strategy, financing arrangements, governance, and operational priorities. As an issuer incorporated in the British Virgin Islands, AlphaTON submits annual reports on Form 20-F and frequent current reports on Form 6-K.
On this page, users can review AlphaTON’s Form 6-K filings, which have covered topics such as treasury management agreements related to its TON-focused strategy, loan arrangements secured by TON collateral, private placements, at-the-market offering agreements, registered direct offerings, and management changes. These reports also incorporate unaudited condensed consolidated interim financial statements and management’s discussion and analysis for specified periods, as indicated in the exhibits to recent 6-Ks.
AlphaTON’s shelf registration statements on Form F-3 and registration statements on Form S-8 are referenced in multiple 6-Ks, where the company notes that specific reports and exhibits are incorporated by reference into those registration statements. Filings describe how capital raised under these programs may support the company’s activities in digital asset treasury management, AI infrastructure deployments, and broader corporate purposes.
Investors examining AlphaTON’s SEC filings can also find disclosures about agreements with external partners for treasury management, locked asset arrangements, and master loan agreements, as well as clarifications and corrections to prior press releases. Management changes and related contractor agreements are likewise documented in detail.
Stock Titan’s filings page surfaces these documents as they are furnished to EDGAR and can pair them with AI-powered summaries that highlight key terms, risk factors, capital structure implications, and operational updates. Users can quickly locate AlphaTON’s 6-Ks, 20-F references, and other incorporated documents, and can also review insider-related information when Form 4 or similar ownership reports are available, with AI explanations that help interpret complex regulatory language.
AlphaTON Capital Corp is registering 481,581 Ordinary Shares underlying warrants through a supplemented prospectus. The supplement adds a Form 6-K that includes a press release describing net capital raises of $44 million, including a $15 million registered direct offering at $1.00 per share, mainly funding GPU infrastructure for Cocoon AI and working capital.
The company has initiated a $46 million investment for 576 NVIDIA B300 chips, targeting a projected 27% IRR, 282% ROI and $11 million Net Present Value, and exited SEC “baby-shelf” limits with a $420.69 million shelf registration. AlphaTON reports that its Cocoon AI network deployment began generating AI inference revenue in December and highlights new partnerships, including Midnight Foundation and data center operator atNorth AB, plus product launches such as the AlphaTON Claude Connector and the planned Alpha Liquid Terminal trading application.
AlphaTON Capital Corp has filed a prospectus supplement covering 481,581 ordinary shares issuable upon exercise of outstanding warrants, updating its prior prospectus with a new Form 6-K. The attached report details a registered direct equity financing completed in mid-January 2026.
The company sold 5,230,000 ordinary shares at $1.00 each and issued pre-funded warrants to purchase up to 9,770,000 ordinary shares at $0.9999 per pre-funded warrant, generating approximately $13.6 million in net proceeds. Management plans to use this cash primarily to scale GPU deployments for its Cocoon AI platform, along with working capital and general corporate purposes.
H.C. Wainwright & Co. acted as placement agent, receiving a 7% cash fee on gross proceeds, expense reimbursements, and 1,050,000 placement agent warrants with a $1.25 exercise price, exercisable for five years. The pre-funded warrants carry a nominal exercise price of $0.0001 per share, include beneficial ownership caps of 4.99% or 9.99% (adjustable up to 19.99% with notice), and are not listed on an exchange.
AlphaTON Capital Corp filed a prospectus supplement covering 481,581 ordinary shares issuable upon exercise of warrants under its existing Form F-1 registration. The supplement mainly updates the base prospectus by incorporating a new Form 6-K.
The attached Form 6-K notes that AlphaTON previously filed a prospectus supplement on November 25, 2025 for the offer and sale of up to
AlphaTON Capital Corp updated a prior registration to cover 481,581 ordinary shares underlying warrants and furnished new unaudited results for the three and six months ended September 30, 2025. The company has shifted from a pure immuno-oncology focus toward building a TON token-based digital asset treasury linked to the Telegram ecosystem.
As of September 30, 2025, AlphaTON reported total assets of $30.6 million, including TON and Bitcoin holdings and significant TON and stablecoin receivables, versus $2.2 million at March 31, 2025. It posted a six‑month net loss of $11.1 million, driven by operating expenses, fair value changes, and a $4.8 million impairment on its Compedica investment.
Cash and cash equivalents fell to $0.2 million with current liabilities of $21.5 million, including a sizeable put right liability. Management discloses that these conditions and continued operating losses raise substantial doubt about the company’s ability to continue as a going concern, despite recent private placement funding and digital asset contributions.
AlphaTON Capital Corp updates its prospectus to include a recent Form 6-K and continues its registration of 481,581 Ordinary Shares underlying warrants for potential resale. The company’s Ordinary Shares trade on Nasdaq under the symbol ATON, with a recent closing price of $0.598 per share.
The attached Form 6-K describes a Settlement Agreement with DWF MaaS Limited resolving disagreements related to a prior Treasury Management Agreement. AlphaTON will repurchase previously issued shares and pre-funded warrants from DWF for $15,000,000, remove vesting restrictions on 160,000 Restricted Shares issued to DWF, pay an additional $35,000, and mutually release claims as the Treasury Management and related share agreements are terminated.
AlphaTON Capital Corp updates a prospectus covering 481,581 Ordinary Shares underlying warrants and attaches a new Form 6-K by incorporation. The supplement keeps the original F-1 offering framework in place but refreshes it with the latest company disclosure.
The attached Form 6-K explains that, under prior side letters tied to a September 2025 private placement, one investor exercised a put option on December 8, 2025. AlphaTON must transfer 1,230,590.71 locked TON tokens and 187,515.21 liquid TON tokens back to this investor in exchange for repurchasing 658,644 Ordinary Shares previously issued in that financing.
AlphaTON Capital Corp reported that it has raised net
The company closed a
AlphaTON exited SEC baby-shelf limits and obtained effectiveness for a
AlphaTON Capital Corp filed an amended Form 6-K to add unaudited condensed interim financial statements and XBRL data for the three and six months ended September 30, 2025. The company has pivoted from a legacy immuno-oncology focus to a technology and digital-asset strategy built around the Telegram ecosystem and TON blockchain, including staking, DeFi activities and Telegram-based applications.
For the six months ended September 30, 2025, AlphaTON reported a net loss of about $11.1 million, with basic and diluted loss per share of $5.13. As of September 30, 2025, cash and cash equivalents were $0.2 million against current liabilities of $21.5 million, while total assets were $30.6 million, including stablecoins of $3.1 million, digital assets of $1.8 million, and digital asset and stablecoin receivables of $23.9 million.
In September 2025 the company completed a private placement of ordinary shares and pre-funded warrants with aggregate consideration of approximately $36.2 million in cash, digital assets and stablecoins, and recognized a put right liability of $17.9 million related to contingent repurchase and treasury arrangements. The financial statements include a going concern note stating that recurring losses, limited cash and reliance on external financing raise substantial doubt about the company’s ability to continue as a going concern within one year of the statements’ issuance date.
Orca Capital AG has disclosed a significant passive stake in AlphaTON Capital Corp. The German firm reports beneficial ownership of 1,410,000 Ordinary Shares, representing 9.9% of AlphaTON’s outstanding Ordinary Shares. This percentage is calculated based on 14,314,588 Ordinary Shares outstanding immediately after AlphaTON’s registered offering described in a prospectus filed on January 15, 2026, and excludes 2,340,000 Ordinary Shares issuable upon exercise of pre-funded warrants.
The pre-funded warrants are subject to a 4.99% beneficial ownership blocker, meaning Orca Capital cannot exercise them if doing so would push its beneficial ownership above 4.99% of AlphaTON’s outstanding Ordinary Shares. Orca Capital reports sole voting and dispositive power over the 1,410,000 shares and certifies that the securities are not held for the purpose of changing or influencing control of AlphaTON.
AlphaTON Capital Corp completed a registered direct offering, selling 5,230,000 ordinary shares and pre-funded warrants to purchase up to 9,770,000 ordinary shares. The ordinary shares were priced at $1.00 each and the pre-funded warrants at $0.9999 each, resulting in approximately $13.6 million in net proceeds. The company plans to use this cash to scale GPU deployments for its Cocoon AI platform and for working capital and other general corporate purposes.
H.C. Wainwright & Co. acted as exclusive placement agent, receiving a 7.0% cash fee on the gross proceeds, expense reimbursements, and placement agent warrants to buy up to 1,050,000 ordinary shares at $1.25 per share. The investor pre-funded warrants carry a nominal $0.0001 exercise price, can be exercised at any time until fully used, and include ownership limits generally capped at 4.99% or 9.99%, with potential increases up to 19.99% after notice.
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