AlphaTON Capital CIO reports initial share holdings
AlphaTON Capital Corp director and Chief Investment Officer Villani Fiorenzo filed an initial ownership report on Ordinary Shares.
Rhea-AI Filing Summary
AlphaTON Capital Corp director and Chief Investment Officer Villani Fiorenzo filed an initial ownership report on Ordinary Shares. The filing shows direct ownership of 143,000 Ordinary Shares and an additional 100,831 Ordinary Shares held indirectly by Alpha Sigma Capital Advisors, LLC.
The footnote explains these indirectly held shares are owned by Alpha Sigma Capital Advisors, LLC, where Fiorenzo is Executive Director, and that he disclaims beneficial ownership of those securities. This Form 3 does not report any new purchases or sales, only the existing share positions.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Villani Fiorenzo
Role
Chief Investment Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Ordinary Shares — 143,000 shares (Direct);
Ordinary Shares — 100,831 shares (Indirect, By Alpha Sigma Capital Advisors, LLC)
Footnotes (1)
- F1. Represents ordinary shares held by Alpha Sigma Capital Advisors, LLC, of which the Reporting Person is the Executive Director. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Key Figures
Direct Ordinary Shares holding: 143,000 shares
Indirect Ordinary Shares holding: 100,831 shares
Holding entries reported: 2 entries
3 metrics
Direct Ordinary Shares holding
143,000 shares
Direct ownership reported on Form 3
Indirect Ordinary Shares holding
100,831 shares
Held by Alpha Sigma Capital Advisors, LLC; Fiorenzo disclaims beneficial ownership
Holding entries reported
2 entries
Both entries categorized as holdings in transaction summary
Key Terms
Form 3, Ordinary Shares, beneficial ownership, Section 16, +1 more
5 terms
Form 3 regulatory
"The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission..."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership regulatory
"The Reporting Person disclaims beneficial ownership of these securities..."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"beneficial owner of these securities for purposes of Section 16 or for any other purpose."
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
indirect ownership financial
"Represents ordinary shares held by Alpha Sigma Capital Advisors, LLC..."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does AlphaTON Capital Corp (ATON) disclose in Villani Fiorenzo’s Form 3?
The Form 3 discloses initial ownership of AlphaTON Capital Corp Ordinary Shares by director and Chief Investment Officer Villani Fiorenzo. It lists both his direct holdings and shares held through an affiliated entity, without reporting any new purchases or sales.
What indirect AlphaTON (ATON) holdings are reported for Villani Fiorenzo?
The filing reports 100,831 Ordinary Shares held indirectly through Alpha Sigma Capital Advisors, LLC. Fiorenzo is Executive Director of that entity, but he disclaims beneficial ownership of these securities, as stated explicitly in the footnote to the report.
Does Villani Fiorenzo’s Form 3 for ATON show any recent insider buying or selling?
The Form 3 does not show any recent insider buying or selling. It is an initial ownership statement that simply records existing direct and indirect Ordinary Share positions, with both transactions in the report categorized as holding entries.
Why does the Form 3 for AlphaTON (ATON) include a beneficial ownership disclaimer?
The footnote explains that Ordinary Shares held by Alpha Sigma Capital Advisors, LLC are reported because Fiorenzo is Executive Director, but he disclaims beneficial ownership. This means the filing is not an admission that he is the beneficial owner for Section 16 or other purposes.
AI-generated analysis. How Rhea-AI works. Not financial advice.
