AlphaTON Capital (ATON) director and CIO details direct and indirect stakes

Rhea-AI Filing Summary

AlphaTON Capital Corp director and Chief Investment Officer Villani Fiorenzo filed an initial ownership report on Ordinary Shares. The filing shows direct ownership of 143,000 Ordinary Shares and an additional 100,831 Ordinary Shares held indirectly by Alpha Sigma Capital Advisors, LLC.

The footnote explains these indirectly held shares are owned by Alpha Sigma Capital Advisors, LLC, where Fiorenzo is Executive Director, and that he disclaims beneficial ownership of those securities. This Form 3 does not report any new purchases or sales, only the existing share positions.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Villani Fiorenzo

Role Chief Investment Officer

Type	Security	Shares	Price	Value
holding	Ordinary Shares	--	--	--
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Ordinary Shares — 143,000 shares (Direct); Ordinary Shares — 100,831 shares (Indirect, By Alpha Sigma Capital Advisors, LLC)

Footnotes (1)

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Key Figures

Direct Ordinary Shares holding: 143,000 shares Indirect Ordinary Shares holding: 100,831 shares Holding entries reported: 2 entries

3 metrics

Direct Ordinary Shares holding 143,000 shares Direct ownership reported on Form 3

Indirect Ordinary Shares holding 100,831 shares Held by Alpha Sigma Capital Advisors, LLC; Fiorenzo disclaims beneficial ownership

Holding entries reported 2 entries Both entries categorized as holdings in transaction summary

Key Terms

Form 3, Ordinary Shares, beneficial ownership, Section 16, +1 more

5 terms

Form 3 regulatory

"The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission..."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Ordinary Shares financial

"Represents ordinary shares held by Alpha Sigma Capital Advisors, LLC..."

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

beneficial ownership regulatory

"The Reporting Person disclaims beneficial ownership of these securities..."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Section 16 regulatory

"beneficial owner of these securities for purposes of Section 16 or for any other purpose."

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

indirect ownership financial

"Represents ordinary shares held by Alpha Sigma Capital Advisors, LLC..."

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Villani Fiorenzo

(Last) (First) (Middle)

C/O ALPHATON CAPITAL CORP

CLARENCE THOMAS BUILDING, P.O. BOX 4649

(Street)

ROAD TOWN, TORTOLA VG1110

(City) (State) (Zip)

VIRGIN ISLANDS, BRITISH

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AlphaTON Capital Corp [ ATON ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Investment Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	143,000	D
Ordinary Shares	100,831	I	By Alpha Sigma Capital Advisors, LLC(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents ordinary shares held by Alpha Sigma Capital Advisors, LLC, of which the Reporting Person is the Executive Director. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Remarks:

Exhibit 24: Power of Attorney

	/s/ Fiorenzo Villani	04/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does AlphaTON Capital Corp (ATON) disclose in Villani Fiorenzo’s Form 3?

The Form 3 discloses initial ownership of AlphaTON Capital Corp Ordinary Shares by director and Chief Investment Officer Villani Fiorenzo. It lists both his direct holdings and shares held through an affiliated entity, without reporting any new purchases or sales.

How many AlphaTON Capital (ATON) shares does Villani Fiorenzo hold directly?

Villani Fiorenzo directly holds 143,000 Ordinary Shares of AlphaTON Capital Corp. This figure reflects his personal direct ownership reported in the Form 3, separate from shares attributed to an affiliated investment entity mentioned in the filing’s footnote.

What indirect AlphaTON (ATON) holdings are reported for Villani Fiorenzo?

The filing reports 100,831 Ordinary Shares held indirectly through Alpha Sigma Capital Advisors, LLC. Fiorenzo is Executive Director of that entity, but he disclaims beneficial ownership of these securities, as stated explicitly in the footnote to the report.

Does Villani Fiorenzo’s Form 3 for ATON show any recent insider buying or selling?

The Form 3 does not show any recent insider buying or selling. It is an initial ownership statement that simply records existing direct and indirect Ordinary Share positions, with both transactions in the report categorized as holding entries.

Why does the Form 3 for AlphaTON (ATON) include a beneficial ownership disclaimer?

The footnote explains that Ordinary Shares held by Alpha Sigma Capital Advisors, LLC are reported because Fiorenzo is Executive Director, but he disclaims beneficial ownership. This means the filing is not an admission that he is the beneficial owner for Section 16 or other purposes.