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Attovia Therapeutics CFO reports stock option holdings

Attovia Therapeutics, Inc. reported initial insider holdings showing a Chief Financial Officer with two stock option awards over its common stock.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Attovia Therapeutics, Inc. reported initial insider holdings showing a Chief Financial Officer with two stock option awards over its common stock. One option covers 215,285 underlying shares at an exercise price of $3.5302 per share, expiring on November 13, 2034. The second option covers 80,731 underlying shares at an exercise price of $4.9237 per share, expiring on May 17, 2035. Each option vests over four years, with 25% of the underlying shares vesting on an initial vesting date and the remaining 75% vesting in 1/48th monthly installments over three years, subject to continued service.

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Insider Attovia Therapeutics, Inc.
Role Chief Financial Officer
Type Security Shares Price Value
holding Stock Option (Right to Buy) F1 -- -- --
holding Stock Option (Right to Buy) F2 -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 296,016 contracts (Direct)
Footnotes (2)
  1. F1. The option vests over a four-year period. The vesting schedule is as follows: 25% of the shares of common stock underlying the stock option vested on October 14, 2025, and an additional 1/48th of the total shares underlying the stock option vest in equal monthly installments over three-years, subject to continued service to the Issuer through such date.
  2. F2. The option vests over a four-year period. The vesting schedule is as follows: 25% of the shares of common stock underlying the stock option vested on May 18, 2026, and an additional 1/48th of the total shares underlying the stock option vest in equal monthly installments over three-years, subject to continued service to the Issuer through such date.
Underlying Shares (Option 1) 215,285 shares Common stock underlying stock option with $3.5302 exercise price
Exercise Price (Option 1) $3.5302 per share Stock option expiring November 13, 2034
Underlying Shares (Option 2) 80,731 shares Common stock underlying stock option with $4.9237 exercise price
Exercise Price (Option 2) $4.9237 per share Stock option expiring May 17, 2035
Initial Vesting Portion 25% Portion of underlying shares vesting at initial vesting date for each option
Ongoing Vesting Rate 1/48th monthly Remaining shares vest in equal monthly installments over three years
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy)"
underlying security financial
"underlying_security_title: Common Stock underlying the option"
exercise price financial
"conversion_or_exercise_price of $3.5302 and $4.9237 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"options expiring on November 13, 2034 and May 17, 2035"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
vesting schedule financial
"The option vests over a four-year period with a specified vesting schedule"
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider holdings does Attovia Therapeutics (ATTO) disclose in this Form 3?

The filing shows a Chief Financial Officer holding two stock options over Attovia common stock, covering 215,285 and 80,731 underlying shares with specified exercise prices and expiration dates.

What are the exercise prices of the Attovia Therapeutics (ATTO) CFO’s stock options?

The options have exercise prices of $3.5302 and $4.9237 per share. These prices represent the cost per share to acquire Attovia common stock upon exercising the respective stock options.

How many shares underlie the Attovia Therapeutics (ATTO) CFO’s reported stock options?

The reported options cover 215,285 and 80,731 underlying shares of common stock. These figures represent potential future share issuances if the options vest and are exercised.

What are the expiration dates of the Attovia Therapeutics (ATTO) CFO’s stock options?

The options expire on November 13, 2034 and May 17, 2035. After these dates, the right to exercise the respective options and purchase Attovia common shares lapses.

How do the Attovia Therapeutics (ATTO) stock options reported here vest?

Each option vests over four years: 25% of underlying shares vested on an initial date, with the remaining 75% vesting in equal 1/48th monthly installments over three years, contingent on continued service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Attovia Therapeutics, Inc.

(Last)(First)(Middle)
C/O ATTOVIA THERAPEUTICS, INC.
1091 INDUSTRIAL ROAD, SUITE 310

(Street)
SAN CARLOS CALIFORNIA 94070

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/04/2026
3. Issuer Name and Ticker or Trading Symbol
Attovia Therapeutics, Inc. [ ATTO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1)11/13/2034Common Stock215,285$3.5302D
Stock Option (Right to Buy) (2)05/17/2035Common Stock80,731$4.9237D
Explanation of Responses:
1. The option vests over a four-year period. The vesting schedule is as follows: 25% of the shares of common stock underlying the stock option vested on October 14, 2025, and an additional 1/48th of the total shares underlying the stock option vest in equal monthly installments over three-years, subject to continued service to the Issuer through such date.
2. The option vests over a four-year period. The vesting schedule is as follows: 25% of the shares of common stock underlying the stock option vested on May 18, 2026, and an additional 1/48th of the total shares underlying the stock option vest in equal monthly installments over three-years, subject to continued service to the Issuer through such date.
Remarks:
EX - 24.1 Power of Attorney
/s/ Steven Chan08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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