AUNA director updates performance option holding

AUNA S.A. director Luis Felipe Pinillos Casabonne filed an amended ownership report to add a previously omitted performance share option.

Rhea-AI Filing Summary

AUNA S.A. director Luis Felipe Pinillos Casabonne filed an amended ownership report to add a previously omitted performance share option. The option covers 443,505 underlying Class A common shares at an exercise price of $12.00 per share and expires on March 21, 2029. It will conditionally vest in three equal tranches if the share price reaches $12.00, $21.00 and $30.00 per share, respectively. This amendment reflects holdings; it does not report a new purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Pinillos Casabonne Luis Felipe

Role Director

Type	Security	Shares	Price	Value
holding	Performance Share Option (Right to Buy)	--	--	--

Holdings After Transaction: Performance Share Option (Right to Buy) — 443,505 contracts (Direct)

Footnotes (1)

1. F1. This performance share option was omitted from the Reporting Person's original Form 3. The performance share option will conditionally vest in three equal tranches in the event that the price of the Issuer's Class A common share equals or exceeds each of $12.00, $21.00 and $30.00 per share, respectively.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did AUNA (AUNA) disclose in this amended Form 3/A?

AUNA disclosed that director Luis Felipe Pinillos Casabonne previously omitted a performance share option from his original Form 3. The amendment adds this derivative holding and clarifies its terms, including exercise price, vesting conditions, and expiration date, without reporting any new share transaction.

How many AUNA (AUNA) shares are covered by the performance share option?

The performance share option covers 443,505 underlying Class A common shares. This figure represents the maximum number of shares the director may acquire upon full vesting and exercise, subject to the specific share price performance hurdles described in the filing’s footnote.

What is the exercise price and expiration date of the AUNA (AUNA) option?

The performance share option has an exercise price of $12.00 per Class A common share and expires on March 21, 2029. These terms define the price the director must pay per share and the final date by which the option can be exercised if vested.

What price targets must AUNA (AUNA) meet for the option to vest?

The option will conditionally vest in three equal tranches when AUNA’s Class A common share price equals or exceeds $12.00, $21.00, and $30.00 per share. Each price level triggers vesting of one-third of the total option, aligning vesting with share price performance.

Does this AUNA (AUNA) Form 3/A show the director buying or selling shares?

No, the amendment does not show the director buying or selling shares. It corrects the original Form 3 by adding a previously omitted performance share option position, detailing its size, exercise price, vesting hurdles, and expiration, without recording new market transactions.

Is the AUNA (AUNA) performance share option held directly or indirectly?

The filing indicates the performance share option is held as a direct interest by the reporting person, coded as “D” for direct ownership. There is no footnote stating that the option is held through a separate entity or that beneficial ownership is disclaimed.

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Accepted by SEC EDGAR 03/25/2026 - 05:11 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Pinillos Casabonne Luis Felipe

(Last) (First) (Middle)

6, RUE JEAN MONNET

(Street)

LUXEMBOURG GRAND DUCHY OF LUXEMBOURG L-2180

(City) (State) (Zip)

LUXEMBOURG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AUNA S.A. [ AUNA ]

3a. Foreign Trading Symbol
[AUNA]

5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Share Option (Right to Buy)	(1)	03/21/2029	Class A Common Shares	443,505	$12	D

Explanation of Responses:

1. This performance share option was omitted from the Reporting Person's original Form 3. The performance share option will conditionally vest in three equal tranches in the event that the price of the Issuer's Class A common share equals or exceeds each of $12.00, $21.00 and $30.00 per share, respectively.

	/s/ Carolina Brovelli, attorney-in-fact for Luis Felipe Pinillos	03/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)