AUNA (NYSE: AUNA) Peru GM reports initial share and option holdings

Rhea-AI Filing Summary

AUNA S.A. officer Vicente Checa, Gerente General Peru, filed an initial ownership report showing 4,706 Class A Common Shares, including 3,706 shares underlying restricted share units. He also holds options over 20,000 shares at $12.00 expiring in 2029 and 32,500 shares at $6.32 expiring in 2035, each vesting in four annual installments from March 21, 2025 and July 11, 2026, respectively.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Checa Vicente

(Last) (First) (Middle)

6, RUE JEAN MONNET

(Street)

LUXEMBOURG GRAND DUCHY OF LUXEMBOURG L-2180

(City) (State) (Zip)

LUXEMBOURG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AUNA S.A. [ AUNA ]

3a. Foreign Trading Symbol
[AUNA]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Gerente General Peru

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Shares	4,706(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Share Option (right to buy)	(2)	03/21/2029	Class A Common Shares	20,000	$12	D
Share Option (right to buy)	(3)	07/11/2035	Class A Common Shares	32,500	$6.32	D

Explanation of Responses:

1. Includes 3,706 shares of common stock underlying outstanding restricted share units.

2. This share option will vest annually in four equal installments beginning on March 21, 2025.

3. This share option will vest annually in four equal installments beginning on July 11, 2026.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Carolina Brovelli, attorney-in-fact for Vicente Checa	03/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the AUNA (AUNA) Form 3 filing by Vicente Checa show?

The Form 3 shows Vicente Checa’s initial ownership in AUNA, including 4,706 Class A shares and two option grants over 20,000 and 32,500 shares with defined exercise prices, expirations, and multi-year vesting schedules.

How many AUNA (AUNA) Class A shares does Vicente Checa beneficially own?

He reports 4,706 Class A Common Shares, which includes 3,706 shares underlying outstanding restricted share units. This figure represents his direct equity position separate from additional shares that could be acquired through his outstanding share options.

What option awards are disclosed in the AUNA (AUNA) Form 3 for Vicente Checa?

He holds two share options: one over 20,000 Class A shares at $12.00 per share expiring in 2029, and another over 32,500 shares at $6.32 per share expiring in 2035, both subject to four annual vesting installments.

When do Vicente Checa’s AUNA (AUNA) share options vest?

One option grant vests annually in four equal installments beginning on March 21, 2025. The second option grant vests annually in four equal installments beginning on July 11, 2026, reflecting a staggered long-term incentive structure.

Does the AUNA (AUNA) Form 3 indicate any recent share purchases or sales by Vicente Checa?

The filing lists holdings and derivative positions but does not show any classified buy or sell transactions. All entries are reported as holdings, with transaction codes described as unknown and no net purchase or sale activity indicated.

What is the exercise price and expiration of Vicente Checa’s AUNA (AUNA) options?

One share option has a $12.00 exercise price and expires on March 21, 2029. The other has a $6.32 exercise price and expires on July 11, 2035, defining long-dated potential equity exposure for the executive.