AUNA (NYSE: AUNA) president discloses options and major Class B stake
Rhea-AI Filing Summary
AUNA S.A. director and president Jesus Zamora reports his initial ownership position in the company’s shares and options. He holds performance share options over 2,217,528 Class A common shares at an exercise price of $12.00 per share, expiring on March 21, 2034. He also holds performance share options over 277,778 Class A shares and share options over 209,677 Class A shares, each with a $6.32 exercise price and expiring on July 11, 2035. In addition, he directly owns 30,710 Class A common shares and indirectly owns 32,029,016 Class B common shares through Enfoca entities, with each Class B share convertible into one Class A share. The performance options vest only if AUNA’s Class A share price meets specified targets of $12.00, $21.00, $30.00 or $9.48, while one share option grant vests in four equal annual installments beginning on July 11, 2026.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Performance Share Option (Right to Buy) | -- | -- | -- |
| holding | Performance Share Option (Right to Buy) | -- | -- | -- |
| holding | Share Option (Right to Buy) | -- | -- | -- |
| holding | Class A Common Shares | -- | -- | -- |
| holding | Class B Common Shares | -- | -- | -- |
Footnotes (1)
- Each Class B common share is convertible into one Class A common share: (i) at any time at the option of the holder of such Class B common share or (ii) automatically upon any transfer that is not a permitted transfer in accordance with the Issuer's articles of association. Consists of (i) 25,585,539 Class B common shares held of record by Enfoca Discovery 2, L.P. ("Enfoca Discovery 2"), (ii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 1, Fondo de Inversion ("Enfoca Descubridor 1"), (iii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 2, Fondo de Inversion ("Enfoca Descubridor 2"), (iv) 46,820 Class B common shares held of record by Enfoca Asset Management Ltd. ("Enfoca Asset Management") and (v) 273 Class B common shares held of record by Enfoca Sociedad Administradora de Fondos de Inversion S.A. ("ESAFI" and, together with Enfoca Discovery 2, Enfoca Descubridor 1, Enfoca Descubridor 2 and Enfoca Asset Management, the "Enfoca Entities"). The Enfoca Entities are indirectly controlled by Mr. Zamora. The performance share option will conditionally vest in three equal tranches in the event that the price of the Issuer's Class A common share equals or exceeds each of $12.00, $21.00 and $30.00 per share, respectively. The performance share option will conditionally vest in the event that the price of the Issuer's Class A common share equals or exceeds $9.48 This share option will vest annually in four equal installments beginning on July 11, 2026.
