AUNA president reports initial share and option stakes

AUNA S.A. director and president Jesus Zamora reports his initial ownership position in the company’s shares and options.

Rhea-AI Filing Summary

AUNA S.A. director and president Jesus Zamora reports his initial ownership position in the company’s shares and options. He holds performance share options over 2,217,528 Class A common shares at an exercise price of $12.00 per share, expiring on March 21, 2034. He also holds performance share options over 277,778 Class A shares and share options over 209,677 Class A shares, each with a $6.32 exercise price and expiring on July 11, 2035. In addition, he directly owns 30,710 Class A common shares and indirectly owns 32,029,016 Class B common shares through Enfoca entities, with each Class B share convertible into one Class A share. The performance options vest only if AUNA’s Class A share price meets specified targets of $12.00, $21.00, $30.00 or $9.48, while one share option grant vests in four equal annual installments beginning on July 11, 2026.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider Zamora Leon Jesus

Role President

Type	Security	Shares	Price	Value
holding	Performance Share Option (Right to Buy)	--	--	--
holding	Performance Share Option (Right to Buy)	--	--	--
holding	Share Option (Right to Buy)	--	--	--
holding	Class A Common Shares	--	--	--
holding	Class B Common Shares	--	--	--

Holdings After Transaction: Performance Share Option (Right to Buy) — 2,495,306 contracts (Direct); Share Option (Right to Buy) — 209,677 contracts (Direct); Class A Common Shares — 30,710 shares (Direct); Class B Common Shares — 32,029,016 shares (Indirect, By Enfoca Entities)

Footnotes (5)

1. F1. Each Class B common share is convertible into one Class A common share: (i) at any time at the option of the holder of such Class B common share or (ii) automatically upon any transfer that is not a permitted transfer in accordance with the Issuer's articles of association.
2. F2. Consists of (i) 25,585,539 Class B common shares held of record by Enfoca Discovery 2, L.P. ("Enfoca Discovery 2"), (ii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 1, Fondo de Inversion ("Enfoca Descubridor 1"), (iii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 2, Fondo de Inversion ("Enfoca Descubridor 2"), (iv) 46,820 Class B common shares held of record by Enfoca Asset Management Ltd. ("Enfoca Asset Management") and (v) 273 Class B common shares held of record by Enfoca Sociedad Administradora de Fondos de Inversion S.A. ("ESAFI" and, together with Enfoca Discovery 2, Enfoca Descubridor 1, Enfoca Descubridor 2 and Enfoca Asset Management, the "Enfoca Entities"). The Enfoca Entities are indirectly controlled by Mr. Zamora.
3. F3. The performance share option will conditionally vest in three equal tranches in the event that the price of the Issuer's Class A common share equals or exceeds each of $12.00, $21.00 and $30.00 per share, respectively.
4. F4. The performance share option will conditionally vest in the event that the price of the Issuer's Class A common share equals or exceeds $9.48
5. F5. This share option will vest annually in four equal installments beginning on July 11, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AUNA (AUNA) president Jesus Zamora report owning in this Form 3?

Jesus Zamora reports a mix of options and shares in AUNA. He holds several option grants over Class A shares plus direct Class A stock and a large indirect Class B stake, giving him significant potential equity exposure if vesting and conversion conditions are met.

How many AUNA Class A shares underlie Zamora’s performance share options?

Zamora’s performance share options cover millions of potential Class A shares. They include 2,217,528 underlying Class A shares at $12.00 and 277,778 underlying shares at $6.32, subject to vesting based on AUNA’s share price performance over time.

What direct AUNA share ownership does Zamora report on this Form 3?

Zamora directly owns a smaller block of AUNA Class A shares. He reports direct ownership of 30,710 Class A common shares, separate from his larger option positions and his indirect holdings of Class B common shares through the Enfoca entities.

What is the size of Zamora’s indirect Class B stake in AUNA and how is it held?

Zamora is indirectly associated with 32,029,016 Class B AUNA shares. These are held by various Enfoca entities he indirectly controls. Each Class B share is convertible into one Class A share, subject to the issuer’s articles of association on permitted transfers.

How do Zamora’s AUNA performance share options vest according to this disclosure?

The performance options vest only if AUNA’s share price reaches set targets. One grant vests in three equal tranches if Class A shares hit $12.00, $21.00 and $30.00, while another vests if the price equals or exceeds $9.48.

What are the vesting terms for Zamora’s time-based AUNA share option grant?

One share option grant uses a time-based vesting schedule. This option, with a $6.32 exercise price, vests annually in four equal installments beginning on July 11, 2026, creating a multi-year incentive tied to his continued service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/25/2026 - 06:38 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Zamora Leon Jesus

(Last) (First) (Middle)

6, RUE JEAN MONNET

(Street)

LUXEMBOURG GRAND DUCHY OF LUXEMBOURG L-2180

(City) (State) (Zip)

LUXEMBOURG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AUNA S.A. [ AUNA ]

3a. Foreign Trading Symbol
[AUNA]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Shares	30,710	D
Class B Common Shares(1)	32,029,016(2)	I	By Enfoca Entities(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Share Option (Right to Buy)	(3)	03/21/2034	Class A Common Shares	2,217,528	$12	D
Performance Share Option (Right to Buy)	(4)	07/11/2035	Class A Common Shares	277,778	$6.32	D
Share Option (Right to Buy)	(5)	07/11/2035	Class A Common Shares	209,677	$6.32	D

Explanation of Responses:

1. Each Class B common share is convertible into one Class A common share: (i) at any time at the option of the holder of such Class B common share or (ii) automatically upon any transfer that is not a permitted transfer in accordance with the Issuer's articles of association.

2. Consists of (i) 25,585,539 Class B common shares held of record by Enfoca Discovery 2, L.P. ("Enfoca Discovery 2"), (ii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 1, Fondo de Inversion ("Enfoca Descubridor 1"), (iii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 2, Fondo de Inversion ("Enfoca Descubridor 2"), (iv) 46,820 Class B common shares held of record by Enfoca Asset Management Ltd. ("Enfoca Asset Management") and (v) 273 Class B common shares held of record by Enfoca Sociedad Administradora de Fondos de Inversion S.A. ("ESAFI" and, together with Enfoca Discovery 2, Enfoca Descubridor 1, Enfoca Descubridor 2 and Enfoca Asset Management, the "Enfoca Entities"). The Enfoca Entities are indirectly controlled by Mr. Zamora.

3. The performance share option will conditionally vest in three equal tranches in the event that the price of the Issuer's Class A common share equals or exceeds each of $12.00, $21.00 and $30.00 per share, respectively.

4. The performance share option will conditionally vest in the event that the price of the Issuer's Class A common share equals or exceeds $9.48

5. This share option will vest annually in four equal installments beginning on July 11, 2026.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Carolina Brovelli, attorney-in-fact for Jesus Zamora Leon	03/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)