AUNA (NYSE: AUNA) EVP discloses option on 63,000 Class A shares

Rhea-AI Filing Summary

AUNA S.A. executive Harb Rayet, EVP Operations, filed an initial ownership report showing a derivative position in the company. He holds a share option, giving the right to buy 63,000 Class A common shares at an exercise price of $6.3200 per share, expiring on July 11, 2035. The option will vest annually in four equal installments beginning on July 11, 2026, meaning the right to exercise becomes available gradually over four years.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Harb Rayet

(Last) (First) (Middle)

6, RUE JEAN MONNET

(Street)

LUXEMBOURG GRAND DUCHY OF LUXEMBOURG L-2180

(City) (State) (Zip)

LUXEMBOURG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AUNA S.A. [ AUNA ]

3a. Foreign Trading Symbol
[AUNA]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Operations

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Share Option (right to buy)	(1)	07/11/2035	Class A Common Shares	63,000	$6.32	D

Explanation of Responses:

1. This share option will vest annually in four equal installments beginning on July 11, 2026.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Carolina Brovelli, attorney-in-fact for Rayet Harb	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the AUNA (AUNA) Form 3 filing by Harb Rayet show?

The Form 3 shows EVP Operations Harb Rayet reporting an existing share option in AUNA S.A.. The option covers 63,000 Class A common shares at an exercise price of $6.3200 per share, expiring on July 11, 2035.

How many AUNA Class A shares are covered by Harb Rayet’s reported option?

Harb Rayet’s reported derivative position covers 63,000 underlying Class A common shares of AUNA S.A.. This comes from a single share option position, reported as a direct holding, with vesting and expiration terms detailed in the filing and its accompanying footnote.

What are the vesting terms of Harb Rayet’s AUNA share option?

The share option will vest annually in four equal installments, starting on July 11, 2026. Each year, one quarter of the 63,000 underlying Class A shares becomes exercisable, spreading vesting evenly over four years according to the disclosed footnote.

What is the exercise price and expiration date of the AUNA option reported?

The reported share option for Harb Rayet has an exercise price of $6.3200 per share and an expiration date of July 11, 2035. It relates to 63,000 underlying Class A common shares, as shown in both the transaction and derivative position summaries.

Is Harb Rayet’s AUNA option holding direct or indirect ownership?

The filing classifies the option as direct ownership. The ownership code is listed as “D,” and the nature of ownership does not reference any separate entities such as trusts or partnerships, indicating the position is held directly by Harb Rayet himself.

Does the AUNA Form 3 indicate any recent share purchases or sales by Harb Rayet?

The Form 3 presents a holding entry for a share option rather than a new buy or sell transaction. Transaction summaries show no buy or sell shares, only the reporting of this existing derivative position covering 63,000 underlying Class A common shares.