AUNA discloses insider holdings for Fernando Carpio

Q: What does Fernando Carpio’s Form 3 disclose for AUNA (AUNA)?

The Form 3 discloses Internal Auditor Fernando Carpio’s existing equity holdings in AUNA. It lists his Class A common shares and outstanding share options, providing a snapshot of his current ownership position at the time of becoming a reporting insider.

Q: How many AUNA Class A common shares does Fernando Carpio hold?

Fernando Carpio directly holds 4,782 Class A common shares of AUNA. According to the disclosure, this figure includes 3,283 shares underlying outstanding restricted share units, which are expected to vest over time based on the company’s equity award terms.

Q: What share options does Fernando Carpio report in AUNA’s Form 3?

Carpio reports two share option positions. One covers 15,000 Class A common shares at an exercise price of 12.0000 expiring in 2029. The other covers 18,000 shares at 6.3200, expiring in 2035, both held directly.

Q: Are Fernando Carpio’s AUNA equity awards subject to vesting?

Yes. The filing states one option will vest annually in four equal installments beginning on March 21, 2025, and another will vest annually in four equal installments beginning on July 11, 2026, indicating a multi-year vesting schedule for these awards.

Q: Does this AUNA Form 3 show any insider buying or selling activity?

The Form 3 does not show new buy or sell transactions. It classifies the entries as holdings, providing baseline information on Carpio’s existing common shares and share options rather than recording open-market purchases or sales.

AUNA S.A. insider and Internal Auditor Fernando Carpio filed an initial ownership report showing his equity stake.

Accepted by SEC EDGAR 03/18/2026 - 08:05 PM EDT

Filing Impact

(Moderate)

Filing Sentiment

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Form Type

Rhea-AI Filing Summary

AUNA S.A. insider and Internal Auditor Fernando Carpio filed an initial ownership report showing his equity stake. He holds share options over 15,000 Class A common shares at an exercise price of 12.0000 expiring in 2029 and options over 18,000 shares at 6.3200 expiring in 2035. He also directly owns 4,782 Class A common shares, which include 3,283 shares underlying outstanding restricted share units that will vest over time.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Carpio Fernando

Role Internal Auditor

Type	Security	Shares	Price	Value
Holding	Share Option (right to buy)	--	--	--
Holding	Share Option (right to buy)	--	--	--
Holding	Class A Common Shares	--	--	--

Holdings: Share Option (right to buy) — 33,000 contracts (Direct); Class A Common Shares — 4,782 shares (Direct)

Footnotes (3)

F1. Includes 3,283 common shares underlying outstanding restricted share units.
F2. This share option will vest annually in four equal installments beginning on March 21, 2025.
F3. This share option will vest annually in four equal installments beginning on July 11, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Fernando Carpio’s Form 3 disclose for AUNA (AUNA)?

The Form 3 discloses Internal Auditor Fernando Carpio’s existing equity holdings in AUNA. It lists his Class A common shares and outstanding share options, providing a snapshot of his current ownership position at the time of becoming a reporting insider.

How many AUNA Class A common shares does Fernando Carpio hold?

Fernando Carpio directly holds 4,782 Class A common shares of AUNA. According to the disclosure, this figure includes 3,283 shares underlying outstanding restricted share units, which are expected to vest over time based on the company’s equity award terms.

Are Fernando Carpio’s AUNA equity awards subject to vesting?

Yes. The filing states one option will vest annually in four equal installments beginning on March 21, 2025, and another will vest annually in four equal installments beginning on July 11, 2026, indicating a multi-year vesting schedule for these awards.

Does this AUNA Form 3 show any insider buying or selling activity?

The Form 3 does not show new buy or sell transactions. It classifies the entries as holdings, providing baseline information on Carpio’s existing common shares and share options rather than recording open-market purchases or sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Carpio Fernando

(Last)

(First)

(Middle)

6, RUE JEAN MONNET

(Street)

LUXEMBOURG

GRAND DUCHY OF LUXEMBOURG

L-2180

(City)

(State)

(Zip)

LUXEMBOURG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AUNA S.A. [ AUNA ]

3a. Foreign Trading Symbol
[AUNA]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Internal Auditor

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Shares	4,782⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Share Option (right to buy)	⁽²⁾	03/21/2029	Class A Common Shares	15,000	$12	D
Share Option (right to buy)	⁽³⁾	07/11/2035	Class A Common Shares	18,000	$6.32	D

Explanation of Responses:

1. Includes 3,283 common shares underlying outstanding restricted share units.

2. This share option will vest annually in four equal installments beginning on March 21, 2025.

3. This share option will vest annually in four equal installments beginning on July 11, 2026.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Carolina Brovelli, attorney-in-fact for Fernando Carpio	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR