AUNA officer reports initial equity holdings

AUNA S.A. executive Pablo Cervera, Gerente General Colombia, reported his initial equity position in the company.

Accepted by SEC EDGAR 03/18/2026 - 07:49 PM EDT

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Form Type

Rhea-AI Filing Summary

AUNA S.A. executive Pablo Cervera, Gerente General Colombia, reported his initial equity position in the company. He directly holds 3,141 Class A common shares, which a footnote explains reflect shares underlying outstanding restricted share units.

He also holds share options over 15,000 Class A common shares at an exercise price of $12.0000 per share, expiring on March 21, 2029, vesting annually in four equal installments beginning on March 21, 2025. A second option covers 26,000 Class A common shares at $6.3200 per share, expiring on July 11, 2035, vesting annually in four equal installments beginning on July 11, 2026.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Cervera Pablo

Role Gerente General Colombia

Type	Security	Shares	Price	Value
Holding	Share Option (right to buy)	--	--	--
Holding	Share Option (right to buy)	--	--	--
Holding	Class A Common Shares	--	--	--

Holdings: Share Option (right to buy) — 41,000 contracts (Direct); Class A Common Shares — 3,141 shares (Direct)

Footnotes (3)

F1. Reflects shares of common stock underlying outstanding restricted share units.
F2. This share option will vest annually in four equal installments beginning on March 21, 2025.
F3. This share option will vest annually in four equal installments beginning on July 11, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AUNA (AUNA) Form 3 filing by Pablo Cervera show?

The Form 3 shows Pablo Cervera’s initial equity holdings in AUNA S.A., including 3,141 Class A common shares and two option grants over 41,000 underlying shares with specified exercise prices, expirations, and multi-year vesting schedules.

How many AUNA Class A common shares does Pablo Cervera hold directly?

Pablo Cervera holds 3,141 Class A common shares directly. A footnote states these reflect shares underlying outstanding restricted share units, indicating his ownership arises from equity-based compensation rather than open-market purchases.

What stock options does Pablo Cervera report in AUNA’s Form 3?

He reports two “Share Option (right to buy)” awards over Class A common shares: one for 15,000 shares at $12.0000 per share expiring March 21, 2029, and another for 26,000 shares at $6.3200 per share expiring July 11, 2035.

How do the AUNA options held by Pablo Cervera vest over time?

One option vests annually in four equal installments beginning March 21, 2025, and the other vests annually in four equal installments beginning July 11, 2026. This structure ties his potential equity gains to continued service and long-term company performance.

Does the AUNA Form 3 show any recent insider buying or selling activity?

The Form 3 lists holdings rather than transactions, with entries classified as “holding” and transaction codes described as unknown. It does not identify open-market purchases or sales, focusing instead on existing shares, options, and vesting terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Cervera Pablo

(Last)

(First)

(Middle)

6, RUE JEAN MONNET

(Street)

LUXEMBOURG

GRAND DUCHY OF LUXEMBOURG

L-2180

(City)

(State)

(Zip)

LUXEMBOURG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AUNA S.A. [ AUNA ]

3a. Foreign Trading Symbol
[AUNA]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Gerente General Colombia

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Shares	3,141⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Share Option (right to buy)	⁽²⁾	03/21/2029	Class A Common Shares	15,000	$12	D
Share Option (right to buy)	⁽³⁾	07/11/2035	Class A Common Shares	26,000	$6.32	D

Explanation of Responses:

1. Reflects shares of common stock underlying outstanding restricted share units.

2. This share option will vest annually in four equal installments beginning on March 21, 2025.

3. This share option will vest annually in four equal installments beginning on July 11, 2026.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Carolina Brovelli, attorney-in-fact for Pablo Cervera	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR