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BNS discloses 1.14M shares (3.79%) ownership in AUNA S.A.

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Bank of Nova Scotia filed an amended Schedule 13G reporting ownership of 1,140,197 shares of AUNA S.A. common stock, representing 3.79% of the class. The filing lists the issuer's principal office in Luxembourg and identifies the filer as a Canada-organized parent holding company. The filing states the filer has sole voting and sole dispositive power over the reported shares and confirms ownership is below the 5% threshold that would trigger Schedule 13D treatment. The amendment includes a compliance certification about comparability of the foreign regulatory scheme and is signed by a Bank of Nova Scotia compliance officer on 10/08/2025.

Positive

  • Transparent disclosure of beneficial ownership: 1,140,197 shares reported
  • Below 5% threshold (3.79%), indicating non-control status and simpler reporting
  • Filed an amendment and included a foreign-regulatory comparability certification
  • Sole voting and dispositive power clearly stated for the reported shares

Negative

  • None.

Insights

Large passive stake disclosed: 1,140,197 shares (3.79%).

The filing indicates Bank of Nova Scotia holds 1,140,197 shares, equal to 3.79% of AUNA S.A.’s common stock, and reports sole voting and dispositive power over these shares. Because the stake is under 5%, the filer classifies this as non-control ownership and uses the Schedule 13G pathway rather than Schedule 13D.

Near term, market participants may view this as increased institutional ownership visibility; ownership changes above the 5% threshold would materially change disclosure obligations.

Amendment includes a foreign-regulation comparability certification.

The statement contains a certification that the foreign regulatory scheme applicable to the Bank is substantially comparable to U.S. institutions and offers to provide additional Schedule 13D-type information on request. The filing is signed by the bank's compliance lead on 10/08/2025.

This certification and the timely amended filing reduce procedural risk for the filer; any future reclassification or increased ownership would require updated filings and additional disclosures.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G



BANK OF NOVA SCOTIA
Signature:Raj Sachdeva
Name/Title:Vice President, Head of GBM&T Compliance Canada
Date:10/08/2025

FAQ

What stake does BANK OF NOVA SCOTIA hold in AUNA (AUNA)?

The filer reports beneficial ownership of 1,140,197 shares, equal to 3.79% of AUNA common stock.

Does the Bank of Nova Scotia have voting control over the AUNA shares?

Yes. The filing states the bank has sole voting power and sole dispositive power for the 1,140,197 shares.

Why was Schedule 13G used instead of Schedule 13D for AUNA?

Because the reported ownership is under 5%, the filer classifies the position as non-control and filed under Schedule 13G rather than Schedule 13D.

When was the amendment signed and filed?

The signature on the amendment is dated 10/08/2025, and the triggering event date is 09/30/2025.

Where is AUNA S.A. headquartered according to the filing?

The issuer's principal executive offices are listed at 6, Rue Jean Monnet, L-2180, Luxembourg.
AUNA S.A.

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Luxembourg City