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[Form 4] Aura Biosciences, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Aura Biosciences insider filing reports option exercises and a partial sale to cover costs. On 08/18/2025 Senior Vice President, Finance Amy Elazzouzi exercised long-held options to purchase 12,899 shares of Aura common stock across multiple option tranches and exercise prices. Of those shares, 7,722 were sold in multiple transactions at prices ranging from $6.57 to $6.80 (weighted average reported as $6.70). Following the transactions the reporting person beneficially owns 86,558 shares and holds no remaining derivative securities from the exercised options. The filing states the specific exercise prices and vesting/exercise dates for each option tranche.

Segnalazione di dirigente Aura Biosciences: esercizio di opzioni e vendita parziale per coprire i costi. Il 08/18/2025 la Senior Vice President, Finance Amy Elazzouzi ha esercitato opzioni detenute da tempo per acquistare 12,899 azioni ordinarie di Aura, su più tranche con diversi prezzi di esercizio. Di queste, 7,722 sono state vendute in diverse operazioni a prezzi compresi tra $6.57 e $6.80 (prezzo medio ponderato indicato pari a $6.70). Dopo le operazioni, la persona segnalante detiene beneficiariamente 86,558 azioni e non possiede più strumenti derivati residui dalle opzioni esercitate. Il deposito riporta i prezzi di esercizio specifici e le date di maturazione/esercizio per ciascuna tranche di opzioni.

Presentación de un directivo de Aura Biosciences: ejercicio de opciones y venta parcial para cubrir costes. El 08/18/2025 la Senior Vice President, Finance Amy Elazzouzi ejerció opciones mantenidas durante mucho tiempo para comprar 12,899 acciones ordinarias de Aura, repartidas en varias tramos con distintos precios de ejercicio. De esas acciones, 7,722 se vendieron en varias transacciones a precios entre $6.57 y $6.80 (promedio ponderado declarado de $6.70). Tras las operaciones, la persona informante posee beneficiosamente 86,558 acciones y no mantiene valores derivados pendientes de las opciones ejercidas. La comunicación detalla los precios de ejercicio y las fechas de adquisición/ejercicio de cada tramo de opciones.

Aura Biosciences 내부자 보고: 비용 충당을 위한 옵션 행사 및 일부 매도. 2025년 08/18에 재무 수석 부사장 Amy Elazzouzi는 장기 보유해 온 옵션을 행사하여 여러 트랜치와 상이한 행사 가격으로 Aura 보통주 12,899주를 매수했습니다. 그중 7,722주는 $6.57~$6.80 구간의 가격으로 여러 거래를 통해 매도되었으며(보고된 가중평균 가격은 $6.70), 거래 후 보고인은 혜택적으로 86,558주를 보유하고 있으며 행사된 옵션으로 인한 파생상품은 남아 있지 않습니다. 제출 서류에는 각 옵션 트랜치의 구체적 행사 가격과 베스팅/행사 날짜가 기재되어 있습니다.

Déclaration d'initié d'Aura Biosciences : exercice d'options et vente partielle pour couvrir des coûts. Le 08/18/2025, la Senior Vice President, Finance Amy Elazzouzi a exercé des options détenues de longue date pour acheter 12,899 actions ordinaires d'Aura, réparties sur plusieurs tranches avec différents prix d'exercice. Parmi ces actions, 7,722 ont été vendues lors de plusieurs transactions à des prix compris entre $6.57 et $6.80 (moyenne pondérée déclarée : $6.70). À l'issue de ces opérations, la personne déclarant détient à titre bénéficiaire 86,558 actions et ne détient plus de titres dérivés liés aux options exercées. Le dossier indique les prix d'exercice spécifiques et les dates d'acquisition/exercice pour chaque tranche d'options.

Insider-Meldung von Aura Biosciences: Optionsausübung und Teilverkauf zur Kostendeckung. Am 08/18/2025 hat die Senior Vice President, Finance Amy Elazzouzi lang gehaltene Optionen ausgeübt, um in mehreren Tranchen mit unterschiedlichen Ausübungspreisen 12,899 Stammaktien von Aura zu erwerben. Von diesen Aktien wurden 7,722 in mehreren Transaktionen zu Preisen zwischen $6.57 und $6.80 verkauft (berichteter gewichteter Durchschnittspreis $6.70). Nach den Transaktionen besitzt die meldende Person wirtschaftlich 86,558 Aktien und hält keine verbleibenden derivativen Wertpapiere aus den ausgeübten Optionen. Die Einreichung nennt die konkreten Ausübungspreise sowie die Vesting-/Ausübungsdaten für jede Options-Tranche.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine option exercise with partial sell-to-cover; limited market impact but increases insider equity stake.

The filing documents the exercise of 12,899 option shares by a senior finance officer, with 7,722 shares sold at prices between $6.57 and $6.80 to cover costs. The net result is a reported beneficial ownership of 86,558 shares. This is a common administration of long-held, vested options rather than an unexpected liquidity event. The granular exercise prices and expiration dates are disclosed, and all options reported as exercised were long-held and many are fully vested as noted.

TL;DR: Disclosure is compliant and transparent; transactions appear consistent with typical executive option exercises.

The Form 4 provides required detail: transaction codes, exercise prices, number of shares acquired and sold, and post-transaction beneficial ownership. The seller provided a weighted average sale price and committed to furnish per-price breakdown on request, which supports transparency. No derivative holdings remain from these exercised options according to the filing, and the signature certifies the report.

Segnalazione di dirigente Aura Biosciences: esercizio di opzioni e vendita parziale per coprire i costi. Il 08/18/2025 la Senior Vice President, Finance Amy Elazzouzi ha esercitato opzioni detenute da tempo per acquistare 12,899 azioni ordinarie di Aura, su più tranche con diversi prezzi di esercizio. Di queste, 7,722 sono state vendute in diverse operazioni a prezzi compresi tra $6.57 e $6.80 (prezzo medio ponderato indicato pari a $6.70). Dopo le operazioni, la persona segnalante detiene beneficiariamente 86,558 azioni e non possiede più strumenti derivati residui dalle opzioni esercitate. Il deposito riporta i prezzi di esercizio specifici e le date di maturazione/esercizio per ciascuna tranche di opzioni.

Presentación de un directivo de Aura Biosciences: ejercicio de opciones y venta parcial para cubrir costes. El 08/18/2025 la Senior Vice President, Finance Amy Elazzouzi ejerció opciones mantenidas durante mucho tiempo para comprar 12,899 acciones ordinarias de Aura, repartidas en varias tramos con distintos precios de ejercicio. De esas acciones, 7,722 se vendieron en varias transacciones a precios entre $6.57 y $6.80 (promedio ponderado declarado de $6.70). Tras las operaciones, la persona informante posee beneficiosamente 86,558 acciones y no mantiene valores derivados pendientes de las opciones ejercidas. La comunicación detalla los precios de ejercicio y las fechas de adquisición/ejercicio de cada tramo de opciones.

Aura Biosciences 내부자 보고: 비용 충당을 위한 옵션 행사 및 일부 매도. 2025년 08/18에 재무 수석 부사장 Amy Elazzouzi는 장기 보유해 온 옵션을 행사하여 여러 트랜치와 상이한 행사 가격으로 Aura 보통주 12,899주를 매수했습니다. 그중 7,722주는 $6.57~$6.80 구간의 가격으로 여러 거래를 통해 매도되었으며(보고된 가중평균 가격은 $6.70), 거래 후 보고인은 혜택적으로 86,558주를 보유하고 있으며 행사된 옵션으로 인한 파생상품은 남아 있지 않습니다. 제출 서류에는 각 옵션 트랜치의 구체적 행사 가격과 베스팅/행사 날짜가 기재되어 있습니다.

Déclaration d'initié d'Aura Biosciences : exercice d'options et vente partielle pour couvrir des coûts. Le 08/18/2025, la Senior Vice President, Finance Amy Elazzouzi a exercé des options détenues de longue date pour acheter 12,899 actions ordinaires d'Aura, réparties sur plusieurs tranches avec différents prix d'exercice. Parmi ces actions, 7,722 ont été vendues lors de plusieurs transactions à des prix compris entre $6.57 et $6.80 (moyenne pondérée déclarée : $6.70). À l'issue de ces opérations, la personne déclarant détient à titre bénéficiaire 86,558 actions et ne détient plus de titres dérivés liés aux options exercées. Le dossier indique les prix d'exercice spécifiques et les dates d'acquisition/exercice pour chaque tranche d'options.

Insider-Meldung von Aura Biosciences: Optionsausübung und Teilverkauf zur Kostendeckung. Am 08/18/2025 hat die Senior Vice President, Finance Amy Elazzouzi lang gehaltene Optionen ausgeübt, um in mehreren Tranchen mit unterschiedlichen Ausübungspreisen 12,899 Stammaktien von Aura zu erwerben. Von diesen Aktien wurden 7,722 in mehreren Transaktionen zu Preisen zwischen $6.57 und $6.80 verkauft (berichteter gewichteter Durchschnittspreis $6.70). Nach den Transaktionen besitzt die meldende Person wirtschaftlich 86,558 Aktien und hält keine verbleibenden derivativen Wertpapiere aus den ausgeübten Optionen. Die Einreichung nennt die konkreten Ausübungspreise sowie die Vesting-/Ausübungsdaten für jede Options-Tranche.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Elazzouzi Amy

(Last) (First) (Middle)
C/O AURA BIOSCIENCES, INC.
80 GUEST STREET

(Street)
BOSTON MA 02135

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aura Biosciences, Inc. [ AURA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President, Finance
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/18/2025 M(1) 2,554 A $5.07 83,935 D
Common Stock 08/18/2025 M(1) 1,094 A $5.48 85,029 D
Common Stock 08/18/2025 M(1) 547 A $5.48 85,576 D
Common Stock 08/18/2025 M(1) 547 A $5.21 86,123 D
Common Stock 08/18/2025 M(1) 4,744 A $2.74 90,867 D
Common Stock 08/18/2025 M(1) 1,094 A $3.16 91,961 D
Common Stock 08/18/2025 M(1) 2,319 A $4.25 94,280 D
Common Stock 08/18/2025 S(1) 7,722 D $6.7(2) 86,558 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $5.07 08/18/2025 M 2,554 (3) 09/03/2025 Common Stock 2,554 $0 0 D
Stock Option (Right to Buy) $5.48 08/18/2025 M 1,094 (3) 04/11/2026 Common Stock 1,094 $0 0 D
Stock Option (Right to Buy) $5.48 08/18/2025 M 547 (3) 10/26/2026 Common Stock 547 $0 0 D
Stock Option (Right to Buy) $5.21 08/18/2025 M 547 (3) 04/12/2027 Common Stock 547 $0 0 D
Stock Option (Right to Buy) $2.74 08/18/2025 M 4,744 (3) 02/21/2028 Common Stock 4,744 $0 0 D
Stock Option (Right to Buy) $3.16 08/18/2025 M 1,094 (3) 02/06/2029 Common Stock 1,094 $0 0 D
Stock Option (Right to Buy) $4.25 08/18/2025 M 2,319 (3) 03/16/2030 Common Stock 2,319 $0 0 D
Explanation of Responses:
1. On August 18, 2025, the Reporting Person exercised long held stock options to purchase 12,899 shares of the Issuer's common stock, 7,722 of which were sold to cover the exercise price of such options.
2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.57 to $6.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. This option is fully vested.
/s/ Amy Elazzouzi 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Aura Biosciences, Inc.

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395.70M
55.74M
1.98%
84.55%
4.46%
Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United States
BOSTON