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[Form 4] AVISTA CORP Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Avista Corp senior vice president Bryan A. Cox reported insider transactions on 09/16/2025. The filing shows a purchase (code P) of 3,671.4 shares at $35.55 per share. After the reported activity, Mr. Cox beneficially owned 9,988.85 shares indirectly, described as shares held in a 401(k) plan. The form also records a disposition of 8,812 shares (listed as D).

Positive
  • Acquisition disclosed: Purchase of 3,671.4 AVA shares at $35.55 shows insider buying shares
  • Timely filing: Form 4 is signed and dated, indicating compliance with Section 16 reporting
Negative
  • Disposition recorded: A disposal of 8,812 shares is listed (D) without contextual details in the form
  • Indirect ownership complexity: Beneficial ownership is indirect via a 401(k) plan, which may limit direct signal interpretation

Insights

TL;DR: Insider purchased 3,671.4 AVA shares at $35.55, resulting in 9,988.85 shares beneficially owned (indirect).

The purchase of 3,671.4 shares at $35.55 is a routine insider acquisition and increases the reporting person’s indirect stake to 9,988.85 shares, held in a 401(k) plan. The filing also shows a separate disposal of 8,812 shares; the form does not provide context or dates for that disposal beyond the table entries. For investors, these are typical Section 16 disclosures and do not by themselves indicate a material corporate change.

TL;DR: Form 4 discloses an officer-level purchase and an indicated disposal; both appear to be routine plan-related transactions.

The report identifies Bryan A. Cox as Senior Vice President and shows an acquisition executed under code P, with indirect ownership via a 401(k) plan. The combination of an acquisition and a listed disposal suggests plan mechanics (e.g., reallocations or plan trades) rather than strategic insider signals. The filing is properly signed and dated 09/17/2025, consistent with timely reporting requirements.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cox Bryan Alden

(Last) (First) (Middle)
1411 E MISSION AVENUE

(Street)
SPOKANE WA 99202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AVISTA CORP [ AVA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/16/2025 P 3,671.4 A $35.55 9,988.85 I Shares held in 401(k) Plan
Common Stock 8,812 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/Bryan A. Cox 09/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Bryan A. Cox report on the Form 4 for AVA?

He reported a purchase of 3,671.4 shares at $35.55 and a resulting indirect beneficial ownership of 9,988.85 shares, with shares held in a 401(k) plan. A disposition of 8,812 shares is also listed.

When was the reported AVA transaction executed?

The transaction date listed for the purchase is 09/16/2025; the Form 4 is signed 09/17/2025.

What does transaction code P mean on a Form 4?

Code P indicates a purchase transaction; the form shows the 3,671.4-share entry classified with code P.

Does the Form 4 indicate why 8,812 shares were disposed?

No. The filing lists a disposal of 8,812 shares (D) but does not provide an explanation or additional context within the submitted content.

Is the beneficial ownership direct or indirect after the transaction?

The filing shows the 9,988.85 shares as indirect beneficial ownership, described as held in a 401(k) plan.
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SPOKANE