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[Form 5] AVISTA CORP Annual Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
5
Rhea-AI Filing Summary

Scott J. Kinney, a vice president and director of Avista Corp (AVA), reported annual Section 16 changes on Form 5. The filing discloses a non-derivative purchase of 26.7289 common shares on 03/14/2025 at a price of $40.1475 per share, an action described as an inadvertent reinvestment of dividends (March 2025). At the end of the fiscal year he reported 11,541.7289 shares beneficially owned directly and 1,323.01 shares beneficially owned indirectly through a 401(k) plan. The form is routine annual reporting of insider holdings and small dividend reinvestment activity.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider filing showing a small dividend reinvestment and unchanged executive status; no material corporate governance change.

The Form 5 documents a minor non-derivative acquisition of 26.7289 shares by an officer/director due to dividend reinvestment. The report reconfirms his roles as Vice President and Director and discloses direct and indirect holdings, including 1,323.01 shares held in a 401(k). This is a compliance-focused disclosure to satisfy Section 16 annual reporting obligations and does not indicate any governance actions, leadership changes, or related-party transactions beyond normal employee benefit plan activity.

TL;DR: Small, non-material insider purchase reported; transaction stems from dividend reinvestment rather than an active open-market trade.

The filing reports an acquisition at $40.1475 per share on 03/14/2025 described as an inadvertent dividend reinvestment. Reported end-of-year beneficial ownership is 11,541.7289 shares (direct) plus 1,323.01 shares (indirect) in a 401(k). Given the size and nature of the transaction, this Form 5 appears informational and unlikely to be material to AVA's valuation or share float.

SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Kinney Scott J

(Last) (First) (Middle)
1411 E MISSION AVE

(Street)
SPOKANE WA 99202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AVISTA CORP [ AVA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
09/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 03/14/2025 J5 26.7289(1) A $40.1475 11,541.7289 D
Estimated Shares held in 401(k) 1,323.01 I Shares held in 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Inadvertent reinvestment of Dividends March 2025
/s/Scott J. Kinney 09/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 5 for AVA?

The filing was submitted by Scott J. Kinney, identified as a Vice President and Director of Avista Corp.

What transaction is reported on the Form 5 for AVA?

A non-derivative acquisition of 26.7289 common shares on 03/14/2025 at $40.1475 per share, described as a dividend reinvestment.

How many AVA shares does the reporting person beneficially own?

The report shows 11,541.7289 shares beneficially owned directly and 1,323.01 shares beneficially owned indirectly in a 401(k) plan.

What reason is given for the transaction on the Form 5?

The filing states the transaction resulted from an inadvertent reinvestment of dividends (March 2025).

When was the Form 5 signed?

The signature on the form is dated 09/17/2025.
Avista US

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