[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Broadcom Inc. (AVGO) shows a planned sale of 192,024 shares of Broadcom common stock through Northern Trust Securities on 09/24/2025, with an aggregate market value reported as $51,582,201.39. The filing states the shares were acquired as Founders Shares on 08/14/1991 from D95GT, LLC and lists the number of shares outstanding as 4,722,365,022. The filing also discloses related sales in June 2025: 473,898 shares for $125,737,081.63 (06/25/2025) and 192,024 shares for $51,608,005.39 (06/26/2025). The filer affirms no undisclosed material adverse information and identifies Northern Trust Securities as the broker.

Positive

• Disclosure compliance: The filer provided required Rule 144 details including broker, acquisition history, and a representation of no undisclosed material adverse information.
• Clear provenance: The securities are identified as Founders Shares acquired 08/14/1991, which helps establish eligibility for sale under Rule 144.

Negative

• Insider liquidity events: Planned sale of 192,024 shares (~$51.58 million) and recent sales (473,898 shares for $125.74 million and 192,024 shares for $51.61 million) represent meaningful insider selling in the period disclosed.
• Concentration of sales: Multiple significant sales by related parties within a short timeframe could be perceived by some investors as increased insider supply.

Insights

Securities Analyst

TL;DR: Insider-related holdings show concentrated share sales totaling multiple millions of dollars disclosed under Rule 144.

The notice documents a planned sale of 192,024 Broadcom shares valued at about $51.6 million, with prior near-term sales of 473,898 and 192,024 shares in June 2025. The shares being sold were acquired in 1991 as founders shares, and sales are to be executed via Northern Trust Securities. For investors, these are factual disclosures of insider liquidity events; they do not, by themselves, indicate operational changes at the company. Materiality depends on whether these sales alter insider ownership materially relative to outstanding shares, and the filing states total shares outstanding as 4,722,365,022.

Corporate Governance Expert

TL;DR: The filing is a standard Rule 144 disclosure documenting compliance for insider sales and provenance of shares.

The document provides chain-of-title information (acquired as founders shares in 1991 from D95GT, LLC) and attaches an explicit representation that no undisclosed material adverse information exists. Signature and broker details are provided to satisfy Rule 144 notice requirements. From a governance perspective, the filing demonstrates procedural compliance with securities rules for off-exchange insider sales; it does not provide governance changes or new leadership information.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	192024	51582201.39	4722365022	09/24/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/14/1991	Founders Shares	D95GT, LLC			192024	09/24/2025	Founders Shares

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
D95GT, LLC 3421 Hillview Ave. Palo Alto CA 94304	Broadcom, Inc.	06/25/2025	473898	125737081.63
Samueli Foundation 2101 East Coast Highway Third Floor Corona Del Mar CA 92625	Broadcom, Inc.	06/26/2025	192024	51608005.39

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for Broadcom (AVGO) disclose?

The notice discloses a proposed sale of 192,024 Broadcom common shares via Northern Trust Securities on 09/24/2025, acquired as founders shares on 08/14/1991.

How much is the planned sale valued at in the Form 144?

The aggregate market value reported for the planned sale is $51,582,201.39.

Were there recent related sales reported in this filing?

Yes. The filing lists sales on 06/25/2025 of 473,898 shares for $125,737,081.63 and on 06/26/2025 of 192,024 shares for $51,608,005.39.

Who is the broker named for the sale in the Form 144?

The broker listed for the planned sale is Northern Trust Securities, Inc.

How many Broadcom shares are outstanding according to the form?

The filing reports 4,722,365,022 shares outstanding.