[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Broadcom Inc. (AVGO) – Form 144 filing overview: A person affiliated with Broadcom has filed a Form 144 to give notice of an intended sale of 49,670 shares of Broadcom common stock. The shares have an aggregate market value of $13.82 million and are expected to be sold on or about 07 July 2025 through Northern Trust Securities, Inc. on the NASDAQ exchange. The filer originally acquired the shares on 14 Aug 1991 as “Founded Shares” from H&S Investments I, LP. The notice indicates that the seller has not sold any Broadcom shares during the past three months.
The filing is purely a regulatory notice; it does not disclose any operational or financial performance data for Broadcom. With approximately 4.70 billion shares outstanding (per the filing), the proposed sale represents an immaterial fraction of shares (<0.001%). Form 144 also contains the required representation that the seller is unaware of undisclosed material adverse information. Investors typically view such small-scale Form 144 sales as routine personal liquidity events rather than signals of fundamental change at the issuer.

Insights

Securities Analyst

TL;DR: Routine Form 144; 49.7 k insider shares (~$13.8 m) slated for sale—immaterial to AVGO’s float and valuation.

The filing discloses a prospective insider sale representing <0.001% of outstanding shares and less than a trading day’s average volume for Broadcom. Given the negligible size, it should have minimal price impact. No red flags such as clustered insider selling, accelerated schedule, or accompanying negative disclosures appear. The shares date back to 1991 founder holdings, implying long-term legacy positions being monetized. Overall, I classify the disclosure as neutral and not impactful for investment thesis.

Corporate Governance Expert

TL;DR: Standard Rule 144 transparency; confirms compliance, no governance concerns.

Form 144 assures that affiliates follow SEC resale requirements. The seller states unawareness of undisclosed MNPI, reducing information-asymmetry risk. Because there have been no sales in the preceding three months and the volume is low, aggregation limits under Rule 144(e) are easily met. The filing underscores procedural compliance rather than conveying new strategic information about Broadcom.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	49670	13815482.02	4703470979	07/09/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/14/1991	Founded Shares	H&S Investments I, LP		08/14/1991	49670	07/09/2025	Founded Shares

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Broadcom (AVGO) shares are being sold under this Form 144?

The notice covers 49,670 shares of Broadcom common stock.

What is the market value of the shares listed in the AVGO Form 144?

The filing cites an aggregate market value of $13,815,482.02 for the 49,670 shares.

When is the proposed sale date for the AVGO shares?

The filer intends to sell on or about 07 July 2025.

Which broker will handle the Broadcom share sale?

The shares are to be sold through Northern Trust Securities, Inc., Chicago.

Does the Form 144 indicate any prior insider sales in the last three months?

No. The filing states “Nothing to Report” for sales during the past three months.

How significant is this sale relative to Broadcom’s total shares outstanding?

With 4.70 billion shares outstanding reported, the sale represents less than 0.001% of the float.