STOCK TITAN

[144] Broadcom Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144
Rhea-AI Filing Summary

Broadcom Inc. (AVGO) – Form 144 filing overview: A person affiliated with Broadcom has filed a Form 144 to give notice of an intended sale of 49,670 shares of Broadcom common stock. The shares have an aggregate market value of $13.82 million and are expected to be sold on or about 07 July 2025 through Northern Trust Securities, Inc. on the NASDAQ exchange. The filer originally acquired the shares on 14 Aug 1991 as “Founded Shares” from H&S Investments I, LP. The notice indicates that the seller has not sold any Broadcom shares during the past three months.
The filing is purely a regulatory notice; it does not disclose any operational or financial performance data for Broadcom. With approximately 4.70 billion shares outstanding (per the filing), the proposed sale represents an immaterial fraction of shares (<0.001%). Form 144 also contains the required representation that the seller is unaware of undisclosed material adverse information. Investors typically view such small-scale Form 144 sales as routine personal liquidity events rather than signals of fundamental change at the issuer.

Broadcom Inc. (AVGO) – Panoramica della presentazione del Modulo 144: Una persona affiliata a Broadcom ha presentato un Modulo 144 per notificare l'intenzione di vendere 49.670 azioni ordinarie di Broadcom. Le azioni hanno un valore di mercato complessivo di 13,82 milioni di dollari e si prevede che saranno vendute intorno al 07 luglio 2025 tramite Northern Trust Securities, Inc. sul mercato NASDAQ. Il dichiarante ha originariamente acquisito le azioni il 14 agosto 1991 come “Founded Shares” da H&S Investments I, LP. La comunicazione indica che il venditore non ha venduto azioni Broadcom negli ultimi tre mesi.
La presentazione è esclusivamente una notifica regolamentare; non fornisce dati operativi o finanziari su Broadcom. Con circa 4,70 miliardi di azioni in circolazione (secondo il documento), la vendita proposta rappresenta una frazione irrilevante di azioni (<0,001%). Il Modulo 144 contiene anche la dichiarazione obbligatoria che il venditore non è a conoscenza di informazioni materiali negative non divulgate. Gli investitori considerano generalmente queste piccole vendite tramite Modulo 144 come eventi di liquidità personale di routine, piuttosto che segnali di cambiamenti fondamentali nell’emittente.

Broadcom Inc. (AVGO) – Resumen de la presentación del Formulario 144: Una persona vinculada a Broadcom ha presentado un Formulario 144 para notificar la intención de vender 49,670 acciones ordinarias de Broadcom. Las acciones tienen un valor de mercado total de 13,82 millones de dólares y se espera que se vendan alrededor del 07 de julio de 2025 a través de Northern Trust Securities, Inc. en la bolsa NASDAQ. El declarante adquirió originalmente las acciones el 14 de agosto de 1991 como “Founded Shares” de H&S Investments I, LP. El aviso indica que el vendedor no ha vendido acciones de Broadcom en los últimos tres meses.
La presentación es únicamente un aviso regulatorio; no revela datos operativos o financieros de Broadcom. Con aproximadamente 4.700 millones de acciones en circulación (según el documento), la venta propuesta representa una fracción insignificante de las acciones (<0,001%). El Formulario 144 también incluye la declaración requerida de que el vendedor desconoce información material adversa no divulgada. Los inversores suelen ver estas ventas de pequeña escala bajo el Formulario 144 como eventos rutinarios de liquidez personal y no como señales de cambios fundamentales en la emisora.

Broadcom Inc. (AVGO) – Form 144 제출 개요: Broadcom과 관련된 인물이 49,670주의 Broadcom 보통주 매각 의사를 알리기 위해 Form 144를 제출했습니다. 해당 주식의 총 시장 가치가 1,382만 달러이며, 2025년 7월 7일경 NASDAQ 거래소에서 Northern Trust Securities, Inc.를 통해 매각될 예정입니다. 제출자는 원래 1991년 8월 14일 H&S Investments I, LP로부터 “Founded Shares”로 주식을 취득했습니다. 통지는 판매자가 지난 3개월간 Broadcom 주식을 매도하지 않았음을 명시합니다.
이 제출은 순수한 규제 통지로, Broadcom의 운영 또는 재무 성과 데이터를 공개하지 않습니다. 제출서에 따르면 약 47억 주의 발행 주식이 있으며, 제안된 매각은 미미한 비율(<0.001%)에 해당합니다. Form 144에는 판매자가 미공개 중대한 부정적 정보를 알지 못한다는 필수 진술도 포함되어 있습니다. 투자자들은 일반적으로 이러한 소규모 Form 144 매각을 근본적 변화의 신호가 아닌 일상적인 개인 유동성 이벤트로 간주합니다.

Broadcom Inc. (AVGO) – Aperçu du dépôt du formulaire 144 : Une personne affiliée à Broadcom a déposé un formulaire 144 pour notifier son intention de vendre 49 670 actions ordinaires de Broadcom. Ces actions ont une valeur marchande totale de 13,82 millions de dollars et devraient être vendues aux alentours du 7 juillet 2025 via Northern Trust Securities, Inc. sur le marché NASDAQ. Le déclarant a initialement acquis ces actions le 14 août 1991 en tant que “Founded Shares” auprès de H&S Investments I, LP. L’avis indique que le vendeur n’a pas vendu d’actions Broadcom au cours des trois derniers mois.
Ce dépôt est purement une notification réglementaire ; il ne divulgue aucune donnée opérationnelle ou financière concernant Broadcom. Avec environ 4,70 milliards d’actions en circulation (selon le dépôt), la vente proposée représente une fraction négligeable (<0,001%). Le formulaire 144 contient également la déclaration obligatoire que le vendeur n’a pas connaissance d’informations défavorables importantes non divulguées. Les investisseurs considèrent généralement ces ventes à petite échelle via le formulaire 144 comme des événements courants de liquidité personnelle plutôt que comme des signes de changements fondamentaux chez l’émetteur.

Broadcom Inc. (AVGO) – Übersicht zur Einreichung von Formular 144: Eine mit Broadcom verbundene Person hat ein Formular 144 eingereicht, um den geplanten Verkauf von 49.670 Aktien der Broadcom-Stammaktien anzukündigen. Die Aktien haben einen gesamten Marktwert von 13,82 Millionen US-Dollar und sollen voraussichtlich um den 07. Juli 2025 über Northern Trust Securities, Inc. an der NASDAQ-Börse verkauft werden. Der Einreicher erwarb die Aktien ursprünglich am 14. August 1991 als „Founded Shares“ von H&S Investments I, LP. Die Mitteilung weist darauf hin, dass der Verkäufer in den letzten drei Monaten keine Broadcom-Aktien verkauft hat.
Die Einreichung ist rein eine regulatorische Mitteilung und enthält keine operativen oder finanziellen Leistungsdaten von Broadcom. Mit etwa 4,70 Milliarden ausstehenden Aktien (laut Einreichung) stellt der vorgeschlagene Verkauf einen unbedeutenden Anteil (<0,001 %) dar. Formular 144 enthält zudem die erforderliche Erklärung, dass dem Verkäufer keine nicht offengelegten wesentlichen nachteiligen Informationen bekannt sind. Investoren betrachten solche kleineren Verkäufe über Formular 144 üblicherweise als routinemäßige persönliche Liquiditätsereignisse und nicht als Anzeichen für grundlegende Veränderungen beim Emittenten.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Form 144; 49.7 k insider shares (~$13.8 m) slated for sale—immaterial to AVGO’s float and valuation.

The filing discloses a prospective insider sale representing <0.001% of outstanding shares and less than a trading day’s average volume for Broadcom. Given the negligible size, it should have minimal price impact. No red flags such as clustered insider selling, accelerated schedule, or accompanying negative disclosures appear. The shares date back to 1991 founder holdings, implying long-term legacy positions being monetized. Overall, I classify the disclosure as neutral and not impactful for investment thesis.

TL;DR: Standard Rule 144 transparency; confirms compliance, no governance concerns.

Form 144 assures that affiliates follow SEC resale requirements. The seller states unawareness of undisclosed MNPI, reducing information-asymmetry risk. Because there have been no sales in the preceding three months and the volume is low, aggregation limits under Rule 144(e) are easily met. The filing underscores procedural compliance rather than conveying new strategic information about Broadcom.

Broadcom Inc. (AVGO) – Panoramica della presentazione del Modulo 144: Una persona affiliata a Broadcom ha presentato un Modulo 144 per notificare l'intenzione di vendere 49.670 azioni ordinarie di Broadcom. Le azioni hanno un valore di mercato complessivo di 13,82 milioni di dollari e si prevede che saranno vendute intorno al 07 luglio 2025 tramite Northern Trust Securities, Inc. sul mercato NASDAQ. Il dichiarante ha originariamente acquisito le azioni il 14 agosto 1991 come “Founded Shares” da H&S Investments I, LP. La comunicazione indica che il venditore non ha venduto azioni Broadcom negli ultimi tre mesi.
La presentazione è esclusivamente una notifica regolamentare; non fornisce dati operativi o finanziari su Broadcom. Con circa 4,70 miliardi di azioni in circolazione (secondo il documento), la vendita proposta rappresenta una frazione irrilevante di azioni (<0,001%). Il Modulo 144 contiene anche la dichiarazione obbligatoria che il venditore non è a conoscenza di informazioni materiali negative non divulgate. Gli investitori considerano generalmente queste piccole vendite tramite Modulo 144 come eventi di liquidità personale di routine, piuttosto che segnali di cambiamenti fondamentali nell’emittente.

Broadcom Inc. (AVGO) – Resumen de la presentación del Formulario 144: Una persona vinculada a Broadcom ha presentado un Formulario 144 para notificar la intención de vender 49,670 acciones ordinarias de Broadcom. Las acciones tienen un valor de mercado total de 13,82 millones de dólares y se espera que se vendan alrededor del 07 de julio de 2025 a través de Northern Trust Securities, Inc. en la bolsa NASDAQ. El declarante adquirió originalmente las acciones el 14 de agosto de 1991 como “Founded Shares” de H&S Investments I, LP. El aviso indica que el vendedor no ha vendido acciones de Broadcom en los últimos tres meses.
La presentación es únicamente un aviso regulatorio; no revela datos operativos o financieros de Broadcom. Con aproximadamente 4.700 millones de acciones en circulación (según el documento), la venta propuesta representa una fracción insignificante de las acciones (<0,001%). El Formulario 144 también incluye la declaración requerida de que el vendedor desconoce información material adversa no divulgada. Los inversores suelen ver estas ventas de pequeña escala bajo el Formulario 144 como eventos rutinarios de liquidez personal y no como señales de cambios fundamentales en la emisora.

Broadcom Inc. (AVGO) – Form 144 제출 개요: Broadcom과 관련된 인물이 49,670주의 Broadcom 보통주 매각 의사를 알리기 위해 Form 144를 제출했습니다. 해당 주식의 총 시장 가치가 1,382만 달러이며, 2025년 7월 7일경 NASDAQ 거래소에서 Northern Trust Securities, Inc.를 통해 매각될 예정입니다. 제출자는 원래 1991년 8월 14일 H&S Investments I, LP로부터 “Founded Shares”로 주식을 취득했습니다. 통지는 판매자가 지난 3개월간 Broadcom 주식을 매도하지 않았음을 명시합니다.
이 제출은 순수한 규제 통지로, Broadcom의 운영 또는 재무 성과 데이터를 공개하지 않습니다. 제출서에 따르면 약 47억 주의 발행 주식이 있으며, 제안된 매각은 미미한 비율(<0.001%)에 해당합니다. Form 144에는 판매자가 미공개 중대한 부정적 정보를 알지 못한다는 필수 진술도 포함되어 있습니다. 투자자들은 일반적으로 이러한 소규모 Form 144 매각을 근본적 변화의 신호가 아닌 일상적인 개인 유동성 이벤트로 간주합니다.

Broadcom Inc. (AVGO) – Aperçu du dépôt du formulaire 144 : Une personne affiliée à Broadcom a déposé un formulaire 144 pour notifier son intention de vendre 49 670 actions ordinaires de Broadcom. Ces actions ont une valeur marchande totale de 13,82 millions de dollars et devraient être vendues aux alentours du 7 juillet 2025 via Northern Trust Securities, Inc. sur le marché NASDAQ. Le déclarant a initialement acquis ces actions le 14 août 1991 en tant que “Founded Shares” auprès de H&S Investments I, LP. L’avis indique que le vendeur n’a pas vendu d’actions Broadcom au cours des trois derniers mois.
Ce dépôt est purement une notification réglementaire ; il ne divulgue aucune donnée opérationnelle ou financière concernant Broadcom. Avec environ 4,70 milliards d’actions en circulation (selon le dépôt), la vente proposée représente une fraction négligeable (<0,001%). Le formulaire 144 contient également la déclaration obligatoire que le vendeur n’a pas connaissance d’informations défavorables importantes non divulguées. Les investisseurs considèrent généralement ces ventes à petite échelle via le formulaire 144 comme des événements courants de liquidité personnelle plutôt que comme des signes de changements fondamentaux chez l’émetteur.

Broadcom Inc. (AVGO) – Übersicht zur Einreichung von Formular 144: Eine mit Broadcom verbundene Person hat ein Formular 144 eingereicht, um den geplanten Verkauf von 49.670 Aktien der Broadcom-Stammaktien anzukündigen. Die Aktien haben einen gesamten Marktwert von 13,82 Millionen US-Dollar und sollen voraussichtlich um den 07. Juli 2025 über Northern Trust Securities, Inc. an der NASDAQ-Börse verkauft werden. Der Einreicher erwarb die Aktien ursprünglich am 14. August 1991 als „Founded Shares“ von H&S Investments I, LP. Die Mitteilung weist darauf hin, dass der Verkäufer in den letzten drei Monaten keine Broadcom-Aktien verkauft hat.
Die Einreichung ist rein eine regulatorische Mitteilung und enthält keine operativen oder finanziellen Leistungsdaten von Broadcom. Mit etwa 4,70 Milliarden ausstehenden Aktien (laut Einreichung) stellt der vorgeschlagene Verkauf einen unbedeutenden Anteil (<0,001 %) dar. Formular 144 enthält zudem die erforderliche Erklärung, dass dem Verkäufer keine nicht offengelegten wesentlichen nachteiligen Informationen bekannt sind. Investoren betrachten solche kleineren Verkäufe über Formular 144 üblicherweise als routinemäßige persönliche Liquiditätsereignisse und nicht als Anzeichen für grundlegende Veränderungen beim Emittenten.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

How many Broadcom (AVGO) shares are being sold under this Form 144?

The notice covers 49,670 shares of Broadcom common stock.

What is the market value of the shares listed in the AVGO Form 144?

The filing cites an aggregate market value of $13,815,482.02 for the 49,670 shares.

When is the proposed sale date for the AVGO shares?

The filer intends to sell on or about 07 July 2025.

Which broker will handle the Broadcom share sale?

The shares are to be sold through Northern Trust Securities, Inc., Chicago.

Does the Form 144 indicate any prior insider sales in the last three months?

No. The filing states “Nothing to Report” for sales during the past three months.

How significant is this sale relative to Broadcom’s total shares outstanding?

With 4.70 billion shares outstanding reported, the sale represents less than 0.001% of the float.
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