[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 filed for Broadcom Inc. (AVGO) shows a proposed sale of 100,000 common shares through Fidelity Brokerage Services with an aggregate market value of $33,958,418.78, scheduled approximately for 09/23/2025. The shares were acquired by restricted stock vesting on 11/03/2023 and were granted as compensation. The filing reports outstanding common shares of 4,722,365,022. The notice also discloses three prior sales by the filer or related trust in the past three months: 40,000 shares on 06/24/2025, 40,000 shares on 06/26/2025, and 148,514 shares on 09/10/2025, with gross proceeds shown for each sale.

Positive

• Full disclosure of acquisition date (11/03/2023) and nature of acquisition (Restricted Stock Vesting)
• Broker and execution details provided: Fidelity Brokerage Services listed for the proposed sale
• Prior sales in the past three months are itemized with gross proceeds, enhancing transparency

Negative

• Large recent dispositions disclosed: 148,514 shares sold on 09/10/2025 with gross proceeds of $50,000,208.38
• Significant planned sale of 100,000 shares valued at $33,958,418.78 could increase selling pressure depending on market context

Insights

Securities Analyst

TL;DR: Officer/director sales disclosed; proposed sale stems from vested restricted stock received as compensation.

The filing documents a routine Rule 144 notice for 100,000 common shares acquired via restricted stock vesting on 11/03/2023 and intended to be sold through Fidelity on 09/23/2025. Reported outstanding shares are 4,722,365,022, providing context for the share count relative to market capitalization. The presence of multiple recent sales, including a 148,514 share sale with proceeds of $50,000,208.38, is material for short-term supply but is simply disclosure under Rule 144; the form does not state any non-public adverse information.

Corporate Governance Expert

TL;DR: Disclosure aligns with compliance expectations; multiple recent sales increase public float but reflect compensatory vesting and reported transfers.

The filer represents no material non-public information. The securities to be sold were acquired as compensation via restricted stock vesting, which is common for executives. The filing documents prior disposals by a trust and an individual with exact gross proceeds. From a governance perspective, the clarity about acquisition date, nature of acquisition, and broker details supports regulatory transparency but does not provide strategic or operational detail about the issuer.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	100000	33958418.78	4722365022	09/23/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/03/2023	Restricted Stock Vesting	Issuer			100000	11/03/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Hock E Tan Trust 3421 Hillview Ave Palo Alto CA 94304	Common	06/24/2025	40000	10486936.63
Hock E. Tan 3421 Hillview Ave Palo Alto CA 94304	Common	06/26/2025	40000	10731722.39
Hock E. Tan 3421 Hillview Ave Palo Alto CA 94304	Common	09/10/2025	148514	50000208.38

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for Broadcom (AVGO) report?

The form reports a proposed sale of 100,000 common shares via Fidelity with aggregate market value $33,958,418.78, scheduled about 09/23/2025.

How and when were the shares to be sold on Form 144 acquired?

The 100,000 shares were acquired by restricted stock vesting on 11/03/2023 and the consideration was compensation.

Who sold shares in the past three months according to the filing?

The filing lists sales by Hock E Tan Trust and Hock E. Tan on 06/24/2025, 06/26/2025, and 09/10/2025 with gross proceeds shown for each sale.

What broker is named for the proposed sale on the Form 144?

The named broker is Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI.

How many common shares does Broadcom have outstanding per this filing?

The filing reports 4,722,365,022 shares outstanding.