Broadcom (NASDAQ: AVGO) Form 144 shows proposed selling holders and share counts

Rhea-AI Filing Summary

AVGO submitted a Form 144 reporting proposed sales of Common Stock through Northern Trust Securities on 03/25/2026. The filing lists selling holders and quantities, including H&S Investments I, LP (157,090 shares) and D95GT LLC (83,005 shares) as examples shown.

Insights

Securities Compliance Counsel

Routine Rule 144 disclosure of intended resale by affiliated holders.

Form 144 notifies the broker and the market of proposed Rule 144 sales of Common Stock filed with Northern Trust Securities on 03/25/2026. The filing lists specific holders and share counts as part of the resale notice process.

Timing and whether sales occur depend on holder decisions and Rule 144 conditions; subsequent Form 4/Form 5 or broker reports would show executed transactions.

Equity Capital Markets Analyst

Administrative resale filing; no immediate balance-sheet impact disclosed.

The Form 144 lists selling holders and proposed quantities, with Northern Trust Securities named as the broker. The excerpt provides per-holder examples: H&S Investments I, LP (157,090) and D95GT LLC (83,005).

Cash-flow treatment and execution details are not included in the excerpt; actual market impact requires notice of completed trades.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	240095	76786822.76	4734668184	03/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/14/1991	Gifted Shares	H&S Investments I, LP		08/14/1991	157090	03/25/2026	Gifted Shares
Common Stock	08/14/1991	Gifted Shares	D95GT LLC		08/14/1991	83005	03/25/2026	Gifted Shares

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AVGO's Form 144 filing mean?

It notifies the market of proposed Rule 144 sales of AVGO common stock by specified holders. The filing lists broker, dates, and per-holder quantities, enabling compliance with resale notice rules prior to any public sale taking place.

Who is the broker listed on the AVGO Form 144?

Northern Trust Securities is listed as the broker for the proposed resale on the Form 144. The filing shows the broker's address and the filing date 03/25/2026, but execution details are not provided in the excerpt.

How many shares are included in the examples on the filing?

The excerpt includes per-holder examples: H&S Investments I, LP shows 157,090 shares and D95GT LLC shows 83,005 shares. These are illustrative entries from the selling-holder rows in the provided excerpt.

Does Form 144 mean the shares have already been sold?

No; Form 144 reports intended resale under Rule 144 but does not confirm execution. Actual sales would be reflected later in broker reports or transaction filings such as Form 4/Form 5 if applicable.

Will this filing change AVGO's outstanding share count?

No; the Form 144 lists proposed resale of existing shares held by selling holders. It does not register new shares or change the company's outstanding share count in the excerpt provided.