[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Broadcom (AVGO) insider sale filing under Rule 144: The notice reports that Mark David Brazeal intends to sell 10,646 shares of Broadcom common stock through Charles Schwab & Co., Inc. on 09/16/2025, with an aggregate market value listed as $3,836,651.00. The shares were recorded as acquired on 09/16/2025 upon a restricted stock lapse from Broadcom Inc. and are described as equity compensation. The filing also discloses two prior sales by the same person in the past three months: 50,000 shares sold on 06/23/2025 for $12,664,250.00 and 50,000 shares on 06/24/2025 for $13,105,050.00. The form includes the total number of outstanding shares as 4,722,365,022.

Positive

• Rule 144 notice filed, indicating compliance with required insider sale disclosure
• Acquisition source disclosed (restricted stock lapse from Broadcom Inc.) and nature of payment (equity compensation)

Negative

• Insider sales in the past three months total 100,000 shares generating approximately $25.77M in gross proceeds, which may be viewed unfavorably by some investors
• Form does not state whether sales are part of a pre-established trading plan or other restrictions

Insights

Securities Analyst

TL;DR: Insider reported a modest sale following a restricted stock lapse; recent larger June disposals were material in dollar terms.

The filing documents a Rule 144 notice for 10,646 shares to be sold on 09/16/2025, valued at $3.84M. The securities were acquired through a restricted stock lapse and labeled as equity compensation, indicating compensation-related vesting rather than open-market purchases. The record of two recent June transactions totaling 100,000 shares and roughly $25.77M in gross proceeds is significant for transparency. From a trading-volume perspective relative to the reported 4.72B outstanding shares, these are small percentages; the filing is routine but important to monitor for patterns.

Corporate Governance Expert

TL;DR: The Form 144 provides required disclosure of insider sales tied to equity compensation vesting and prior disposals; it shows compliance with disclosure rules.

The notice specifies acquisition via a restricted stock lapse and sale through a named broker, satisfying Rule 144 disclosure elements. The signer affirms absence of undisclosed material adverse information. The presence of two substantial June sales (50,000 shares each) alongside the current smaller sale suggests a sequence of planned dispositions tied to compensation events or pre-arranged plans; the filing itself does not state a trading plan date. Overall, documentation appears procedurally complete as presented.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	10646	3836651.00	4722365022	09/16/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/16/2025	Restricted Stock Lapse - See Remarks	Broadcom Inc.			10646	09/16/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	06/23/2025	50000	12664250.00
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	06/24/2025	50000	13105050.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What insider is filing this Form 144 for Broadcom (AVGO)?

The filing lists Mark David Brazeal (address provided in the form) as the person for whose account the securities are to be sold.

How many shares are covered by this Rule 144 notice and what is their aggregate market value?

The notice covers 10,646 shares with an aggregate market value of $3,836,651.00.

When were the shares to be sold and through which broker?

The approximate sale date is 09/16/2025 and the broker named is Charles Schwab & Co., Inc.

How were the securities acquired according to the filing?

The securities were acquired on 09/16/2025 via a restricted stock lapse from Broadcom Inc. and described as equity compensation.

Has the filer sold other Broadcom shares recently?

Yes. The filing discloses two sales: 50,000 shares on 06/23/2025 for $12,664,250.00 and 50,000 shares on 06/24/2025 for $13,105,050.00.