Broadcom CFO withholds 1,554 shares for taxes

Broadcom’s CFO reported a tax or exercise-related share withholding, remaining directly invested with over 48,000 Broadcom shares including restricted stock units.

Available on EDGAR 09/17/2026 - 06:10 PM EDT Accepted by SEC EDGAR 09/17/2026 - 06:10 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Broadcom Inc. (AVGO) reports that its Chief Financial Officer, Amie Thuener O'Toole, had 1,554 shares of common stock withheld or delivered on September 15, 2026 to satisfy exercise price or tax liability obligations at $339.27 per share. Following this transaction, she directly holds 48,597.036 shares of Broadcom common stock, including 46,875 restricted stock units. No Rule 10b5-1 trading plan is indicated.

Insider Trade Summary

Exercise Price or Tax Liability: 1,554 shares

Exercise Price or Tax Liability 1 txn

Insider O'Toole Amie Thuener

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock, $0.001 par value F1	1,554	$339.27	$527K

Holdings After Transaction: Common Stock, $0.001 par value — 48,597.036 shares (Direct)

Holdings Before and After: Common Stock, $0.001 par value, 50,151.036 to 48,597.036 shares (Direct)

Footnotes (1)

1. F1. Includes 46,875 restricted stock units.

Key Figures

Shares delivered/withheld: 1,554 shares Per-share value for tax/exercise: $339.27 per share Direct holdings after transaction: 48,597.036 shares +1 more

4 metrics

Shares delivered/withheld 1,554 shares Payment of exercise price or tax liability on September 15, 2026

Per-share value for tax/exercise $339.27 per share Value applied to the 1,554-share disposition reported on September 15, 2026

Direct holdings after transaction 48,597.036 shares CFO’s direct Broadcom common stock holdings following the September 15, 2026 transaction

Restricted stock units included in holdings 46,875 restricted stock units Portion of the CFO’s direct holdings referenced in the footnote

Key Terms

restricted stock units, exercise price or tax liability, Form 4

3 terms

restricted stock units financial

"Includes 46,875 restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

exercise price or tax liability financial

"Payment of exercise price or tax liability by delivering or withholding"

Form 4 regulatory

"The Broadcom CFO reported this insider transaction on Form 4"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Broadcom (AVGO) disclose about its CFO’s recent Form 4 transaction?

Broadcom disclosed that CFO Amie Thuener O'Toole had 1,554 shares of common stock withheld or delivered on September 15, 2026 to cover exercise price or tax liability, rather than an open-market sale.

How many Broadcom (AVGO) shares does the CFO hold after this Form 4 transaction?

After the transaction, the CFO directly holds 48,597.036 shares of Broadcom common stock, which includes 46,875 restricted stock units as part of her reported holdings.

Was the Broadcom (AVGO) CFO’s September 15, 2026 transaction an open-market sale?

No. The Form 4 identifies the transaction as a payment of exercise price or tax liability by delivering or withholding securities, not as a market purchase or sale.

At what price were the Broadcom (AVGO) shares valued in the CFO’s Form 4 transaction?

The 1,554 shares involved in the transaction were valued at $339.27 per share for purposes of satisfying the related exercise price or tax liability.

Does the Broadcom (AVGO) Form 4 indicate use of a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not selected, and there is no footnote stating that the September 15, 2026 transaction was made under a Rule 10b5-1 trading plan.

How many restricted stock units does the Broadcom (AVGO) CFO report owning?

A footnote to the Form 4 states that the CFO’s direct holdings include 46,875 restricted stock units, which form part of the total 48,597.036 shares reported after the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O'Toole Amie Thuener

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CALIFORNIA 94304

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	09/15/2026		F		1,554	D	$339.27	48,597.036(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 46,875 restricted stock units.

Remarks:

	Noelle Matteson, Attorney-In-Fact for Amie Thuener O'Toole	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)