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[Form 4] Broadcom Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Charlie B. Kawwas, President of Broadcom Inc.'s Semiconductor Solutions Group and an officer of AVGO, reported multiple open-market sales of Common Stock on September 16-17, 2025. The Form 4 shows a sequence of sales executed under code "S" to cover tax withholding on vested restricted stock units (RSUs). Reported weighted-average sale prices range across transactions (examples: $357.41, $358.57, $359.74, up to $365.33 and down to $343.93), and the filing notes the inclusion of 12,500 RSUs in holdings. Direct beneficial ownership reported in the table declined from 31,588 shares to 25,295 shares across the reported transactions. The filing also discloses indirect holdings: a trust owning 789,784 shares and small holdings attributed to family members.

Charlie B. Kawwas, presidente del Semiconductor Solutions Group di Broadcom Inc. e dirigente di AVGO, ha riferito diverse vendite sul mercato aperto di azioni ordinarie il 16 e 17 settembre 2025. Il Form 4 mostra una sequenza di vendite eseguite sotto il codice "S" per coprire le ritenute sui restricted stock units (RSU) maturati. I prezzi medi di vendita riportati variano tra le transazioni (esempi: 357,41$, 358,57$, 359,74$, fino a 365,33$ e fino a 343,93$), e la dichiarazione segnala l'inclusione di 12.500 RSU nelle partecipazioni. La proprietà diretta riportata nella tabella è diminuita da 31.588 titoli a 25.295 titoli attraverso le transazioni riportate. La dichiarazione rivela anche partecipazioni indirette: una trust che detiene 789.784 azioni e piccole partecipazioni attribuite a membri della famiglia.
Charlie B. Kawwas, presidente del Semiconductor Solutions Group de Broadcom Inc. y directivo de AVGO, informó de varias ventas en el mercado abierto de acciones ordinarias los días 16 y 17 de septiembre de 2025. El Formulario 4 muestra una secuencia de ventas ejecutadas bajo el código "S" para cubrir las retenciones de impuestos sobre unidades de acciones restringidas (RSU) vestidas. Los precios de venta ponderados reportados varían entre las transacciones (por ejemplo: 357.41$, 358.57$, 359.74$, hasta 365.33$ y hasta 343.93$), y la declaración señala la inclusión de 12,500 RSU en las participaciones. La propiedad beneficiosa directa reportada en la tabla disminuyó de 31,588 acciones a 25,295 acciones a lo largo de las transacciones reportadas. La declaración también divulga participaciones indirectas: un fideicomiso que posee 789,784 acciones y pequeñas participaciones atribuidas a familiares.
Charlie B. Kawwas는 Broadcom Inc.의 반도체 솔루션 그룹의 사장이자 AVGO의 임원으로, 2025년 9월 16일~17일에 다수의 일반주식 공개시장 매도를 보고했습니다. Form 4는 제한주식단위(RSU)가 취득 시점에 따른 세금 원천징수를 충당하기 위해 코드 'S' 하에 실행된 매도 시퀀스를 보여줍니다. 보고된 가중평균 매도가격은 거래마다 다르며(예: 357.41달러, 358.57달러, 359.74달러, 365.33달러까지, 343.93달러까지 하락), 공시에는 보유 주식에 12,500개의 RSU가 포함된 것으로 기록됩니다. 표에 보고된 직접 유익한 소유권은 거래에 따라 31,588주에서 25,295주로 감소했습니다. 이 공시는 가족 구성원에게 귀속된 소액 보유와 789,784주를 보유한 신탁 등의 간접 보유도 공개합니다.
Charlie B. Kawwas, président du Semiconductor Solutions Group de Broadcom Inc. et dirigeant d AVGO, a signalé plusieurs ventes sur le marché libre d’actions ordinaires les 16 et 17 septembre 2025. Le Formulaire 4 montre une séquence de ventes effectuées sous le code « S » pour couvrir les retenues d’impôt sur les unités d’actions restreintes (RSU) acquises. Les prix de vente moyens pondérés rapportés varient selon les transactions (exemples : 357,41 $, 358,57 $, 359,74 $, jusqu’à 365,33 $ et jusqu’à 343,93 $), et le dépôt mentionne l’inclusion de 12 500 RSU dans les avoirs. La propriété bénéficiaire directe indiquée dans le tableau est passée de 31 588 actions à 25 295 actions au cours des transactions rapportées. Le dépôt divulge également des participations indirectes : une fiducie détenant 789 784 actions et de petites participations attribuées à des membres de la famille.
Charlie B. Kawwas, Präsident der Semiconductor Solutions Group von Broadcom Inc. und ein leitender Angestellter von AVGO, meldete mehrere Verkäufe von Stammaktien am freien Markt am 16. und 17. September 2025. Das Form 4 zeigt eine Abfolge von Verkäufen, die unter dem Code „S“ durchgeführt wurden, um Steuerabzüge auf vestierte Restricted Stock Units (RSUs) abzudecken. Die berichteten gewichteten Durchschnittspreise der Verkäufe variieren zwischen den Transaktionen (Beispiele: 357,41 $, 358,57 $, 359,74 $, bis zu 365,33 $ und hinunter zu 343,93 $), und der Bericht vermerkt die Einbeziehung von 12.500 RSUs in den Holdings. Die direkt nützliche Eigentümerschaft, die in der Tabelle angegeben ist, ging von 31.588 Aktien auf 25.295 Aktien während der berichteten Transaktionen zurück. Der Bericht offenbart auch indirekte Holdings: einen Trust, der 789.784 Aktien besitzt, und kleine Anteile, die Familienmitgliedern zugeordnet sind.
شارلي ب. قوّاس، رئيس مجموعة حلول أشباه الموصلات في Broadcom Inc. ومسؤول في AVGO، أبلغ عن عدة مبيعات في السوق المفتوحة للأسهم العادية في 16-17 سبتمبر 2025. يوضح النموذج 4 سلسلة من عمليات البيع التي تم تنفيذها بموجب الرمز “S” لتغطية التحفظات الضريبية على وحدات الأسهم المحمية المورثة (RSUs). وتتراوح أسعار البيع المرجحة المتوسطة المبلغ عنها عبر المعاملات (أمثلة: 357.41$, 358.57$, 359.74$, حتى 365.33$ وأدنى إلى 343.93$)، وتذكر الإيداع إدراج 12,500 RSU ضمن الحيازات. الملكية المفيدة المباشرة المبلغ عنها في الجدول انخفضت من 31,588 سهماً إلى 25,295 سهماً عبر الصفحات المبلغ عنها. كما يكشف الإيداع عن حيازات غير مباشرة: صندوق يملك 789,784 سهماً وتبعاً لعضوي الأسرة.
Charlie B. Kawwas，是 Broadcom Inc. 半导体解决方案集团总裁及 AVGO 的高管，报告于 2025 年 9 月 16–17 日在公开市场进行多笔普通股交易。 Form 4 显示了一系列执行的卖出，代码为“S”，用于覆盖对已归属的受限股单位（RSU）的税务代扣。报告的加权平均卖出价格在各笔交易中有所不同（示例：357.41 美元、358.57 美元、359.74 美元，一直到 365.33 美元，低至 343.93 美元），并且申报中提到持有中包含 12,500 个 RSU。表中直接受益所有权从 31,588 股下降到 25,295 股。申报还披露了间接持股：一个信托持有 789,784 股，以及分配给家庭成员的小额持股。
Positive
  • Transparent disclosure of multiple sale transactions with weighted-average prices and footnotes detailing price ranges
  • Explanation provided that sales were automatic transactions to cover tax withholding on vested RSUs
  • Material indirect ownership disclosed (trust holding of 789,784 shares), improving shareholder visibility into ownership structure
  • Willingness to provide trade-level details upon request as stated in footnotes
Negative
  • Direct beneficial ownership declined from 31,588 to 25,295 shares over the reported transactions
  • Multiple sales over two days could be interpreted by some market participants as increased insider selling activity, though filing states tax withholding purpose

Insights

TL;DR: Routine withholding sales from RSU vesting; modest reduction in direct holdings while significant indirect ownership remains via trust.

The Form 4 describes a series of sales on September 16-17, 2025 executed under the issuer's RSU withholding procedure. Transaction codes and footnotes indicate these were automatic sales to satisfy tax obligations rather than discretionary divestitures. Direct beneficial ownership declines from 31,588 to 25,295 shares across the entries, while indirect ownership (notably a trust with 789,784 shares) remains material. For investors, this is an informational disclosure of officer tax-withholding activity rather than an operational signal about Broadcom's business performance.

TL;DR: Compliance filing documents standard insider sales for tax withholding; signature and footnotes provide transparency on execution and price ranges.

The submission appears complete for a Form 4: it lists the reporting person, relationship to the issuer, transaction dates, codes, quantities, weighted average prices, explanatory footnotes about price ranges, and an attorney-in-fact signature. The explicit undertaking to provide trade-by-trade details upon request and the clear labeling of the transactions as RSU withholding strengthen disclosure quality. This filing is consistent with routine insider reporting obligations and does not by itself indicate governance concerns.

Charlie B. Kawwas, presidente del Semiconductor Solutions Group di Broadcom Inc. e dirigente di AVGO, ha riferito diverse vendite sul mercato aperto di azioni ordinarie il 16 e 17 settembre 2025. Il Form 4 mostra una sequenza di vendite eseguite sotto il codice "S" per coprire le ritenute sui restricted stock units (RSU) maturati. I prezzi medi di vendita riportati variano tra le transazioni (esempi: 357,41$, 358,57$, 359,74$, fino a 365,33$ e fino a 343,93$), e la dichiarazione segnala l'inclusione di 12.500 RSU nelle partecipazioni. La proprietà diretta riportata nella tabella è diminuita da 31.588 titoli a 25.295 titoli attraverso le transazioni riportate. La dichiarazione rivela anche partecipazioni indirette: una trust che detiene 789.784 azioni e piccole partecipazioni attribuite a membri della famiglia.
Charlie B. Kawwas, presidente del Semiconductor Solutions Group de Broadcom Inc. y directivo de AVGO, informó de varias ventas en el mercado abierto de acciones ordinarias los días 16 y 17 de septiembre de 2025. El Formulario 4 muestra una secuencia de ventas ejecutadas bajo el código "S" para cubrir las retenciones de impuestos sobre unidades de acciones restringidas (RSU) vestidas. Los precios de venta ponderados reportados varían entre las transacciones (por ejemplo: 357.41$, 358.57$, 359.74$, hasta 365.33$ y hasta 343.93$), y la declaración señala la inclusión de 12,500 RSU en las participaciones. La propiedad beneficiosa directa reportada en la tabla disminuyó de 31,588 acciones a 25,295 acciones a lo largo de las transacciones reportadas. La declaración también divulga participaciones indirectas: un fideicomiso que posee 789,784 acciones y pequeñas participaciones atribuidas a familiares.
Charlie B. Kawwas는 Broadcom Inc.의 반도체 솔루션 그룹의 사장이자 AVGO의 임원으로, 2025년 9월 16일~17일에 다수의 일반주식 공개시장 매도를 보고했습니다. Form 4는 제한주식단위(RSU)가 취득 시점에 따른 세금 원천징수를 충당하기 위해 코드 'S' 하에 실행된 매도 시퀀스를 보여줍니다. 보고된 가중평균 매도가격은 거래마다 다르며(예: 357.41달러, 358.57달러, 359.74달러, 365.33달러까지, 343.93달러까지 하락), 공시에는 보유 주식에 12,500개의 RSU가 포함된 것으로 기록됩니다. 표에 보고된 직접 유익한 소유권은 거래에 따라 31,588주에서 25,295주로 감소했습니다. 이 공시는 가족 구성원에게 귀속된 소액 보유와 789,784주를 보유한 신탁 등의 간접 보유도 공개합니다.
Charlie B. Kawwas, président du Semiconductor Solutions Group de Broadcom Inc. et dirigeant d AVGO, a signalé plusieurs ventes sur le marché libre d’actions ordinaires les 16 et 17 septembre 2025. Le Formulaire 4 montre une séquence de ventes effectuées sous le code « S » pour couvrir les retenues d’impôt sur les unités d’actions restreintes (RSU) acquises. Les prix de vente moyens pondérés rapportés varient selon les transactions (exemples : 357,41 $, 358,57 $, 359,74 $, jusqu’à 365,33 $ et jusqu’à 343,93 $), et le dépôt mentionne l’inclusion de 12 500 RSU dans les avoirs. La propriété bénéficiaire directe indiquée dans le tableau est passée de 31 588 actions à 25 295 actions au cours des transactions rapportées. Le dépôt divulge également des participations indirectes : une fiducie détenant 789 784 actions et de petites participations attribuées à des membres de la famille.
Charlie B. Kawwas, Präsident der Semiconductor Solutions Group von Broadcom Inc. und ein leitender Angestellter von AVGO, meldete mehrere Verkäufe von Stammaktien am freien Markt am 16. und 17. September 2025. Das Form 4 zeigt eine Abfolge von Verkäufen, die unter dem Code „S“ durchgeführt wurden, um Steuerabzüge auf vestierte Restricted Stock Units (RSUs) abzudecken. Die berichteten gewichteten Durchschnittspreise der Verkäufe variieren zwischen den Transaktionen (Beispiele: 357,41 $, 358,57 $, 359,74 $, bis zu 365,33 $ und hinunter zu 343,93 $), und der Bericht vermerkt die Einbeziehung von 12.500 RSUs in den Holdings. Die direkt nützliche Eigentümerschaft, die in der Tabelle angegeben ist, ging von 31.588 Aktien auf 25.295 Aktien während der berichteten Transaktionen zurück. Der Bericht offenbart auch indirekte Holdings: einen Trust, der 789.784 Aktien besitzt, und kleine Anteile, die Familienmitgliedern zugeordnet sind.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kawwas Charlie B
(Last) (First) (Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE
(Street)
PALO ALTO CA 94304
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Semi Solutions Grp
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.001 par value 09/16/2025 S 104(1) D $357.412(2) 31,588(3) D
Common Stock, $0.001 par value 09/16/2025 S 369(1) D $358.565(4) 31,219(3) D
Common Stock, $0.001 par value 09/16/2025 S 588(1) D $359.735(5) 30,631(3) D
Common Stock, $0.001 par value 09/16/2025 S 849(1) D $360.519(6) 29,782(3) D
Common Stock, $0.001 par value 09/16/2025 S 315(1) D $361.653(7) 29,467(3) D
Common Stock, $0.001 par value 09/16/2025 S 189(1) D $362.874(8) 29,278(3) D
Common Stock, $0.001 par value 09/16/2025 S 54(1) D $364.25 29,224(3) D
Common Stock, $0.001 par value 09/16/2025 S 36(1) D $365.325 29,188(3) D
Common Stock, $0.001 par value 09/17/2025 S 419(1) D $343.926(9) 28,769(3) D
Common Stock, $0.001 par value 09/17/2025 S 997(1) D $345.292(10) 27,772(3) D
Common Stock, $0.001 par value 09/17/2025 S 505(1) D $346.494(11) 27,267(3) D
Common Stock, $0.001 par value 09/17/2025 S 609(1) D $347.498(12) 26,658(3) D
Common Stock, $0.001 par value 09/17/2025 S 480(1) D $349.043(13) 26,178(3) D
Common Stock, $0.001 par value 09/17/2025 S 345(1) D $350.177(14) 25,833(3) D
Common Stock, $0.001 par value 09/17/2025 S 145(1) D $352.071(15) 25,688(3) D
Common Stock, $0.001 par value 09/17/2025 S 177(1) D $353.382(16) 25,511(3) D
Common Stock, $0.001 par value 09/17/2025 S 72(1) D $354.977(17) 25,439(3) D
Common Stock, $0.001 par value 09/17/2025 S 75(1) D $357.64(18) 25,364(3) D
Common Stock, $0.001 par value 09/17/2025 S 69(1) D $358.69(19) 25,295(3) D
Common Stock, $0.001 par value 789,784 I By Trust
Common Stock, $0.001 par value 700 I By Child 1
Common Stock, $0.001 par value 700 I By Child 2
Common Stock, $0.001 par value 700 I By Child 3
Common Stock, $0.001 par value 700 I By spouse as custodian for Child 4
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards.
2. Transaction executed in multiple trades at prices ranging from $357.09 to $357.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
3. Includes 12,500 RSUs.
4. Transaction executed in multiple trades at prices ranging from $358.11 to $358.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
5. Transaction executed in multiple trades at prices ranging from $359.20 to $360.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
6. Transaction executed in multiple trades at prices ranging from $360.21 to $360.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
7. Transaction executed in multiple trades at prices ranging from $361.33 to $361.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
8. Transaction executed in multiple trades at prices ranging from $362.50 to $363.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
9. Transaction executed in multiple trades at prices ranging from $343.40 to $344.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
10. Transaction executed in multiple trades at prices ranging from $344.86 to $345.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
11. Transaction executed in multiple trades at prices ranging from $345.91 to $346.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
12. Transaction executed in multiple trades at prices ranging from $347.12 to $347.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
13. Transaction executed in multiple trades at prices ranging from $348.50 to $349.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
14. Transaction executed in multiple trades at prices ranging from $349.85 to $350.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
15. Transaction executed in multiple trades at prices ranging from $351.83 to $352.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
16. Transaction executed in multiple trades at prices ranging from $353.02 to $353.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
17. Transaction executed in multiple trades at prices ranging from $354.80 to $355.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
18. Transaction executed in multiple trades at prices ranging from $357.20 to $357.99 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
19. Transaction executed in multiple trades at prices ranging from $358.26 to $359.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Remarks:
/s/ Noelle Matteson, Attorney-in-Fact for Charlie B Kawwas 09/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Broadcom (AVGO) officer Charlie B. Kawwas report on Form 4?

The Form 4 reports multiple sales of Common Stock by Charlie B. Kawwas on September 16-17, 2025, executed to cover tax withholding on vested RSUs.

Were the sales by Charlie B. Kawwas routine or discretionary?

The filing states the sales were automatic transactions to cover withholding taxes due upon vesting of RSUs, indicating routine tax-withholding sales.

How did these transactions affect direct beneficial ownership?

Direct beneficial ownership shown in the table decreased from 31,588 shares to 25,295 shares across the reported transactions.

What prices were the shares sold at?

Weighted-average prices are reported for each trade group (examples include $357.41, $358.57, $359.74, with other ranges noted down to $343.93), and footnotes give per-trade price ranges.

Does the filing disclose other holdings by the reporting person?

Yes. The filing discloses indirect ownership including a trust holding of 789,784 shares and small holdings attributed to family members (several entries of 700 shares).

Who signed the Form 4 for Charlie B. Kawwas?

The Form 4 is signed by Noelle Matteson, Attorney-in-Fact for Charlie B. Kawwas on 09/18/2025.
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AVGO Latest SEC Filings

Sep 18, 2025
[Form 4] Broadcom Inc. Insider Trading Activity
Sep 18, 2025
[Form 4] Broadcom Inc. Insider Trading Activity
Sep 17, 2025
[Form 4] Broadcom Inc. Insider Trading Activity
Sep 17, 2025
[144] Broadcom Inc. SEC Filing
Sep 17, 2025
[144] Broadcom Inc. SEC Filing

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