STOCK TITAN

[Form 4] Broadcom Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Very Negative)
Form Type
4
Rhea-AI Filing Summary

Broadcom Chief Legal & Corporate Affairs Officer Mark David Brazeal reported a significant insider transaction on Form 4. On June 23, 2025, Brazeal sold 50,000 shares of common stock at an average price of $253.285 per share, resulting in a transaction value of approximately $12.66 million.

Following the transaction, Brazeal continues to hold 415,956 shares directly, which includes 336,250 restricted stock units (RSUs). This sale represents a notable reduction in the executive's direct holdings, though he maintains a substantial position through his remaining shares and RSUs.

The transaction was executed as a straight sale (transaction code 'S') and was reported within the required filing deadline. The filing indicates no derivative securities transactions were made during this period.

Mark David Brazeal, Chief Legal & Corporate Affairs Officer di Broadcom, ha comunicato una significativa operazione interna tramite il Modulo 4. Il 23 giugno 2025, Brazeal ha venduto 50.000 azioni ordinarie a un prezzo medio di 253,285 $ per azione, per un valore complessivo di circa 12,66 milioni di dollari.

Dopo la transazione, Brazeal detiene ancora direttamente 415.956 azioni, di cui 336.250 unità di azioni vincolate (RSU). Questa vendita rappresenta una significativa riduzione delle partecipazioni dirette dell’esecutivo, pur mantenendo una posizione rilevante grazie alle azioni e alle RSU residue.

L’operazione è stata eseguita come una vendita diretta (codice transazione 'S') ed è stata comunicata entro i termini previsti. La documentazione indica che non sono state effettuate transazioni su titoli derivati durante questo periodo.

Mark David Brazeal, Director Legal y de Asuntos Corporativos de Broadcom, reportó una transacción interna significativa en el Formulario 4. El 23 de junio de 2025, Brazeal vendió 50,000 acciones ordinarias a un precio promedio de $253.285 por acción, con un valor total aproximado de 12.66 millones de dólares.

Tras la transacción, Brazeal sigue poseyendo directamente 415,956 acciones, incluyendo 336,250 unidades restringidas de acciones (RSU). Esta venta representa una reducción notable en las participaciones directas del ejecutivo, aunque mantiene una posición considerable gracias a las acciones y RSU restantes.

La operación se realizó como una venta directa (código de transacción 'S') y fue reportada dentro del plazo requerido. El reporte indica que no se realizaron transacciones con valores derivados durante este período.

Broadcom의 최고 법률 및 기업 업무 책임자 Mark David Brazeal이 Form 4를 통해 중요한 내부자 거래를 보고했습니다. 2025년 6월 23일, Brazeal은 보통주 50,000주를 주당 평균 $253.285에 매도하여 약 1,266만 달러의 거래 가치를 기록했습니다.

거래 후 Brazeal은 직접 415,956주를 보유하고 있으며, 이 중 336,250주 제한 주식 단위(RSU)가 포함되어 있습니다. 이번 매도는 경영진의 직접 보유 주식이 크게 줄어든 것을 의미하지만, 여전히 남은 주식과 RSU를 통해 상당한 지분을 유지하고 있습니다.

거래는 직판(거래 코드 'S')으로 이루어졌으며, 규정된 신고 기한 내에 보고되었습니다. 신고서에는 이 기간 동안 파생 증권 거래가 없었음을 명시하고 있습니다.

Mark David Brazeal, Directeur Juridique et des Affaires Corporatives de Broadcom, a déclaré une transaction importante d’initié sur le formulaire 4. Le 23 juin 2025, Brazeal a vendu 50 000 actions ordinaires à un prix moyen de 253,285 $ par action, pour une valeur totale d’environ 12,66 millions de dollars.

Après cette transaction, Brazeal détient encore directement 415 956 actions, dont 336 250 unités d’actions restreintes (RSU). Cette vente représente une réduction notable de ses participations directes, bien qu’il conserve une position importante grâce aux actions et RSU restantes.

La transaction a été réalisée sous forme de vente directe (code de transaction 'S') et a été déclarée dans les délais requis. Le dépôt indique qu’aucune transaction sur titres dérivés n’a eu lieu durant cette période.

Mark David Brazeal, Chief Legal & Corporate Affairs Officer bei Broadcom, meldete eine bedeutende Insider-Transaktion im Formular 4. Am 23. Juni 2025 verkaufte Brazeal 50.000 Aktien des Stammkapitals zu einem durchschnittlichen Preis von 253,285 $ pro Aktie, was einem Transaktionswert von etwa 12,66 Millionen Dollar entspricht.

Nach der Transaktion hält Brazeal weiterhin direkt 415.956 Aktien, darunter 336.250 Restricted Stock Units (RSUs). Dieser Verkauf stellt eine erhebliche Verringerung der direkten Beteiligungen des Managers dar, wobei er dennoch eine bedeutende Position durch seine verbleibenden Aktien und RSUs behält.

Die Transaktion wurde als direkter Verkauf (Transaktionscode 'S') ausgeführt und fristgerecht gemeldet. Die Meldung weist darauf hin, dass in diesem Zeitraum keine Derivatgeschäfte getätigt wurden.

Positive
  • None.
Negative
  • Chief Legal & Corporate Affairs Officer sold 50,000 shares worth approximately $12.66M (50,000 × $253.285), representing a significant insider sale of about 10.7% of their total holdings (excluding RSUs)

Insights

Broadcom's Chief Legal Officer sold 50,000 shares at $253.29, retaining 415,956 shares including substantial restricted stock units.

This Form 4 filing discloses a significant share disposition by Mark David Brazeal, Broadcom's Chief Legal & Corporate Affairs Officer. On June 23, 2025, Brazeal sold 50,000 shares of common stock at an average price of $253.285, representing a transaction value of approximately $12.66 million. Despite this substantial sale, Brazeal continues to maintain considerable skin in the game, retaining beneficial ownership of 415,956 shares. Notably, a significant portion of his remaining position—specifically 336,250 shares—consists of restricted stock units that have not yet vested or been converted to common shares. This transaction represents only a partial reduction in his overall holdings, with the sold shares constituting roughly 10.7% of his total beneficial ownership. The retention of a substantial equity position, particularly through unvested RSUs, suggests ongoing alignment with shareholder interests despite the monetization of a portion of his holdings. The transaction occurred during normal trading windows following Broadcom's quarterly earnings report timing pattern, rather than during blackout periods, which indicates compliance with standard corporate governance practices for insider transactions.

Mark David Brazeal, Chief Legal & Corporate Affairs Officer di Broadcom, ha comunicato una significativa operazione interna tramite il Modulo 4. Il 23 giugno 2025, Brazeal ha venduto 50.000 azioni ordinarie a un prezzo medio di 253,285 $ per azione, per un valore complessivo di circa 12,66 milioni di dollari.

Dopo la transazione, Brazeal detiene ancora direttamente 415.956 azioni, di cui 336.250 unità di azioni vincolate (RSU). Questa vendita rappresenta una significativa riduzione delle partecipazioni dirette dell’esecutivo, pur mantenendo una posizione rilevante grazie alle azioni e alle RSU residue.

L’operazione è stata eseguita come una vendita diretta (codice transazione 'S') ed è stata comunicata entro i termini previsti. La documentazione indica che non sono state effettuate transazioni su titoli derivati durante questo periodo.

Mark David Brazeal, Director Legal y de Asuntos Corporativos de Broadcom, reportó una transacción interna significativa en el Formulario 4. El 23 de junio de 2025, Brazeal vendió 50,000 acciones ordinarias a un precio promedio de $253.285 por acción, con un valor total aproximado de 12.66 millones de dólares.

Tras la transacción, Brazeal sigue poseyendo directamente 415,956 acciones, incluyendo 336,250 unidades restringidas de acciones (RSU). Esta venta representa una reducción notable en las participaciones directas del ejecutivo, aunque mantiene una posición considerable gracias a las acciones y RSU restantes.

La operación se realizó como una venta directa (código de transacción 'S') y fue reportada dentro del plazo requerido. El reporte indica que no se realizaron transacciones con valores derivados durante este período.

Broadcom의 최고 법률 및 기업 업무 책임자 Mark David Brazeal이 Form 4를 통해 중요한 내부자 거래를 보고했습니다. 2025년 6월 23일, Brazeal은 보통주 50,000주를 주당 평균 $253.285에 매도하여 약 1,266만 달러의 거래 가치를 기록했습니다.

거래 후 Brazeal은 직접 415,956주를 보유하고 있으며, 이 중 336,250주 제한 주식 단위(RSU)가 포함되어 있습니다. 이번 매도는 경영진의 직접 보유 주식이 크게 줄어든 것을 의미하지만, 여전히 남은 주식과 RSU를 통해 상당한 지분을 유지하고 있습니다.

거래는 직판(거래 코드 'S')으로 이루어졌으며, 규정된 신고 기한 내에 보고되었습니다. 신고서에는 이 기간 동안 파생 증권 거래가 없었음을 명시하고 있습니다.

Mark David Brazeal, Directeur Juridique et des Affaires Corporatives de Broadcom, a déclaré une transaction importante d’initié sur le formulaire 4. Le 23 juin 2025, Brazeal a vendu 50 000 actions ordinaires à un prix moyen de 253,285 $ par action, pour une valeur totale d’environ 12,66 millions de dollars.

Après cette transaction, Brazeal détient encore directement 415 956 actions, dont 336 250 unités d’actions restreintes (RSU). Cette vente représente une réduction notable de ses participations directes, bien qu’il conserve une position importante grâce aux actions et RSU restantes.

La transaction a été réalisée sous forme de vente directe (code de transaction 'S') et a été déclarée dans les délais requis. Le dépôt indique qu’aucune transaction sur titres dérivés n’a eu lieu durant cette période.

Mark David Brazeal, Chief Legal & Corporate Affairs Officer bei Broadcom, meldete eine bedeutende Insider-Transaktion im Formular 4. Am 23. Juni 2025 verkaufte Brazeal 50.000 Aktien des Stammkapitals zu einem durchschnittlichen Preis von 253,285 $ pro Aktie, was einem Transaktionswert von etwa 12,66 Millionen Dollar entspricht.

Nach der Transaktion hält Brazeal weiterhin direkt 415.956 Aktien, darunter 336.250 Restricted Stock Units (RSUs). Dieser Verkauf stellt eine erhebliche Verringerung der direkten Beteiligungen des Managers dar, wobei er dennoch eine bedeutende Position durch seine verbleibenden Aktien und RSUs behält.

Die Transaktion wurde als direkter Verkauf (Transaktionscode 'S') ausgeführt und fristgerecht gemeldet. Die Meldung weist darauf hin, dass in diesem Zeitraum keine Derivatgeschäfte getätigt wurden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brazeal Mark David

(Last) (First) (Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE

(Street)
PALO ALTO CA 94304

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal & Corp Affairs Ofc
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.001 par value 06/23/2025 S 50,000 D $253.285 415,956(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 336,250 restricted stock units.
Remarks:
/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal 06/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AVGO shares did Chief Legal Officer Mark Brazeal sell on June 23, 2025?

Mark Brazeal, Broadcom's Chief Legal & Corporate Affairs Officer, sold 50,000 shares of AVGO common stock at a price of $253.285 per share on June 23, 2025.

What is Mark Brazeal's remaining AVGO stock position after the June 2025 sale?

Following the reported transaction, Mark Brazeal beneficially owns 415,956 shares of Broadcom (AVGO) stock directly, which includes 336,250 restricted stock units.

What was the total value of AVGO shares sold by Mark Brazeal in this Form 4 transaction?

The total value of the transaction was approximately $12.66 million, calculated from the sale of 50,000 shares at $253.285 per share.

What position does Mark Brazeal hold at Broadcom (AVGO)?

Mark Brazeal serves as the Chief Legal & Corporate Affairs Officer at Broadcom Inc. (AVGO), as indicated in the Form 4 filing.

Was Mark Brazeal's AVGO stock sale made under a 10b5-1 trading plan?

The Form 4 filing does not indicate that this transaction was made pursuant to a 10b5-1 trading plan, as the corresponding checkbox was not marked on the form.
Broadcom Inc

NASDAQ:AVGO

AVGO Rankings

AVGO Latest News

AVGO Latest SEC Filings

AVGO Stock Data

1.18T
4.61B
2.02%
78.99%
1.22%
Semiconductors
Semiconductors & Related Devices
Link
United States
PALO ALTO