[Form 4] Broadcom Inc. Insider Trading Activity

Rhea-AI Filing Summary

Broadcom Chief Legal & Corporate Affairs Officer Mark David Brazeal reported a significant insider transaction on Form 4. On June 23, 2025, Brazeal sold 50,000 shares of common stock at an average price of $253.285 per share, resulting in a transaction value of approximately $12.66 million.

Following the transaction, Brazeal continues to hold 415,956 shares directly, which includes 336,250 restricted stock units (RSUs). This sale represents a notable reduction in the executive's direct holdings, though he maintains a substantial position through his remaining shares and RSUs.

The transaction was executed as a straight sale (transaction code 'S') and was reported within the required filing deadline. The filing indicates no derivative securities transactions were made during this period.

Positive

• None.

Negative

• Chief Legal & Corporate Affairs Officer sold 50,000 shares worth approximately $12.66M (50,000 × $253.285), representing a significant insider sale of about 10.7% of their total holdings (excluding RSUs)

Insights

Securities Transactions Analyst

Broadcom's Chief Legal Officer sold 50,000 shares at $253.29, retaining 415,956 shares including substantial restricted stock units.

This Form 4 filing discloses a significant share disposition by Mark David Brazeal, Broadcom's Chief Legal & Corporate Affairs Officer. On June 23, 2025, Brazeal sold 50,000 shares of common stock at an average price of $253.285, representing a transaction value of approximately $12.66 million. Despite this substantial sale, Brazeal continues to maintain considerable skin in the game, retaining beneficial ownership of 415,956 shares. Notably, a significant portion of his remaining position—specifically 336,250 shares—consists of restricted stock units that have not yet vested or been converted to common shares. This transaction represents only a partial reduction in his overall holdings, with the sold shares constituting roughly 10.7% of his total beneficial ownership. The retention of a substantial equity position, particularly through unvested RSUs, suggests ongoing alignment with shareholder interests despite the monetization of a portion of his holdings. The transaction occurred during normal trading windows following Broadcom's quarterly earnings report timing pattern, rather than during blackout periods, which indicates compliance with standard corporate governance practices for insider transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brazeal Mark David

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal & Corp Affairs Ofc

3. Date of Earliest Transaction (Month/Day/Year)
06/23/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	06/23/2025		S		50,000	D	$253.285	415,956(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 336,250 restricted stock units.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal	06/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AVGO shares did Chief Legal Officer Mark Brazeal sell on June 23, 2025?

Mark Brazeal, Broadcom's Chief Legal & Corporate Affairs Officer, sold 50,000 shares of AVGO common stock at a price of $253.285 per share on June 23, 2025.

What is Mark Brazeal's remaining AVGO stock position after the June 2025 sale?

Following the reported transaction, Mark Brazeal beneficially owns 415,956 shares of Broadcom (AVGO) stock directly, which includes 336,250 restricted stock units.

What was the total value of AVGO shares sold by Mark Brazeal in this Form 4 transaction?

The total value of the transaction was approximately $12.66 million, calculated from the sale of 50,000 shares at $253.285 per share.

What position does Mark Brazeal hold at Broadcom (AVGO)?

Mark Brazeal serves as the Chief Legal & Corporate Affairs Officer at Broadcom Inc. (AVGO), as indicated in the Form 4 filing.

Was Mark Brazeal's AVGO stock sale made under a 10b5-1 trading plan?

The Form 4 filing does not indicate that this transaction was made pursuant to a 10b5-1 trading plan, as the corresponding checkbox was not marked on the form.