Welcome to our dedicated page for Advent Convertible & Income Fund SEC filings (Ticker: AVK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Advent Convertible and Income Fund (AVK) SEC filings page on Stock Titan brings together the fund’s regulatory disclosures, with AI-powered tools to help interpret complex documents. As a diversified, closed-end management investment company registered under the Investment Company Act of 1940 and listed on the New York Stock Exchange, Advent Convertible and Income Fund files detailed reports with the SEC about its operations, agreements and governance.
Here you can review the fund’s current and historical filings, including Form 8-K reports that describe material events and contracts. For example, an 8-K filing outlines how the fund entered into a Fund Administration and Accounting Agreement with The Bank of New York Mellon, as well as a Custody Agreement and Foreign Custody Manager Agreement, and terminated prior arrangements with MUFG Investor Services (US) LLC and earlier BNY custody agreements. These documents explain who performs administration, accounting, pricing and custody functions for the fund and how those services are compensated.
Stock Titan’s AI features summarize lengthy filings, highlight key sections and clarify technical language, so you can more easily understand what each disclosure means for Advent Convertible and Income Fund. You can quickly locate information about material definitive agreements, service provider changes, and other items reported under the Exchange Act.
Use this page to access AVK’s SEC-reported information in one place, from event-driven filings like Form 8-K to other periodic reports as they become available. Real-time updates from EDGAR and AI-generated insights help reduce the time required to analyze Advent Convertible and Income Fund’s regulatory history and ongoing obligations.
AVK submitted its annual Form N-CEN, a census-style report for registered investment companies. The filing lays out the fund’s organizational and governance framework, including directors, chief compliance officer, and key service providers such as investment advisers, transfer agents, custodians, pricing services, shareholder servicing agents, and administrators.
The report also details trading-related activity. AVK discloses gross brokerage commissions paid to multiple brokers during the period, with aggregate brokerage commissions of 162,770.07999999. It further reports substantial principal transaction volumes with several dealers, each reflecting purchases and sales in the hundreds of millions, highlighting the fund’s active use of dealer-intermediated trading over the reporting period.
Advent Convertible and Income Fund delivered strong results for the year ended October 31, 2025. The fund returned 23.69% based on net asset value (NAV) and 31.07% based on market price, meaning shareholders who bought and sold shares on the exchange saw even higher gains. Over the same period, the Bloomberg U.S. Aggregate Bond Index returned 6.16%, so the fund substantially outperformed a broad bond benchmark.
The share price rose to $12.99 while NAV reached $13.39, narrowing the market discount from 8.09% to 2.99%. The fund paid a steady monthly distribution of $0.1172 per share, totaling $1.4064 for the year, which equated to an annualized distribution rate of 10.83% based on the year‑end market price. About 85% of 2025 distributions were classified as ordinary income and 15% as return of capital.
At period end, net assets were $591 million. The portfolio was heavily invested in convertible bonds and other income securities, with total investments equal to 158.9% of net assets and leverage (through borrowings and reverse repos) around 37%. Management attributes performance to robust equity and convertible markets, selective use of leverage, and sector themes such as AI infrastructure, energy, and specialized credit opportunities.
Advent Convertible and Income Fund reported that on December 15, 2025 it entered a new Fund Administration and Accounting Agreement with The Bank of New York Mellon. Under this agreement, BNY provides administration, bookkeeping, accounting and pricing services and is paid a fee accrued daily and paid monthly based on the Fund’s average daily net assets, subject to a minimum annual fee, plus reimbursement of certain expenses.
On the same date, the Fund also entered a new Custody Agreement and Foreign Custody Manager Agreement with BNY, under which BNY holds the Fund’s securities and cash and provides foreign custody management services for a monthly fee tied in part to average daily net assets and transaction charges. In connection with these new arrangements, the Fund terminated its prior administration agreement with MUFG Investor Services (US) LLC and its prior custody and foreign custody agreements with BNY, with no termination or other fees beyond ordinary course payments.
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