STOCK TITAN

Avanos Medical (NYSE: AVNS) director cashed out in $25 merger

(High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Avanos Medical, Inc. director Julie Ann Shimer reported issuer dispositions tied to the closing of a merger effective July 27, 2026. 50,090 shares of common stock were converted into the right to receive $25.00 per share in cash under the merger agreement. In a related step, 12,003 restricted share units were canceled and converted into a cash payment based on the same merger consideration, less applicable taxes. After these transactions, Shimer reported no remaining common stock or restricted share unit holdings.

Positive

  • None.

Negative

  • None.

Insights

Analyzing...

Insider Shimer Julie Ann
Role Director
Type Security Shares Price Value
Disposition Restricted Share Units F2, F3 12,003 $25.00 $300K
Disposition Common Stock F1 50,090 $25.00 $1.25M
Holdings After Transaction: Restricted Share Units — 0 shares (Direct); Common Stock — 0 shares (Direct)
Footnotes (3)
  1. F1. Pursuant to the Agreement and Plan of Merger, dated as of April 13, 2026 (as it has been or may be amended, supplemented, waived or otherwise modified in accordance with its terms, the Merger Agreement), by and among the Issuer, A-AV Holdco I, Inc., a Delaware corporation, and A-AV MergerSub, Inc. (Parent), a Delaware corporation and a wholly-owned subsidiary of Parent, each share of the Issuer's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the effective time of the merger (the Merger), which occurred on July 27, 2026, was converted into and exchanged for the right to receive $25.00 per share in cash, without interest (the Merger Consideration), payable in accordance with the terms and subject to the conditions of the Merger Agreement.
  2. F2. Represents restricted share units issued to the Reporting Person on May 8, 2026. Each restricted share unit represents a contingent right to receive a cash payment equal to the value of one share of the Issuer's common stock.
  3. F3. Pursuant to the Merger Agreement, these cash-settled restricted share units were canceled immediately prior to the Effective Time of the Merger and converted into the right to receive an amount in cash determined by multiplying: (i) the Merger Consideration by (ii) the number of shares of Common Stock subject to the restricted share unit award (less applicable tax withholdings).
Common shares converted 50090 shares Common stock converted to cash at $25.00 per share on July 27, 2026
Restricted share units canceled 12003 restricted share units Cash-settled RSUs canceled and converted to cash based on merger consideration
Merger Consideration $25.00 per share Cash paid for each issued and outstanding common share at the merger effective time
Post-transaction holdings 0.0000 shares Reported holdings of both common stock and RSUs after merger-related dispositions
Disposition transactions 2 transactions Both reported with code D as dispositions to issuer on July 27, 2026
Agreement and Plan of Merger regulatory
"Pursuant to the Agreement and Plan of Merger, dated as of April 13, 2026..."
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
Merger Consideration financial
"was converted into the right to receive $25.00 per share in cash... (the Merger Consideration)"
Merger consideration is the total payment a company or buyer offers to shareholders of a target company in exchange for combining the two businesses, and can include cash, shares in the surviving company, debt assumption, or a mix of these. Investors care because the form and amount affect the deal’s value, tax consequences, immediate cash received versus future ownership, and the risk and upside of holding new shares — similar to choosing between cash now or stock that could grow later.
restricted share units financial
"Represents restricted share units issued to the Reporting Person on May 8, 2026."
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
cash-settled restricted share units financial
"Pursuant to the Merger Agreement, these cash-settled restricted share units were canceled..."

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What did AVNS director Julie Ann Shimer report in this Form 4?

Julie Ann Shimer reported issuer dispositions connected to a merger, where 50,090 common shares and 12,003 restricted share units were converted into cash based on $25.00 per share merger consideration, leaving her with no reported remaining holdings.

At what price were Julie Ann Shimer’s AVNS shares converted in the merger?

Each share of Avanos Medical common stock was converted into the right to receive $25.00 per share in cash. This cash amount is defined in the merger agreement as the Merger Consideration payable for each issued and outstanding share at the merger’s effective time.

How many Avanos Medical (AVNS) shares and RSUs did Shimer have converted?

The filing shows 50,090 shares of common stock and 12,003 restricted share units tied to Avanos Medical. All of these were converted into cash rights based on the $25.00 per share merger consideration described in the merger agreement footnotes.

Why were Julie Ann Shimer’s AVNS restricted share units canceled?

Her cash-settled restricted share units were canceled immediately before the merger’s effective time under the merger agreement. They were then converted into a right to receive cash equal to $25.00 per share for each unit, less applicable tax withholdings.

Does Julie Ann Shimer still hold Avanos Medical (AVNS) equity after the merger?

The reported post-transaction holdings are 0.0000 shares of both common stock and restricted share units. This indicates that, after the merger-related conversions and cancellations, Shimer had no remaining Avanos Medical equity reported in this Form 4.

Were Shimer’s AVNS transactions executed under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 affirmation box is not checked, and the footnotes describe merger-driven conversions rather than discretionary trades. The transactions are reported as mechanical results of the merger agreement, not as a pre-arranged trading plan.

What triggered the insider transactions reported for AVNS on July 27, 2026?

The transactions were triggered by the closing of a merger on July 27, 2026. Under the merger agreement, each issued and outstanding Avanos Medical common share was converted into a right to receive $25.00 per share in cash, driving the reported dispositions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shimer Julie Ann

(Last)(First)(Middle)
5405 WINDWARD PARKWAY

(Street)
ALPHARETTA GEORGIA 30004

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AVANOS MEDICAL, INC. [ AVNS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/27/2026D50,090(1)D$250D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(2)07/27/2026D12,003 (3) (3)Common Stock12,003$25(3)0D
Explanation of Responses:
1. Pursuant to the Agreement and Plan of Merger, dated as of April 13, 2026 (as it has been or may be amended, supplemented, waived or otherwise modified in accordance with its terms, the Merger Agreement), by and among the Issuer, A-AV Holdco I, Inc., a Delaware corporation, and A-AV MergerSub, Inc. (Parent), a Delaware corporation and a wholly-owned subsidiary of Parent, each share of the Issuer's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the effective time of the merger (the Merger), which occurred on July 27, 2026, was converted into and exchanged for the right to receive $25.00 per share in cash, without interest (the Merger Consideration), payable in accordance with the terms and subject to the conditions of the Merger Agreement.
2. Represents restricted share units issued to the Reporting Person on May 8, 2026. Each restricted share unit represents a contingent right to receive a cash payment equal to the value of one share of the Issuer's common stock.
3. Pursuant to the Merger Agreement, these cash-settled restricted share units were canceled immediately prior to the Effective Time of the Merger and converted into the right to receive an amount in cash determined by multiplying: (i) the Merger Consideration by (ii) the number of shares of Common Stock subject to the restricted share unit award (less applicable tax withholdings).
Remarks:
/s/ John Fischer, as attorney-in-fact for Julie Shimer07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)