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Aviat CEO has 9,927 shares withheld for taxes

AVIAT NETWORKS, INC.

(High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AVIAT NETWORKS, INC. (AVNW) reported that President and CEO Pete A. Smith had 9,927 shares of common stock withheld on September 12, 2026 to cover tax liability upon vesting of a restricted stock grant. After this tax-withholding disposition, he holds 417,954 shares of Aviat Networks common stock directly. No Rule 10b5-1 trading plan is reported.

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Insider SMITH PETE A
Role President and CEO
Type Security Shares Price Value
Tax Withholding Common Stock F1 9,927 $20.73 $206K
Holdings After Transaction: Common Stock — 417,954 shares (Direct)
Footnotes (1)
  1. F1. Represents shares withheld to cover taxes on the vesting of a restricted grant.
Shares withheld for taxes 9,927 shares Shares withheld on September 12, 2026 to cover tax liability on vesting of a restricted grant
Transaction price per share $20.73 per share Value used for the 9,927 shares withheld for tax liability
Shares held after transaction 417,954 shares Direct holdings of Pete A. Smith after the September 12, 2026 transaction
Payment of tax liability by delivering or withholding securities financial
"The transaction is described as a payment of tax liability by delivering or withholding securities"
restricted grant financial
"Represents shares withheld to cover taxes on the vesting of a restricted grant"
Common Stock financial
"The reported security title is Common Stock of Aviat Networks, Inc."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AVNW report for President and CEO Pete A. Smith?

Aviat Networks reported that Pete A. Smith had 9,927 shares of common stock withheld on September 12, 2026 to pay tax liability related to the vesting of a restricted stock grant.

How many AVNW shares were involved in Pete A. Smith’s Form 4 transaction?

The transaction involved 9,927 shares of Aviat Networks common stock that were withheld to cover taxes on the vesting of a restricted stock grant.

What price per share was used for Pete A. Smith’s AVNW tax-withholding transaction?

The tax-withholding disposition for Pete A. Smith’s Aviat Networks shares used a price of $20.73 per share for the 9,927 shares withheld.

How many AVNW shares does Pete A. Smith hold after this Form 4 transaction?

Following the tax-withholding transaction, Pete A. Smith directly holds 417,954 shares of Aviat Networks common stock.

Was Pete A. Smith’s AVNW Form 4 transaction a market sale?

No. The Form 4 describes the transaction as a payment of tax liability by delivering or withholding securities in connection with vesting of a restricted stock grant, not as an open-market sale.

Was Pete A. Smith’s AVNW transaction reported under a Rule 10b5-1 trading plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not selected, so no Rule 10b5-1 trading plan is reported for this tax-withholding transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH PETE A

(Last)(First)(Middle)
AVIAT NETWORKS INC.
200 PARKER DRIVE, SUITE C100A

(Street)
AUSTIN TEXAS 78728

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AVIAT NETWORKS, INC. [ AVNW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/12/2026F9,927(1)D$20.73417,954D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld to cover taxes on the vesting of a restricted grant.
Remarks:
/s/ Andrew Willey, as attorney-in-fact09/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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