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Aviat CEO granted 60K RSUs in stock award

Aviat Networks’ CEO received a 60,041-share RSU grant that vests annually over three years, increasing his direct common stock holdings to 427,881 shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AVIAT NETWORKS, INC. (symbol: AVNW) is the issuer of record for a Form 4 filing submitted to the SEC. SMITH PETE A reported acquisition or exercise transactions in this Form 4 filing.

AVIAT NETWORKS, INC. (AVNW) reported that President and CEO Pete A. Smith received an equity compensation award of 60,041 shares of Common Stock in the form of Restricted Stock Units on September 3, 2026. These RSU shares vest ratably on an annual basis over three years from the grant date, and following this grant he directly holds 427,881 shares of common stock.

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Insider SMITH PETE A
Role President and CEO
Type Security Shares Price Value
Grant/Award Common Stock F1 60,041 $0.00 $0.00
Holdings After Transaction: Common Stock — 427,881 shares (Direct)
Footnotes (1)
  1. F1. This represents a Restricted Stock Unit (RSU) grant. The RSU shares shall vest on an annual basis ratably over 3 years from date of grant.
RSU grant shares 60,041 shares Restricted Stock Unit grant to President and CEO on September 3, 2026
Shares held after transaction 427,881 shares Direct common stock holdings of President and CEO following the grant
Vesting period 3 years RSU shares vest annually on a ratable basis over three years from grant date
Reported grant price per share $0.00 per share Equity compensation award of Common Stock via RSUs
Restricted Stock Unit (RSU) financial
"This represents a Restricted Stock Unit (RSU) grant."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
vest financial
"The RSU shares shall vest on an annual basis ratably over 3 years"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
grant financial
"This represents a Restricted Stock Unit (RSU) grant."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Aviat Networks (AVNW) report for its CEO?

Aviat Networks reported that President and CEO Pete A. Smith received a grant of 60,041 RSU-based Common Stock shares on September 3, 2026, as an equity compensation award that will vest over three years.

How many Aviat Networks (AVNW) shares does the CEO hold after this Form 4 transaction?

After the reported RSU grant, President and CEO Pete A. Smith directly holds 427,881 shares of Aviat Networks common stock, according to the Form 4 disclosure.

What is the vesting schedule of the CEO’s 60,041-share RSU grant at AVNW?

The 60,041 Restricted Stock Unit (RSU) shares granted to Aviat Networks’ CEO vest on an annual basis ratably over three years from the grant date of September 3, 2026.

Was the Aviat Networks (AVNW) CEO’s RSU grant a market purchase or a compensation award?

The transaction is reported as a grant or award acquisition of Common Stock via Restricted Stock Units, with a reported per-share price of $0.00, indicating equity compensation rather than an open-market purchase.

Was the Aviat Networks (AVNW) CEO’s RSU grant made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed for this filing, and the footnotes do not state that the grant was made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH PETE A

(Last)(First)(Middle)
AVIAT NETWORKS INC.
200 PARKER DRIVE, SUITE C100A

(Street)
AUSTIN TEXAS 78728

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AVIAT NETWORKS, INC. [ AVNW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/03/2026A(1)60,041A$0427,881D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This represents a Restricted Stock Unit (RSU) grant. The RSU shares shall vest on an annual basis ratably over 3 years from date of grant.
Remarks:
/s/ Andrew Willey, as attorney-in-fact09/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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