STOCK TITAN

[Form 4] Aviat Networks, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Reporting person: SMITH PETE A, identified as President and CEO of Aviat Networks, Inc. (AVNW).

Transaction: On 08/28/2025 the reporting person disposed of 4,052 shares of Aviat Networks common stock at a price of $23.25 per share. The filing states these shares were withheld to cover tax withholding in connection with the vesting of restricted stock units (RSUs).

Post-transaction ownership: The report shows 307,383 shares beneficially owned following the transaction, held directly. The Form 4 was signed by an attorney-in-fact, Peter Tomkie, on 09/02/2025.

Informazione dichiarante: SMITH PETE A, identificato come Presidente e CEO di Aviat Networks, Inc. (AVNW).

Transazione: In data 28/08/2025 il dichiarante ha ceduto 4.052 azioni ordinarie di Aviat Networks al prezzo di $23,25 per azione. La comunicazione indica che le azioni sono state trattenute per coprire ritenute fiscali in relazione alla maturazione di restricted stock units (RSU).

Detenzione dopo la transazione: Il rapporto segnala la beneficiaria detenzione di 307.383 azioni dopo l'operazione, detenute direttamente. Il Modulo 4 è stato firmato per procura dall'avvocato Peter Tomkie il 02/09/2025.

Persona que informa: SMITH PETE A, identificado como Presidente y CEO de Aviat Networks, Inc. (AVNW).

Transacción: El 28/08/2025 la persona que informa dispuso de 4.052 acciones ordinarias de Aviat Networks a un precio de $23.25 por acción. El informe indica que dichas acciones fueron retenidas para cubrir retenciones fiscales en relación con la consolidación de restricted stock units (RSU).

Tenencia tras la transacción: El informe muestra 307.383 acciones en propiedad beneficiosa después de la operación, mantenidas directamente. El Formulario 4 fue firmado por apoderado, Peter Tomkie, el 02/09/2025.

보고자: SMITH PETE A, Aviat Networks, Inc. (AVNW)의 사장 겸 CEO로 식별됨.

거래: 2025-08-28에 보고자는 Aviat Networks 보통주 4,052주를 주당 $23.25에 처분했습니다. 신고서에는 해당 주식이 제한주식단위(RSU)의 완전지급(vesting)과 관련한 세금 원천징수를 충당하기 위해 보류되었다고 기재되어 있습니다.

거래 후 보유: 보고서에는 거래 후 307,383주를 직접적으로 실질적으로 보유하고 있는 것으로 나타나 있습니다. Form 4는 2025-09-02에 법정대리인(Power of Attorney)인 Peter Tomkie가 서명했습니다.

Personne déclarante : SMITH PETE A, identifié comme Président et CEO d'Aviat Networks, Inc. (AVNW).

Opération : Le 28/08/2025 la personne déclarante a cédé 4 052 actions ordinaires d'Aviat Networks au prix de 23,25 $ par action. Le document précise que ces actions ont été retenues pour couvrir les retenues fiscales liées à la consolidation (vesting) de restricted stock units (RSU).

Détention après l'opération : Le rapport indique 307 383 actions détenues à titre bénéficiaire après l'opération, détenues directement. Le formulaire 4 a été signé par un mandataire, Peter Tomkie, le 02/09/2025.

Meldende Person: SMITH PETE A, ausgewiesen als President und CEO von Aviat Networks, Inc. (AVNW).

Transaktion: Am 28.08.2025 hat die meldende Person 4.052 Aktien der Aviat Networks-Stammaktien zu einem Preis von $23,25 pro Aktie veräußert. In der Meldung heißt es, diese Aktien seien einbehalten worden, um Steuerabzüge zu decken, im Zusammenhang mit dem Vesting von Restricted Stock Units (RSUs).

Besitz nach der Transaktion: Der Bericht weist nach der Transaktion 307.383 Aktien als wirtschaftlich gehalten aus, und zwar direkt. Das Formular 4 wurde am 02.09.2025 von einem Bevollmächtigten, Peter Tomkie, unterschrieben.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider share withholding for RSU taxes; not a material change to ownership or indicative of extraordinary activity.

The transaction is a common administrative disposition where 4,052 shares were withheld to satisfy tax obligations arising from RSU vesting. The per-share price of $23.25 reflects the sale price used for withholding on 08/28/2025. Post-transaction direct ownership remains substantial at 307,383 shares, so this action does not materially alter the reporting person’s economic stake or control. No derivative transactions, additional grants, or unusual transfers are disclosed.

TL;DR: Administrative tax-withholding sale tied to equity compensation; governance impact is neutral.

From a governance perspective, this Form 4 documents a standard mechanics-driven sale to satisfy tax withholding on vested RSUs. The filing clearly identifies the reporting person’s role as President and CEO and records direct beneficial ownership after the withholding event. The use of an attorney-in-fact to sign is routine. There are no red flags such as sales large enough to materially dilute leadership ownership or indications of Rule 10b5-1 trading plans in this disclosure.

Informazione dichiarante: SMITH PETE A, identificato come Presidente e CEO di Aviat Networks, Inc. (AVNW).

Transazione: In data 28/08/2025 il dichiarante ha ceduto 4.052 azioni ordinarie di Aviat Networks al prezzo di $23,25 per azione. La comunicazione indica che le azioni sono state trattenute per coprire ritenute fiscali in relazione alla maturazione di restricted stock units (RSU).

Detenzione dopo la transazione: Il rapporto segnala la beneficiaria detenzione di 307.383 azioni dopo l'operazione, detenute direttamente. Il Modulo 4 è stato firmato per procura dall'avvocato Peter Tomkie il 02/09/2025.

Persona que informa: SMITH PETE A, identificado como Presidente y CEO de Aviat Networks, Inc. (AVNW).

Transacción: El 28/08/2025 la persona que informa dispuso de 4.052 acciones ordinarias de Aviat Networks a un precio de $23.25 por acción. El informe indica que dichas acciones fueron retenidas para cubrir retenciones fiscales en relación con la consolidación de restricted stock units (RSU).

Tenencia tras la transacción: El informe muestra 307.383 acciones en propiedad beneficiosa después de la operación, mantenidas directamente. El Formulario 4 fue firmado por apoderado, Peter Tomkie, el 02/09/2025.

보고자: SMITH PETE A, Aviat Networks, Inc. (AVNW)의 사장 겸 CEO로 식별됨.

거래: 2025-08-28에 보고자는 Aviat Networks 보통주 4,052주를 주당 $23.25에 처분했습니다. 신고서에는 해당 주식이 제한주식단위(RSU)의 완전지급(vesting)과 관련한 세금 원천징수를 충당하기 위해 보류되었다고 기재되어 있습니다.

거래 후 보유: 보고서에는 거래 후 307,383주를 직접적으로 실질적으로 보유하고 있는 것으로 나타나 있습니다. Form 4는 2025-09-02에 법정대리인(Power of Attorney)인 Peter Tomkie가 서명했습니다.

Personne déclarante : SMITH PETE A, identifié comme Président et CEO d'Aviat Networks, Inc. (AVNW).

Opération : Le 28/08/2025 la personne déclarante a cédé 4 052 actions ordinaires d'Aviat Networks au prix de 23,25 $ par action. Le document précise que ces actions ont été retenues pour couvrir les retenues fiscales liées à la consolidation (vesting) de restricted stock units (RSU).

Détention après l'opération : Le rapport indique 307 383 actions détenues à titre bénéficiaire après l'opération, détenues directement. Le formulaire 4 a été signé par un mandataire, Peter Tomkie, le 02/09/2025.

Meldende Person: SMITH PETE A, ausgewiesen als President und CEO von Aviat Networks, Inc. (AVNW).

Transaktion: Am 28.08.2025 hat die meldende Person 4.052 Aktien der Aviat Networks-Stammaktien zu einem Preis von $23,25 pro Aktie veräußert. In der Meldung heißt es, diese Aktien seien einbehalten worden, um Steuerabzüge zu decken, im Zusammenhang mit dem Vesting von Restricted Stock Units (RSUs).

Besitz nach der Transaktion: Der Bericht weist nach der Transaktion 307.383 Aktien als wirtschaftlich gehalten aus, und zwar direkt. Das Formular 4 wurde am 02.09.2025 von einem Bevollmächtigten, Peter Tomkie, unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH PETE A

(Last) (First) (Middle)
AVIAT NETWORKS INC.
200 PARKER DRIVE, SUITE C100A

(Street)
AUSTIN TX 78728

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AVIAT NETWORKS, INC. [ AVNW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/28/2025 F 4,052(1) D $23.25 307,383 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to cover tax withholding obligation in connection with the vesting of RSUs
Remarks:
/s/ Peter Tomkie, as attorney-in-fact 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AVNW insider Pete A. Smith report on the Form 4?

The Form 4 reports a disposition of 4,052 shares on 08/28/2025 at $23.25 per share to satisfy tax withholding on vested RSUs.

How many AVNW shares does the reporting person own after the transaction?

The filing shows 307,383 shares beneficially owned following the reported transaction, held directly.

Was this sale part of a Rule 10b5-1 plan according to the filing?

The Form 4 does not indicate that the transaction was made pursuant to a Rule 10b5-1 plan; it states the shares were withheld for tax withholding on RSU vesting.

Who signed the Form 4 for the reporting person?

The Form 4 was signed by Peter Tomkie, as attorney-in-fact, on 09/02/2025.

Does the Form 4 show any option exercises or derivative transactions?

No. Table II for derivative securities contains no entries; only a non-derivative disposition is reported in Table I.
Aviat Networks Inc

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United States
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