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Avantor (AVTR) director Gregory Summe granted 25,270 RSUs, reports trust holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SUMME GREGORY L reported acquisition or exercise transactions in this Form 4 filing.

Avantor, Inc. director Gregory L. Summe reported an equity award and updated holdings. He received a grant of 25,270 shares of common stock in the form of restricted stock units, with no cash paid per share. According to the footnote, these restricted stock units vest on May 7, 2027. After this award, he directly holds 83,381 shares and indirectly holds 400,000 shares through a trust, giving a clearer picture of both his compensation and total reported ownership.

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Insider SUMME GREGORY L
Role null
Type Security Shares Price Value
Grant/Award Common Stock 25,270 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 83,381 shares (Direct, null); Common Stock — 400,000 shares (Indirect, By a Trust)
Footnotes (1)
  1. [object Object]
RSU grant size 25,270 shares Restricted stock units granted to director on May 7, 2026
RSU grant price <money>$0.0000</money> per share Stated price per share for the restricted stock unit award
Direct holdings after grant 83,381 shares Common stock directly owned following the reported transaction
Indirect trust holdings 400,000 shares Common stock held indirectly by a trust
RSU vesting date <date>May 7, 2027</date> Vesting date for the restricted stock unit grant
restricted stock units financial
"Reflects a grant of restricted stock units that vests on May 7, 2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
indirect ownership financial
"total_shares_following_transaction 400000.0000, direct_or_indirect I, nature_of_ownership By a Trust"
By a Trust financial
"nature_of_ownership By a Trust"
Grant, award, or other acquisition financial
"transaction_code_description Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SUMME GREGORY L

(Last)(First)(Middle)
RADNOR CORPORATE CENTER, BUILDING ONE
SUITE 200, 100 MATSONFORD ROAD

(Street)
RADNOR PENNSYLVANIA 19087

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Avantor, Inc. [ AVTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/07/2026A(1)25,270A$083,381D
Common Stock400,000IBy a Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects a grant of restricted stock units that vests on May 7, 2027.
Remarks:
/s/ Scott Baker, as Attorney-in-Fact05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Avantor (AVTR) director Gregory L. Summe report in this Form 4?

Gregory L. Summe reported an equity award and updated his share holdings. He received 25,270 restricted stock units of Avantor common stock, and the filing also shows 83,381 shares held directly and 400,000 shares held indirectly through a trust.

How many Avantor (AVTR) shares did Gregory L. Summe acquire in this filing?

He acquired 25,270 shares of Avantor common stock as a grant or award. These are structured as restricted stock units, meaning the shares are subject to vesting conditions before they fully become his and can be freely transferred or sold.

When do Gregory L. Summe’s new Avantor (AVTR) restricted stock units vest?

The restricted stock units vest on May 7, 2027. Vesting means the award gradually becomes fully owned over time, typically tied to continued service or performance, aligning the director’s incentives with Avantor’s long-term results.

How many Avantor (AVTR) shares does Gregory L. Summe hold directly after this transaction?

After the reported grant, he directly holds 83,381 shares of Avantor common stock. Direct holdings are shares registered in his own name, separate from any shares held through trusts or other indirect ownership structures.

What indirect Avantor (AVTR) holdings does Gregory L. Summe report?

He reports indirect ownership of 400,000 Avantor common shares held “By a Trust.” Indirect ownership means the shares are held through another entity or arrangement, such as a trust, rather than being registered directly in his personal name.

Was this Avantor (AVTR) Form 4 trade a market purchase or sale?

The filing shows a grant or award of 25,270 restricted stock units at a stated price of $0.0000 per share, not an open-market trade. This indicates a compensation-related equity award rather than a market purchase or sale of Avantor shares.