STOCK TITAN

Avantor (NYSE: AVTR) EVP Ludovic Brellier awarded RSUs and 246,002 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Avantor, Inc. executive Ludovic Brellier, EVP, Bioscience & Medtech, received new equity awards. He was granted 146,566 shares of common stock in the form of restricted stock units that vest in three equal annual installments beginning on May 1, 2027. Following this grant, he holds 146,566 common shares directly. He also received 246,002 stock options to buy common stock at an exercise price of $8.76 per share, which vest in three equal annual installments starting on May 1, 2027 and expire on May 1, 2036. These awards are part of his compensation, not open-market purchases or sales.

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Insider Brellier Ludovic
Role EVP, Bioscience & Medtech
Type Security Shares Price Value
Grant/Award Stock Options (Right to Buy) 246,002 $0.00 --
Grant/Award Common Stock 146,566 $0.00 --
Holdings After Transaction: Stock Options (Right to Buy) — 246,002 shares (Direct, null); Common Stock — 146,566 shares (Direct, null)
Footnotes (1)
  1. Reflects a grant of restricted stock units that vest in three equal annual installments beginning on May 1, 2027. Reflects a grant of stock options that vest in three equal annual installments beginning on May 1, 2027.
Restricted stock units granted 146,566 shares Common stock RSU grant vesting in three annual installments from May 1, 2027
Stock options granted 246,002 options Options on common stock granted to EVP on May 1, 2026
Option exercise price $8.76 per share Strike price for 246,002 stock options
Option expiration date May 1, 2036 Expiry of granted stock options
Common shares after grant 146,566 shares Total direct common stock holding following RSU grant
restricted stock units financial
"Reflects a grant of restricted stock units that vest in three equal annual installments"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
stock options financial
"Reflects a grant of stock options that vest in three equal annual installments"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
exercise price financial
"conversion_or_exercise_price": "8.7600""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brellier Ludovic

(Last)(First)(Middle)
RADNOR CORPORATE CENTER, BUILDING ONE,
SUITE 200, 100 MATSONFORD ROAD

(Street)
RADNOR PENNSYLVANIA 19087

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Avantor, Inc. [ AVTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Bioscience & Medtech
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026A(1)146,566A$0146,566D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy)$8.7605/01/2026A246,002 (2)05/01/2036Common Stock246,002$0246,002D
Explanation of Responses:
1. Reflects a grant of restricted stock units that vest in three equal annual installments beginning on May 1, 2027.
2. Reflects a grant of stock options that vest in three equal annual installments beginning on May 1, 2027.
Remarks:
/s/ Scott Baker, as Attorney-in-Fact05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did Avantor (AVTR) executive Ludovic Brellier receive?

Ludovic Brellier received 146,566 restricted stock units and 246,002 stock options in Avantor. Both awards were granted as compensation and are not open-market trades, aligning his interests with long-term company performance through future vesting.

When do Ludovic Brellier’s Avantor (AVTR) restricted stock units vest?

His 146,566 restricted stock units vest in three equal annual installments beginning on May 1, 2027. This structure encourages longer-term retention and ties a portion of his compensation to Avantor’s share performance over several years.

What are the key terms of Ludovic Brellier’s Avantor (AVTR) stock options?

He received 246,002 stock options with an exercise price of $8.76 per share, expiring on May 1, 2036. These options vest in three equal annual installments beginning on May 1, 2027, rewarding long-term service and potential share price growth.

Are Ludovic Brellier’s Avantor (AVTR) equity awards open-market purchases or sales?

No. The filing shows the transactions coded as “A”, indicating grants or awards rather than market trades. They represent compensation-related acquisitions of restricted stock units and stock options, not buying or selling shares on the open market.

How many Avantor (AVTR) shares does Ludovic Brellier hold after the Form 4 transactions?

After the reported transactions, he holds 146,566 shares of common stock directly, corresponding to the new restricted stock unit grant. He also holds 246,002 stock options, which give him the right to buy additional shares at $8.76 if exercised.