Avalo Therapeutics grants director 1,109 stock options

The grant was issued in lieu of Board fees, and the options were 100% vested on the grant date.

Rhea-AI Filing Summary

Avalo Therapeutics, Inc. (AVTX) director Ron M. Philip received 1,109 stock options on September 30, 2026. The options were 100% vested, carry a $15.33 exercise price, and expire September 30, 2036. They were granted under the Amended and Restated Non-Employee Director Compensation Plan in lieu of Board fees.

Insider Trade Summary

Grant/Award: 1,109 shares

Grant/Award 1 txn

Insider Philip Ron M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (Right to Buy) F2, F1	1,109	$12.29	$14K

Holdings After Transaction: Stock Option (Right to Buy) — 1,109 contracts (Direct)

Footnotes (2)

1. F1. The options were granted on September 30, 2026, and are 100% vested.
2. F2. The options were issued to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan in lieu of Board fees.

Key Figures

Stock options granted: 1,109 options Exercise price: $15.33 per share Reported derivative security price: $12.29 per share +3 more

6 metrics

Stock options granted 1,109 options Grant to Ron M. Philip on September 30, 2026

Exercise price $15.33 per share Stock options granted on September 30, 2026

Reported derivative security price $12.29 per share Stock option grant

Options held after transaction 1,109 options Direct derivative holdings following the grant

Vesting 100% Options granted September 30, 2026

Expiration date September 30, 2036 Stock options granted to Ron M. Philip

Key Terms

Stock Option (Right to Buy), exercise price, vested, Amended and Restated Non-Employee Director Compensation Plan

4 terms

Stock Option (Right to Buy) financial

"Stock Option (Right to Buy)"

exercise price financial

"a $15.33 exercise price"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

vested financial

"are 100% vested"

Amended and Restated Non-Employee Director Compensation Plan financial

"pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many stock options did AVTX director Ron M. Philip receive?

Ron M. Philip, a director, received 1,109 stock options on September 30, 2026, with a $15.33 exercise price; the options were 100% vested and expire September 30, 2036.

Under what plan were AVTX director options granted?

The options were issued to Ron M. Philip under Avalo Therapeutics’ Amended and Restated Non-Employee Director Compensation Plan in lieu of Board fees.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:16 PM Accepted by SEC EDGAR 10/02/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Philip Ron M

(Last) (First) (Middle)

C/O AVALO THERAPEUTICS, INC.

1500 LIBERTY RIDGE DRIVE, SUITE 321

(Street)

WAYNE PENNSYLVANIA 19087

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Avalo Therapeutics, Inc. [ AVTX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$15.33	09/30/2026		A		1,109		(1)	09/30/2036	Common Stock	1,109	$12.29(2)	1,109	D

Explanation of Responses:

1. The options were granted on September 30, 2026, and are 100% vested.

2. The options were issued to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan in lieu of Board fees.

	/s/ Christopher Sullivan, Attorney-in-Fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)