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[Form 4] Avalo Therapeutics, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Director Rita Jain of Avalo Therapeutics (AVTX) received a stock option grant on June 17, 2025, according to a Form 4 filing. The key details include:

  • Granted 40,200 stock options to purchase common stock at an exercise price of $4.47 per share
  • Options will vest in three equal installments on the first, second, and third anniversary of the grant date
  • Options expire on June 17, 2035
  • Vesting is contingent on continued service as director

This equity compensation grant appears to be part of the company's director compensation program. The filing was signed by Donald R. Reynolds via power of attorney on June 18, 2025. This transaction represents a new position for the director, as no prior holdings were reported.

La direttrice Rita Jain di Avalo Therapeutics (AVTX) ha ricevuto una concessione di opzioni su azioni il 17 giugno 2025, secondo una comunicazione del Modulo 4. I dettagli principali sono:

  • Concessi 40.200 opzioni su azioni per acquistare azioni ordinarie a un prezzo di esercizio di 4,47 $ per azione
  • Le opzioni matureranno in tre rate uguali al primo, secondo e terzo anniversario della data di concessione
  • Le opzioni scadono il 17 giugno 2035
  • La maturazione è subordinata al mantenimento del ruolo di direttrice

Questa concessione di compensi in azioni sembra far parte del programma di compensazione per i membri del consiglio della società. La comunicazione è stata firmata da Donald R. Reynolds tramite procura il 18 giugno 2025. Questa operazione rappresenta una nuova posizione per la direttrice, poiché non risultano partecipazioni precedenti.

La directora Rita Jain de Avalo Therapeutics (AVTX) recibió una concesión de opciones sobre acciones el 17 de junio de 2025, según un formulario 4 presentado. Los detalles clave incluyen:

  • Se otorgaron 40,200 opciones sobre acciones para comprar acciones ordinarias a un precio de ejercicio de $4.47 por acción
  • Las opciones se consolidarán en tres cuotas iguales en el primer, segundo y tercer aniversario de la fecha de concesión
  • Las opciones expiran el 17 de junio de 2035
  • La consolidación depende de la continuidad en el cargo de directora

Esta concesión de compensación en acciones parece formar parte del programa de compensación para directores de la compañía. La presentación fue firmada por Donald R. Reynolds mediante poder notarial el 18 de junio de 2025. Esta transacción representa una nueva posición para la directora, ya que no se reportaron tenencias previas.

Rita Jain 이사님은 Avalo Therapeutics (AVTX)에서 2025년 6월 17일에 스톡옵션 부여를 받았으며, 이는 Form 4 제출서에 따라 확인되었습니다. 주요 내용은 다음과 같습니다:

  • 40,200주 스톡옵션이 부여되었으며, 행사 가격은 주당 $4.47입니다
  • 옵션은 부여일 기준 첫 번째, 두 번째, 세 번째 기념일에 각각 3등분하여 베스팅됩니다
  • 옵션 만료일은 2035년 6월 17일입니다
  • 베스팅은 이사로서 계속 근무하는 조건에 따라 이루어집니다

이 주식 보상 부여는 회사의 이사 보상 프로그램의 일부로 보입니다. 해당 제출서는 2025년 6월 18일 도널드 R. 레이놀즈가 위임장을 통해 서명했습니다. 이 거래는 이사님의 신규 보유 포지션을 나타내며, 이전 보유 내역은 보고되지 않았습니다.

La directrice Rita Jain de Avalo Therapeutics (AVTX) a reçu une attribution d'options d'achat d'actions le 17 juin 2025, selon un dépôt du formulaire 4. Les détails clés sont :

  • Attribution de 40 200 options d'achat d'actions pour acquérir des actions ordinaires à un prix d'exercice de 4,47 $ par action
  • Les options seront acquises en trois versements égaux aux premier, deuxième et troisième anniversaires de la date d'attribution
  • Les options expirent le 17 juin 2035
  • L'acquisition dépend de la poursuite du service en tant que directrice

Cette attribution d'actions semble faire partie du programme de rémunération des administrateurs de la société. Le dépôt a été signé par Donald R. Reynolds par procuration le 18 juin 2025. Cette opération représente une nouvelle position pour la directrice, aucune détention antérieure n'ayant été déclarée.

Die Direktorin Rita Jain von Avalo Therapeutics (AVTX) erhielt am 17. Juni 2025 eine Gewährung von Aktienoptionen, wie aus einer Form 4-Meldung hervorgeht. Die wichtigsten Details umfassen:

  • Gewährt wurden 40.200 Aktienoptionen zum Kauf von Stammaktien zu einem Ausübungspreis von 4,47 $ pro Aktie
  • Die Optionen werden in drei gleichen Tranchen am ersten, zweiten und dritten Jahrestag des Gewährungsdatums fällig
  • Die Optionen verfallen am 17. Juni 2035
  • Die Fälligkeit ist an die fortgesetzte Tätigkeit als Direktorin gebunden

Diese Aktienvergütung scheint Teil des Vergütungsprogramms für Direktoren des Unternehmens zu sein. Die Meldung wurde am 18. Juni 2025 von Donald R. Reynolds per Vollmacht unterzeichnet. Diese Transaktion stellt eine neue Position für die Direktorin dar, da zuvor keine Beteiligungen gemeldet wurden.

Positive
  • None.
Negative
  • None.

La direttrice Rita Jain di Avalo Therapeutics (AVTX) ha ricevuto una concessione di opzioni su azioni il 17 giugno 2025, secondo una comunicazione del Modulo 4. I dettagli principali sono:

  • Concessi 40.200 opzioni su azioni per acquistare azioni ordinarie a un prezzo di esercizio di 4,47 $ per azione
  • Le opzioni matureranno in tre rate uguali al primo, secondo e terzo anniversario della data di concessione
  • Le opzioni scadono il 17 giugno 2035
  • La maturazione è subordinata al mantenimento del ruolo di direttrice

Questa concessione di compensi in azioni sembra far parte del programma di compensazione per i membri del consiglio della società. La comunicazione è stata firmata da Donald R. Reynolds tramite procura il 18 giugno 2025. Questa operazione rappresenta una nuova posizione per la direttrice, poiché non risultano partecipazioni precedenti.

La directora Rita Jain de Avalo Therapeutics (AVTX) recibió una concesión de opciones sobre acciones el 17 de junio de 2025, según un formulario 4 presentado. Los detalles clave incluyen:

  • Se otorgaron 40,200 opciones sobre acciones para comprar acciones ordinarias a un precio de ejercicio de $4.47 por acción
  • Las opciones se consolidarán en tres cuotas iguales en el primer, segundo y tercer aniversario de la fecha de concesión
  • Las opciones expiran el 17 de junio de 2035
  • La consolidación depende de la continuidad en el cargo de directora

Esta concesión de compensación en acciones parece formar parte del programa de compensación para directores de la compañía. La presentación fue firmada por Donald R. Reynolds mediante poder notarial el 18 de junio de 2025. Esta transacción representa una nueva posición para la directora, ya que no se reportaron tenencias previas.

Rita Jain 이사님은 Avalo Therapeutics (AVTX)에서 2025년 6월 17일에 스톡옵션 부여를 받았으며, 이는 Form 4 제출서에 따라 확인되었습니다. 주요 내용은 다음과 같습니다:

  • 40,200주 스톡옵션이 부여되었으며, 행사 가격은 주당 $4.47입니다
  • 옵션은 부여일 기준 첫 번째, 두 번째, 세 번째 기념일에 각각 3등분하여 베스팅됩니다
  • 옵션 만료일은 2035년 6월 17일입니다
  • 베스팅은 이사로서 계속 근무하는 조건에 따라 이루어집니다

이 주식 보상 부여는 회사의 이사 보상 프로그램의 일부로 보입니다. 해당 제출서는 2025년 6월 18일 도널드 R. 레이놀즈가 위임장을 통해 서명했습니다. 이 거래는 이사님의 신규 보유 포지션을 나타내며, 이전 보유 내역은 보고되지 않았습니다.

La directrice Rita Jain de Avalo Therapeutics (AVTX) a reçu une attribution d'options d'achat d'actions le 17 juin 2025, selon un dépôt du formulaire 4. Les détails clés sont :

  • Attribution de 40 200 options d'achat d'actions pour acquérir des actions ordinaires à un prix d'exercice de 4,47 $ par action
  • Les options seront acquises en trois versements égaux aux premier, deuxième et troisième anniversaires de la date d'attribution
  • Les options expirent le 17 juin 2035
  • L'acquisition dépend de la poursuite du service en tant que directrice

Cette attribution d'actions semble faire partie du programme de rémunération des administrateurs de la société. Le dépôt a été signé par Donald R. Reynolds par procuration le 18 juin 2025. Cette opération représente une nouvelle position pour la directrice, aucune détention antérieure n'ayant été déclarée.

Die Direktorin Rita Jain von Avalo Therapeutics (AVTX) erhielt am 17. Juni 2025 eine Gewährung von Aktienoptionen, wie aus einer Form 4-Meldung hervorgeht. Die wichtigsten Details umfassen:

  • Gewährt wurden 40.200 Aktienoptionen zum Kauf von Stammaktien zu einem Ausübungspreis von 4,47 $ pro Aktie
  • Die Optionen werden in drei gleichen Tranchen am ersten, zweiten und dritten Jahrestag des Gewährungsdatums fällig
  • Die Optionen verfallen am 17. Juni 2035
  • Die Fälligkeit ist an die fortgesetzte Tätigkeit als Direktorin gebunden

Diese Aktienvergütung scheint Teil des Vergütungsprogramms für Direktoren des Unternehmens zu sein. Die Meldung wurde am 18. Juni 2025 von Donald R. Reynolds per Vollmacht unterzeichnet. Diese Transaktion stellt eine neue Position für die Direktorin dar, da zuvor keine Beteiligungen gemeldet wurden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jain Rita

(Last) (First) (Middle)
C/O AVALO THERAPEUTICS, INC.
1500 LIBERTY RIDGE DRIVE, SUITE 321

(Street)
WAYNE PA 19087

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Avalo Therapeutics, Inc. [ AVTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $4.47 06/17/2025 A 40,200 (1) 06/17/2035 Common Stock 40,200 $0 40,200 D
Explanation of Responses:
1. The stock option vests in three substantially equal installments on the first, second and third anniversary of the date of grant, subject to the Eligible Director's continued service on each such vesting date.
/s/ Donald R. Reynolds, by Power of Attorney 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many stock options did Rita Jain receive from AVTX on June 17, 2025?

Rita Jain received 40,200 stock options (right to buy) from Avalo Therapeutics (AVTX) on June 17, 2025, with an exercise price of $4.47 per share.

What is the vesting schedule for AVTX director Rita Jain's stock options granted in June 2025?

The stock options vest in three equal installments on the first, second, and third anniversary of the grant date (June 17, 2025), subject to Rita Jain's continued service as an Eligible Director on each vesting date.

When do Rita Jain's AVTX stock options expire?

Rita Jain's stock options expire on June 17, 2035, which is 10 years from the grant date.

What is Rita Jain's role at AVTX according to the Form 4 filing?

According to the Form 4 filing, Rita Jain serves as a Director of Avalo Therapeutics (AVTX), as indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.

What is the exercise price of AVTX stock options granted to Rita Jain in June 2025?

The exercise price of the stock options granted to Rita Jain is $4.47 per share.
Avalo Therapeutics Inc

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Biotechnology
Pharmaceutical Preparations
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United States
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