Anavex faces PVG proxy campaign for 2026 board

ANAVEX LIFE SCIENCES CORP.

Rhea-AI Filing Summary

ANAVEX LIFE SCIENCES CORP. (AVXL) is the subject of a proxy solicitation by PVG Asset Management Corporation and associated participants, who have filed a definitive proxy statement on Schedule 14A and are using a GOLD Universal Proxy Card to seek stockholder votes for the Company’s 2026 annual meeting of stockholders.

PVG has launched a website and YouTube content to support its campaign and has filed this material as additional soliciting communication. The materials include forward-looking statements about the 2026 Annual Meeting, the Company’s board and PVG’s nominees, and caution that actual outcomes may differ due to various risks. Stockholders are urged to review PVG’s definitive proxy statement and related SEC filings in full before voting.

Key Terms

Definitive Proxy Statement, GOLD Universal Proxy Card, forward-looking statements, Private Securities Litigation Reform Act of 1995

4 terms

Definitive Proxy Statement regulatory

"PVG Asset Management Corporation (“PVG”), together with the other participants named herein, has filed a definitive proxy statement"

A Definitive Proxy Statement is a detailed document that a company sends to its shareholders before a big meeting, like voting on important decisions. It explains what's being voted on and gives important information so shareholders can make informed choices. It matters because it helps shareholders understand and participate in key company decisions.

GOLD Universal Proxy Card regulatory

"has filed a definitive proxy statement on Schedule 14A (the “Definitive Proxy Statement”) and accompanying GOLD Universal Proxy Card"

A gold universal proxy card is a single ballot used in contested board elections that lists both the company’s nominees and challenger nominees, allowing shareholders to vote for any combination of candidates up to the number of open seats. It matters to investors because it simplifies and preserves their voting choice, reduces the likelihood that a split vote will unintentionally favor one side, and can materially influence who controls the board.

forward-looking statements regulatory

"The website, the video and any related communications contain forward-looking statements within the meaning"

Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.

Private Securities Litigation Reform Act of 1995 regulatory

"contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995"

FAQ

What is PVG seeking from Anavex Life Sciences Corp. (AVXL) stockholders in this DFAN14A?

PVG Asset Management Corporation and its group are soliciting proxies using a GOLD Universal Proxy Card for Anavex Life Sciences Corp.’s 2026 annual meeting of stockholders, aiming to influence the composition of the Company’s Board of Directors and related matters at that meeting.

Who are the participants in the AVXL proxy solicitation led by PVG?

The participants are PVG Asset Management Corporation and individuals Patrick S. Adams, Jason Kolbert, Ralf von Ziegesar, Rene Mora, John Boris and Curtis Hogue. Their identities and interests, including security holdings, are described in PVG’s Definitive Proxy Statement and related SEC filings.

What materials has PVG filed or used in its AVXL proxy campaign?

PVG has filed a definitive proxy statement on Schedule 14A and a GOLD Universal Proxy Card, and has posted videos on YouTube and the website www.anavexvotepvg.com. Written transcripts of the original and revised videos and screenshots are filed as exhibits to this communication.

What forward-looking statement caution does PVG give AVXL stockholders?

PVG states that its website, videos and related communications contain forward-looking statements about the 2026 Annual Meeting, the Company, its Board and PVG’s nominees. It warns that actual results may differ materially due to various risks described in filings by the Company and PVG with the SEC.

Where can AVXL investors find PVG’s definitive proxy statement and gold card?

PVG’s Definitive Proxy Statement, the GOLD Universal Proxy Card and other relevant materials are available free of charge on the SEC’s website at https://www.sec.gov. Stockholders are strongly encouraged to read these documents carefully and in their entirety before making any voting decision.

What is the significance of the GOLD Universal Proxy Card in the AVXL contest?

The GOLD Universal Proxy Card is the card PVG is using to solicit proxies from Anavex Life Sciences Corp. stockholders for the 2026 Annual Meeting. It allows stockholders to vote on PVG’s nominees and other matters described in PVG’s definitive proxy statement.

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Available on EDGAR 09/03/2026 - 06:02 AM Accepted by SEC EDGAR 09/02/2026 - 07:26 PM Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No. )

Filed by the Registrant ☐

Filed by a Party other than the Registrant ☒

Check the appropriate box:

	☐	Preliminary Proxy Statement
	☐	Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
	☐	Definitive Proxy Statement
	☒	Definitive Additional Materials
	☐	Soliciting Material Under § 240.14a-12

ANAVEX LIFE SCIENCES CORP.

(Name of Registrant as Specified In Its Charter)

PVG ASSET MANAGEMENT CORPORATION

PATRICK S. ADAMS

JASON KOLBERT

RALF VON ZIEGESAR

RENE MORA

JOHN BORIS

CURTIS HOGUE

(Name of Persons(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check all boxes that apply):

	☒	No fee required
	☐	Fee paid previously with preliminary materials
	☐	Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11

PVG Asset Management Corporation (“PVG”), together with the other participants named herein, has filed a definitive proxy statement on Schedule 14A (the “Definitive Proxy Statement”) and accompanying GOLD Universal Proxy Card with the U.S. Securities and Exchange Commission (the “SEC”) in connection with its solicitation of proxies from stockholders of Anavex Life Sciences Corp. (Nasdaq: AVXL) (the “Company”) for the Company’s 2026 annual meeting of stockholders, including any adjournments, postponements, continuations, reschedulings or any other meeting held in lieu thereof (the “2026 Annual Meeting”).

On September 1, 2026, PVG posted a video to YouTube and to the website www.anavexvotepvg.com, which website was launched by PVG, together with the other participants named herein. The written transcript of the video is attached hereto as Exhibit 1 incorporated herein by reference and a screenshot of the YouTube profile is attached hereto as Exhibit 2 and incorporated herein by reference. Later, on September 1, 2026, PVG amended and restated the video in its entirety and posted the revised video to YouTube and the website. The written transcript of the revised video is attached hereto as Exhibit 3 incorporated herein by reference.

Participants in the Solicitation

The participants in PVG’s solicitation of proxies are PVG Asset Management Corporation, Patrick S. Adams, Jason Kolbert, Ralf von Ziegesar, Rene Mora, John Boris and Curtis Hogue (collectively, the “Participants”). Information concerning the identity of the Participants and a description of their direct or indirect interests, by security holdings or otherwise, is included in PVG’s Definitive Proxy Statement and related SEC filings.

Forward-Looking Statements

The website, the video and any related communications contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements that are not historical facts, including statements regarding PVG’s plans, objectives, beliefs, strategies and expectations relating to the 2026 Annual Meeting, the proxy solicitation, the Company, the Company Board of Directors, the PVG nominees, stockholder value and the potential outcome of PVG’s solicitation.

These statements may be identified by words such as “believes,” “expects,” “anticipates,” “plans,” “intends,” “estimates,” “may,” “will,” “would,” “could,” “should” and similar expressions, or the negative thereof. Actual results may differ materially from those projected or contemplated by these forward-looking statements due to various risks and uncertainties, including those described in applicable filings made by the Company and PVG with the SEC.

Stockholders are cautioned not to place undue reliance on forward-looking statements, which speak only as of the date made. PVG and the Participants do not undertake any obligation to update or revise any forward-looking statements, except as required by applicable law.

Important Additional Information and Where to Find It

PVG, together with the other Participants, has filed a definitive proxy statement on Schedule 14A and accompanying GOLD Universal Proxy Card with the SEC in connection with the solicitation of proxies from stockholders of the Company relating to the 2026 Annual Meeting.

STOCKHOLDERS ARE STRONGLY ENCOURAGED TO READ THE DEFINITIVE PROXY STATEMENT, THE ACCOMPANYING GOLD UNIVERSAL PROXY CARD, ANY AMENDMENTS OR SUPPLEMENTS THERETO, AND ANY OTHER DOCUMENTS FILED BY PVG WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY BEFORE MAKING ANY VOTING DECISION BECAUSE THEY CONTAIN IMPORTANT INFORMATION.

The Definitive Proxy Statement, GOLD Universal Proxy Card and other relevant materials filed by PVG with the SEC are available at no charge at the SEC’s website at https://www.sec.gov/.