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Anavex grants director Donhauser 50,000 stock options

The options vest in three substantially equal annual installments beginning March 31, 2027, with an exercise price of $1.20 per share.

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Form Type
4

Rhea-AI Filing Summary

Peter D.O. Donhauser, a director of ANAVEX LIFE SCIENCES CORP. (AVXL), acquired a grant of 50,000 stock options for common stock on November 3, 2026. The options have an exercise price of $1.20 per share and expire November 2, 2036. They vest in three substantially equal annual installments beginning March 31, 2027.

Insider Donhauser Peter D.O.
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F1 50,000 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 50,000 options (Direct)
Holdings Before and After: Stock Option (Right to Buy), 0 to 50,000 options (Direct)
Footnotes (1)
  1. F1. The option vests in three substantially equal annual installments beginning on March 31, 2027
Stock options granted 50,000 options Granted November 3, 2026
Exercise price $1.20 per share Stock options for common stock
First vesting date March 31, 2027 Beginning of three substantially equal annual installments
Expiration date November 2, 2036 Stock options
Stock Option (Right to Buy) financial
"Stock Option (Right to Buy)"
exercise price financial
"exercise price of $1.20"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vests in three substantially equal annual installments financial
"The option vests in three substantially equal annual installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many stock options did the AVXL director receive?

Peter D.O. Donhauser received 50,000 stock options on November 3, 2026. The options are for common stock and have an exercise price of $1.20 per share.

When do Peter D.O. Donhauser's AVXL options vest?

The options vest in three substantially equal annual installments beginning March 31, 2027. They expire November 2, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Donhauser Peter D.O.

(Last)(First)(Middle)
630 5TH AVENUE 20TH FLOOR

(Street)
NEW YORK NEW YORK 10111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ANAVEX LIFE SCIENCES CORP. [ AVXL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$1.211/03/2026A50,000 (1)11/02/2036Common Stock50,000$050,000D
Explanation of Responses:
1. The option vests in three substantially equal annual installments beginning on March 31, 2027
/s/Peter Donhauser11/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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