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Vanguard reports 0 AVXL shares after internal realignment (AVXL)

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Anavex Life Sciences Corp ownership filing shows 0 shares beneficially owned by The Vanguard Group as amended. The filing explains an internal realignment within Vanguard that led certain subsidiaries to report separately in reliance on SEC Release No. 34-39538, and states Vanguard reports no beneficial ownership in this class.

Positive

  • None.

Negative

  • None.

Insights

Vanguard reports zero beneficial ownership following internal reorganization.

The amendment documents that The Vanguard Group reports 0 shares and 0% ownership of Anavex common stock. It cites SEC Release No. 34-39538 to explain disaggregation of holdings after an internal realignment effective January 12, 2026.

Cash-flow treatment and any selling intentions by underlying accounts are not described; subsequent filings from Vanguard or the underlying funds could show changes in reported ownership.

Administrative amendment clarifies reporting structure, not a market action.

The statement is procedural: subsidiaries or divisions will report separately and Vanguard no longer claims beneficial ownership over those holdings. The form lists address and officer signature and records 0 shares beneficially owned as of the amendment.

This is a disclosure of reporting status; it does not itself indicate purchases, sales, or control changes in Anavex.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: On January 12, 2026, The Vanguard Group, Inc. went through an internal realignment. In accordance with SEC Release No. 34-39538 (January 12, 1998), certain subsidiaries or business divisions of subsidiaries of The Vanguard Group, Inc., that formerly had, or were deemed to have, beneficial ownership with The Vanguard Group, Inc., will report beneficial ownership separately (on a disaggregated basis) from The Vanguard Group, Inc. in reliance on such release. These subsidiaries and/or business divisions pursue the same investment strategies as previously pursued by The Vanguard Group, Inc. prior to the realignment. Further in accordance with SEC Release No. 34-39538 (January 12, 1998), The Vanguard Group, Inc. no longer has, or is deemed to have, beneficial ownership over securities beneficially owned by such subsidiaries and/or business divisions.


SCHEDULE 13G



The Vanguard Group
Signature:Ashley Grim
Name/Title:Head of Global Fund Administration
Date:03/26/2026

FAQ

What does The Vanguard Group report for AVXL ownership?

The filing states The Vanguard Group beneficially owns 0 shares of Anavex common stock, representing 0% of the class. The amendment clarifies reporting after an internal realignment and cites SEC Release No. 34-39538 for disaggregation of subsidiary holdings.

Why did Vanguard change its reporting for AVXL?

Vanguard describes an internal realignment effective January 12, 2026 that resulted in subsidiaries reporting separately. The amendment relies on SEC Release No. 34-39538 to justify disaggregated reporting and states Vanguard no longer deems itself the beneficial owner of those subsidiary-held securities.

Does this Schedule 13G/A indicate Vanguard sold AVXL shares?

No. The amendment is an ownership disclosure showing 0 shares beneficially owned and explains a reporting change; it does not describe any sale, purchase, or proceeds. The filing records reporting structure adjustments rather than transactional activity.

Who signed the amendment for Vanguard on the AVXL filing?

The amendment is signed by Ashley Grim, Head of Global Fund Administration, with a signature date of 03/26/2026. The filing lists Vanguard's principal address as 100 Vanguard Blvd., Malvern, PA and Anavex's principal office address in New York.

Does the filing identify any person with voting or dispositive power for AVXL?

The Schedule 13G/A lists all voting and dispositive powers as 0: sole and shared voting power and sole and shared dispositive power are all reported as 0. No other person is identified as holding more than 5% of the class in this filing.
Anavex Life Scie

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Biotechnology
Biological Products, (no Diagnostic Substances)
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United States
NEW YORK