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AWF (NYSE: AWF) Controller Vercelia Petty files initial Form 3 ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC filed an initial Form 3 for officer Vercelia Petty, who serves as Controller. This Form 3 serves as the starting disclosure of her beneficial ownership in the fund’s securities. The filing does not report any specific transactions or trades.

Positive

  • None.

Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Petty Vercelia

(Last) (First) (Middle)
C/O ALLIANCEBERNSTEIN L.P.
66 HUDSON BLVD E.

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/05/2026
3. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC [ AWF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Controller
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Vercelia Petty 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the AWF Form 3 filing for Vercelia Petty represent?

The Form 3 filing for Vercelia Petty represents her initial statement of beneficial ownership in ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC. It establishes a baseline of her holdings as she serves as an officer of the fund.

What is Vercelia Petty’s role at ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC (AWF)?

Vercelia Petty is an officer of ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC with the title of Controller. This role typically involves overseeing financial reporting and controls for the fund’s operations and regulatory disclosures.

Does the AWF Form 3 for Vercelia Petty show any stock transactions?

The Form 3 for Vercelia Petty does not show any stock transactions. It only serves as an initial ownership report, and the transaction section is empty with zero buy, sell, acquire, or dispose activity indicated in the summary data.

Why are there no buy or sell counts in the AWF Form 3 for Vercelia Petty?

There are no buy or sell counts because this Form 3 is an initial ownership filing rather than a transaction report. The transaction summary lists zero buys, zero sells, and neutral net share activity, indicating no trades are being reported here.

How does the Form 3 for AWF differ from a Form 4 insider trading report?

This Form 3 sets an initial baseline of Vercelia Petty’s beneficial ownership as an officer of AWF. A Form 4, by contrast, reports specific subsequent insider transactions, such as purchases, sales, or other changes in ownership after the initial filing.
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