AWK director receives 1,374-share stock award

American Water Works Company, Inc. director Laurie P. Havanec received an award of 1,374 shares of Common Stock on May 13, 2026.

Accepted by SEC EDGAR 05/13/2026 - 07:22 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

American Water Works Company, Inc. director Laurie P. Havanec received an award of 1,374 shares of Common Stock on May 13, 2026. The award was granted at no cash cost to her and increased her directly held position to 5,369 shares. According to the disclosure, the award was structured as stock units that vested on the grant date and were immediately converted into shares of company common stock on a one-share-per-unit basis.

Insider Trade Summary

Grant/Award: 1,374 shares

Grant/Award 1 txn

Insider Havanec Laurie P.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,374	$0.00	$0.00

Holdings After Transaction: Common Stock — 5,369 shares (Direct)

Holdings Before and After: Common Stock, 3,995 to 5,369 shares (Direct)

Footnotes (1)

1. F1. The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted immediately into shares of Company common stock.

Key Figures

Shares awarded: 1,374 shares Transaction price per share: $0.0000 per share Shares held after transaction: 5,369 shares +1 more

4 metrics

Shares awarded 1,374 shares Grant of Common Stock on May 13, 2026

Transaction price per share $0.0000 per share Stock award, no cash paid

Shares held after transaction 5,369 shares Direct holdings following award

Settlement ratio 1 share per unit Stock units converted into Common Stock

Key Terms

Common Stock, stock units, Grant, award, or other acquisition

3 terms

Common Stock financial

"The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

stock units financial

"The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc."

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did AWK director Laurie P. Havanec report in this Form 4?

Laurie P. Havanec reported receiving an award of 1,374 shares of American Water Works Common Stock. The shares came from vested stock units that converted immediately into stock at no cash cost.

How many AWK shares does Laurie P. Havanec hold after this transaction?

After the award, Laurie P. Havanec directly holds 5,369 shares of American Water Works Common Stock. This figure reflects her position immediately following conversion of the vested stock units into shares.

Was Laurie P. Havanec’s AWK transaction a purchase or a grant?

The filing shows a grant or award acquisition, not an open-market purchase. Code "A" indicates she received 1,374 shares as a stock award that vested and converted into common stock on the grant date.

Did Laurie P. Havanec pay a price per share for the awarded AWK stock?

No cash price was paid for the awarded shares. The Form 4 reports 1,374 shares at a transaction price per share of 0.0000, indicating a compensation-related stock award rather than a market purchase.

How were the AWK stock units held by Laurie P. Havanec settled?

The stock units settled solely in American Water Works common stock on a one-share-per-unit basis. The filing states the units vested on the grant date and were immediately converted into shares of company common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Havanec Laurie P.

(Last) (First) (Middle)

1 WATER STREET

(Street)

CAMDEN NEW JERSEY 08102-1658

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
American Water Works Company, Inc. [ AWK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/13/2026		A		1,374(1)	A	$0	5,369	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted immediately into shares of Company common stock.

Remarks:

	/s/ Jeffrey M. Taylor, as attorney-in-fact for Laurie P. Havanec	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)