American Water Works (NYSE: AWK) CEO logs 3,226-share stock move

Rhea-AI Filing Summary

American Water Works Company, Inc. President and CEO John C. Griffith reported a Form 4 transaction involving company common stock. On 01/31/2026, a transaction coded “F” disposed of 3,226 shares at $129.13 per share. Following this transaction, Griffith beneficially owned 20,736 shares of American Water Works common stock in direct form.

The reported holdings include approximately 162 shares acquired through automatic dividend reinvestment in company stock since his prior Form 4, as described in the footnote. These dividend reinvestment acquisitions are identified as exempt from Section 16 under Rule 16a-11.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Griffith John C.

(Last) (First) (Middle)

1 WATER STREET

(Street)

CAMDEN NJ 08102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
American Water Works Company, Inc. [ AWK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/31/2026		F		3,226	D	$129.13	20,736(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes approximately 162 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report, which acquisitions are exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-11 thereunder.

Remarks:

	/s/ Jeffrey M. Taylor, as attorney-in-fact for John C. Griffith	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What did AWK President and CEO John C. Griffith report on this Form 4?

John C. Griffith reported a transaction coded “F” involving 3,226 shares of American Water Works common stock at $129.13 per share. After this transaction, he directly beneficially owned 20,736 shares, as disclosed in the filing’s non-derivative securities table and related footnote.

How many AWK shares does John C. Griffith own after the reported transaction?

After the 3,226-share transaction on January 31, 2026, John C. Griffith beneficially owned 20,736 shares of American Water Works common stock. The filing indicates these shares are held directly, and this total incorporates prior activity outlined in the accompanying footnote disclosure.

What is the significance of the 3,226-share transaction for AWK’s CEO?

The filing shows a 3,226-share transaction in American Water Works common stock, coded “F,” at $129.13 per share. This adjusted John C. Griffith’s directly held position to 20,736 shares. The code and details categorize the event within standard Section 16 reporting requirements.

What does the Form 4 footnote say about dividend reinvestment for AWK shares?

The footnote explains that Griffith’s reported holdings include approximately 162 shares acquired through automatic reinvestment of cash dividends into American Water Works common stock. These dividend reinvestment acquisitions are stated to be exempt from Section 16 under Rule 16a-11 of the Exchange Act.

Are the dividend reinvestment shares for AWK included in Griffith’s total ownership?

Yes. The footnote states that approximately 162 shares acquired via automatic dividend reinvestment into American Water Works common stock are included in the reported 20,736 shares. These reinvested shares accumulated since Griffith’s last Form 4 filing and are treated as exempt acquisitions.

What role does John C. Griffith hold at American Water Works Company (AWK)?

John C. Griffith is identified as an officer of American Water Works Company, Inc., serving as President and Chief Executive Officer. The Form 4 indicates he is not a director or 10% owner, and it reports his direct beneficial ownership of company common stock.