American Water director receives share award

American Water Works Company, Inc. director Michael Marberry reported an equity award in the form of 1,374 stock units that settle solely in common stock on a one-share-per-unit basis.

Accepted by SEC EDGAR 05/13/2026 - 07:23 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

American Water Works Company, Inc. director Michael Marberry reported an equity award in the form of 1,374 stock units that settle solely in common stock on a one-share-per-unit basis. The units vested on the grant date and were immediately converted into shares, increasing his direct holdings to 11,395 common shares. This was a compensation-related grant at no cash cost per share, not an open-market purchase.

Insider Trade Summary

Grant/Award: 1,374 shares

Grant/Award 1 txn

Insider Marberry Michael

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,374	$0.00	$0.00

Holdings After Transaction: Common Stock — 11,395 shares (Direct)

Holdings Before and After: Common Stock, 10,021 to 11,395 shares (Direct)

Footnotes (1)

1. F1. The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted immediately into shares of Company common stock.

Key Figures

Shares granted: 1,374 shares Grant price per share: $0.0000 per share Shares held after transaction: 11,395 shares +1 more

4 metrics

Shares granted 1,374 shares Stock units settling in common stock granted to director

Grant price per share $0.0000 per share Compensation-related stock unit award, non-cash

Shares held after transaction 11,395 shares Director’s direct common stock holdings following the award

Acquire transactions 1 transaction Form 4 transaction summary shows one acquisition event

Key Terms

stock units, vested on the date of grant, Grant, award, or other acquisition, common stock

4 terms

stock units financial

"The shares indicated constitute units that settle solely in the common stock"

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

vested on the date of grant financial

"The stock units vested on the date of grant and will be converted"

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

common stock financial

"settle solely in the common stock of American Water Works Company, Inc."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did American Water Works (AWK) disclose in this Form 4?

The filing shows director Michael Marberry received 1,374 stock units that settle in American Water common stock. These units vested on the grant date and were immediately converted into shares, reflecting a compensation-related equity award rather than an open-market trade.

How many American Water (AWK) shares did the director receive and hold after the grant?

Michael Marberry received 1,374 stock units that converted into the same number of common shares. Following this equity award, his direct ownership increased to 11,395 American Water common shares, giving investors a clear view of his updated stake in the company.

Was the American Water (AWK) director’s Form 4 transaction a market purchase or sale?

The transaction was not a market trade. It is coded as a grant or award acquisition, with 1,374 stock units awarded at a price of $0.0000 per share, indicating stock-based compensation rather than an open-market purchase or sale of American Water shares.

How do the granted stock units for American Water (AWK) vest and convert into shares?

The stock units vested on the date of grant and immediately converted into common shares of American Water on a one-share-per-unit basis. This means the director’s equity exposure increased right away, with no future vesting or exercise conditions mentioned in the disclosure.

What does the Form 4 reveal about derivative or option positions for American Water (AWK)?

The filing’s derivative section is empty, indicating no derivative transactions or remaining option-like positions were reported in this Form 4. The disclosed activity centers solely on 1,374 vested stock units that converted directly into American Water common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Marberry Michael

(Last) (First) (Middle)

1 WATER STREET

(Street)

CAMDEN NEW JERSEY 08102-1658

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
American Water Works Company, Inc. [ AWK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/13/2026		A		1,374(1)	A	$0	11,395	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted immediately into shares of Company common stock.

Remarks:

	/s/ Jeffrey M. Taylor, as attorney-in-fact for Michael L. Marberry	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)