STOCK TITAN

Director at American Water (NYSE: AWK) awarded 1374 stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

American Water Works Company, Inc. director Julia L. Johnson received a grant of 1374 stock units that settle solely in the company’s common stock on a one-share-per-unit basis. The units vested on the grant date and were immediately converted into shares of common stock.

After this award, Johnson directly holds 32052 shares of American Water Works common stock. This was a compensation-related grant at a stated transaction price of $0.0000 per share, not an open-market stock purchase or sale.

Positive

  • None.

Negative

  • None.
Insider JOHNSON JULIA L
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,374 $0.00 --
Holdings After Transaction: Common Stock — 32,052 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock units granted 1374 shares Grant on 2026-05-13; units settle one-for-one in common stock
Transaction price per share $0.0000 per share Reported for the 1374-share grant
Total shares after transaction 32052 shares Director’s direct holdings following the grant
Transaction direction acquire Grant, award, or other acquisition (code A)
stock units financial
"The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc."
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
vested financial
"The stock units vested on the date of grant and will be converted immediately into shares"
converted financial
"will be converted immediately into shares of Company common stock"
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOHNSON JULIA L

(Last)(First)(Middle)
1 WATER STREET

(Street)
CAMDEN NEW JERSEY 08102-1658

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
American Water Works Company, Inc. [ AWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026A1,374(1)A$032,052D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted immediately into shares of Company common stock.
Remarks:
/s/ Jeffrey M. Taylor, as attorney-in-fact for Julia L. Johnson05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AWK director Julia L. Johnson report?

Director Julia L. Johnson reported receiving 1374 stock units that settle in American Water Works common stock. The award vested on the grant date and immediately converted into common shares, increasing her direct holdings to 32052 shares after the transaction.

Was Julia L. Johnson’s AWK transaction a market purchase or sale?

The transaction was not a market purchase or sale but a grant classified as a “grant, award, or other acquisition.” Johnson received 1374 stock units at a transaction price of $0.0000 per share as part of her equity-based compensation.

How many American Water Works shares does Julia L. Johnson hold after this grant?

Following the grant and immediate conversion of 1374 stock units into common stock, Julia L. Johnson directly holds 32052 shares of American Water Works Company, Inc. common stock, according to the reported total shares following the transaction.

How do the granted stock units for AWK settle and vest?

The 1374 stock units granted to Julia L. Johnson settle solely in American Water Works common stock on a one-share-per-unit basis. According to the footnote, the units vested on the date of grant and were immediately converted into shares of common stock.

What does the Form 4 code “A” mean in Julia L. Johnson’s AWK filing?

In this Form 4, code “A” indicates a grant, award, or other acquisition of securities. For Julia L. Johnson, it reflects a compensation-related award of 1374 stock units that vested immediately and converted into American Water Works common stock.