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  4. [Form 4] AMERICAN STATES WATER CO Insider Trading Activity

AWR (NYSE: AWR) CFO logs stock awards and tax-withholding share entries

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AMERICAN STATES WATER CO Senior Vice President and CFO Eva G. Tang reported a series of routine equity compensation and related tax-withholding transactions. On March 12, 2026, she acquired 1,071.0000 common shares and 992.3577 common shares as grants, plus 276.0588 common shares credited to a 401(k) account and 11.4307 common shares under a dividend reinvestment update.

On March 13, 2026, a total of 400.8134, 113.2903, and 107.3366 common shares were withheld at prices around $74.44 per share to satisfy tax liabilities, which are not open-market sales. Following these transactions, she holds 41,910.7008 common shares directly and 9,043.0465 common shares indirectly through a 401(k) plan.

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Insider TANG EVA G
Role Sr. Vice President & CFO
Type Security Shares Price Value
Tax Withholding Common Shares 400.813 $74.44 $30K
Tax Withholding Common Shares 113.29 $74.44 $8K
Tax Withholding Common Shares 107.337 $74.44 $8K
Grant/Award Common Shares 1,071 $0.00 --
Grant/Award Common Shares 276.059 $0.00 --
Grant/Award Common Shares 992.358 $74.44 $74K
Grant/Award Common Shares 24.986 $76.17 $2K
Disposition Common Shares 1.727 $0.00 --
Grant/Award Common Shares 11.431 $75.46 $862.56
Holdings After Transaction: Common Shares — 42,131.328 shares (Direct); Common Shares — 9,043.047 shares (Indirect, 401k)
Footnotes (1)
  1. Adj for partial share Der units credited on 03/05/2026 at FMV Updated DRIP Updated 401k 400.8134 shares withheld to satisfy tax liability 113.2903 shares withheld to satisfy tax liability 107.3366 shares withheld to satisfy tax liability
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TANG EVA G
(Last) (First) (Middle)
630 E FOOTHILL BLVD
(Street)
SAN DIMAS CA 91773
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN STATES WATER CO [ AWR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Vice President & CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 03/05/2026 D 1.7266(1) D $0 40,432.3669 D
Common Shares 03/05/2026 A 11.4307(2) A $75.46 40,443.7975 D
Common Shares 03/06/2026 A 24.9859(3) A $76.17 40,468.7834 D
Common Shares 03/12/2026 A 1,071 A $0 41,539.7834 D
Common Shares 03/12/2026 A 276.0588(4) A $0 9,043.0465 I 401k
Common Shares 03/12/2026 A 992.3577 A $74.44 42,532.1411 D
Common Shares 03/13/2026 F 400.8134(5) D $74.44 42,131.3277 D
Common Shares 03/13/2026 F 113.2903(6) D $74.44 42,018.0374 D
Common Shares 03/13/2026 F 107.3366(7) D $74.44 41,910.7008 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Adj for partial share
2. Der units credited on 03/05/2026 at FMV
3. Updated DRIP
4. Updated 401k
5. 400.8134 shares withheld to satisfy tax liability
6. 113.2903 shares withheld to satisfy tax liability
7. 107.3366 shares withheld to satisfy tax liability
/s/ Eva G. Tang 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did AWR CFO Eva G. Tang report on this Form 4?

Eva G. Tang reported stock grants and tax withholdings. She received several common share grants and credited shares to a 401(k), while some shares were withheld to cover tax liabilities, reflecting routine compensation-related activity rather than open-market trading.

Did the AWR CFO buy or sell shares on the open market in this filing?

No open-market buys or sells are reported. The filing shows share grants and shares withheld to satisfy tax obligations, classified under codes A and F, which represent compensation and tax-withholding events instead of discretionary market purchases or sales.

How many AWR shares were withheld for taxes in the CFO’s March 2026 transactions?

Shares were withheld in three tax-withholding entries. The filing lists 400.8134, 113.2903, and 107.3366 common shares withheld at about $74.44 per share to satisfy tax liabilities, all categorized as tax-withholding dispositions rather than market sales.

What are the AWR CFO’s reported direct and indirect share holdings after these transactions?

She holds both direct and 401(k) shares. After the reported activity, her direct ownership is 41,910.7008 common shares, and her indirect ownership through a 401(k) plan is 9,043.0465 common shares, according to the Form 4 data.

What types of awards did the AWR CFO receive according to this Form 4?

The CFO received common share grants and plan credits. The filing shows grants of 1,071.0000 and 992.3577 common shares, plus 276.0588 shares credited to a 401(k) and 11.4307 shares under a dividend reinvestment update, all categorized as grant or award acquisitions.