Aware director Evee Gary acquires 41,166 stock units

The 41,166 RSUs represent contingent rights to common shares and vest only if the director is serving on November 30, 2026.

Available on EDGAR 09/24/2026 - 04:00 PM EDT Accepted by SEC EDGAR 09/24/2026 - 04:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Aware Inc. director Evee Gary acquired 41,166 restricted stock units (RSUs) on September 22, 2026, under the 2023 Equity and Incentive Plan. Each RSU represents a contingent right to receive one Aware common share upon vesting. The units vest on November 30, 2026, provided Gary is then serving as a director, officer or employee of Aware or a subsidiary. Separately, Gary reported 151,293 shares of common stock held directly following the transaction. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Grant/Award: 41,166 shares

Grant/Award 1 txn

Insider Evee Gary

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit F1	41,166	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit — 41,166 units (Direct); Common Stock — 151,293 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of restricted stock units ("RSUs") under the 2023 Equity and Incentive Plan of Aware, Inc. ("Aware"). Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Aware common stock. The RSUs vest on November 30, 2026 provided the reporting person is serving as a director, officer or employee of Aware or any subsidiary of Aware on said date.

Key Figures

Restricted stock units acquired: 41,166 RSUs Direct common stock holdings following transaction: 151,293 shares Transaction date: September 22, 2026 +1 more

4 metrics

Restricted stock units acquired 41,166 RSUs September 22, 2026

Direct common stock holdings following transaction 151,293 shares Reported following the September 22, 2026 transaction

Transaction date September 22, 2026 RSU award

Vesting date November 30, 2026 Vesting provided Gary is serving as a director, officer or employee of Aware or a subsidiary on that date

Key Terms

RSUs, contingent right, vesting

3 terms

RSUs financial

"restricted stock units ("RSUs") under the 2023 Equity and Incentive Plan"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

contingent right financial

"Each RSU represents the contingent right to receive"

vesting financial

"upon vesting of the unit"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted stock units did Evee Gary acquire in AWRE?

Evee Gary acquired 41,166 restricted stock units on September 22, 2026. Each RSU represents a contingent right to receive one Aware common share upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evee Gary

(Last) (First) (Middle)

C/O AWARE, INC.

76 BLANCHARD ROAD

(Street)

BURLINGTON MASSACHUSETTS 01803

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AWARE INC /MA/ [ AWRE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								151,293	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	$0	09/22/2026		A		41,166		(1)	(1)	Common Stock	41,166	$0	41,166	D

Explanation of Responses:

1. Represents a grant of restricted stock units ("RSUs") under the 2023 Equity and Incentive Plan of Aware, Inc. ("Aware"). Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Aware common stock. The RSUs vest on November 30, 2026 provided the reporting person is serving as a director, officer or employee of Aware or any subsidiary of Aware on said date.

	/s/ Gary Evee	09/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)