Welcome to our dedicated page for Solowin Holdings SEC filings (Ticker: AXG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Solowin Holdings' SEC filings document a Cayman Islands-incorporated foreign private issuer operating regulated fintech and securities-related businesses through consolidated subsidiaries. Its disclosures cover Hong Kong brokerage and wealth management operations, digital asset services, stablecoin infrastructure, tokenization activity, and subsidiaries including Solomon JFZ, AlloyX, and AX Coin.
Form 6-K reports provide interim financial statements, operating and financial review materials, preliminary unaudited results, press-release exhibits, and material-event disclosures. The filing record also includes securities purchase agreement disclosures, Class A ordinary share financing mechanics, registration-statement incorporation matters, shareholder voting topics, governance disclosures, and risk-related information tied to the company's financial technology and digital asset operations.
Solowin Holdings, Ltd. insider Haokang Zhu filed an initial ownership report showing a large indirect stake in the company. The filing reports beneficial ownership of 46,663,197 Class A Ordinary Shares, held through Firewood Group Limited, where Zhu is the sole director and sole shareholder with sole voting and investment power. This Form 3 records existing ownership and does not disclose any recent share purchases or sales.
Solowin Holdings, Ltd. filed an initial insider ownership report for Chong Cha Hwa, who is identified as a director of the company. The filing is a Form 3 and does not list any stock transactions or derivative positions, with all transaction counts and share amounts shown as zero.
Solowin Holdings entered a financing deal with Streeterville Capital using pre-paid purchases of its Class A shares, with capacity of up to $100,000,000. The first pre-paid purchase totals $5,415,000 in principal, carries 8% annual interest, and is subject to fees and an original issue discount.
The company will also issue 1,500,000 Class A shares for $150.00 within 90 days of closing. If Solowin misses a $350,000 stub payment or $750,000 monthly amortization payments starting June 1, 2026, Streeterville can instead take shares at a 15% discount to market, subject to a 9.99% ownership cap.
Solowin may prepay the outstanding balance at 110% of the amount due, and trigger events can increase the balance by up to three 10% step-ups. On default, the balance becomes immediately payable in cash with interest up to 18% per year. The shares are issued under an effective Form F-3 shelf registration.
Solowin Holdings is offering up to $5,415,000 of Class A Ordinary Shares and 1,500,000 pre-delivery Class A Ordinary Shares to Streeterville Capital under a Securities Purchase Agreement. This initial “pre-paid purchase” carries an 8% annual interest rate and is part of a facility allowing up to $100,000,000 of future pre-paid purchases.
If Solowin misses a stub or monthly cash amortization payment, Streeterville can require the company to issue Class A shares at 85% of the lower of the recent closing price or 10‑day VWAP, offsetting the outstanding balance and creating potential dilution. The facility includes a 9.99% beneficial ownership cap for the investor and requires a reserved pool of 6,300,000 Class A shares. The supplement also registers the resale of shares issued to Streeterville. Net proceeds to Solowin are earmarked for working capital and general corporate purposes. As of the prospectus date, Solowin had 157,582,228 Class A and 31,371,599 Class B shares outstanding, reflecting a dual‑class structure with Class B carrying ten votes per share.
SOLOWIN HOLDINGS reported that AX Coin, the stablecoin issuance entity under its AlloyX Group subsidiary, has received an In-Principle Approval letter for a stablecoin license from the Central Bank of Bahrain, subject to final regulatory approval.
The company states that AX Coin is the first stablecoin issuer to obtain this in-principle license status in Bahrain. Management sees this as a step toward launching a compliant stablecoin and building a stablecoin ecosystem across the Middle East and Africa, aligning with its strategy of bridging traditional and digital finance.
Solowin Holdings furnished unaudited interim financial statements for the six months ended September 30, 2025, which are incorporated by reference into its existing S-8 and F-3 registration statements. Total revenues reached $5.8 million, up from $1.1 million a year earlier, driven mainly by $5.2 million of virtual assets service income as the firm expanded digital asset activities. The company reported a net loss of $4.6 million, an improvement from a $6.3 million loss in the prior-year period. As of September 30, 2025, total assets rose to $383.2 million, including $343.1 million of goodwill from the AlloyX acquisition, while cash, cash equivalents and segregated client cash totaled $15.1 million. Shareholders’ equity increased to $369.0 million, reflecting large Class A and Class B share issuances for acquisitions and capital injections.
Solowin Holdings entered into securities purchase agreements with two institutional investors for a private placement of 3,782,895 class A ordinary shares at $3.04 per share, raising a total of approximately $11,500,000. The investors have agreed not to sell or hedge these shares for six months from closing. Solowin will provide one demand registration and unlimited piggyback registration rights for two years after closing if Rule 144 does not permit resale without registration. Closing is expected within ten business days of November 25, 2025, and the company plans to use the net proceeds for working capital and general corporate purposes. The transaction relies on Section 4(a)(2) and Regulation S private placement exemptions.