STOCK TITAN

Axogen, Inc. (AXGN) EVP exercises options and sells 67,500 shares under 10b5-1 plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Axogen, Inc. executive Marc A. Began, EVP & General Counsel, exercised 67,500 Employee Stock Options at an exercise price of $8.16 per share on August 10, 2026, receiving an equal number of common shares. On the same date, he sold 67,500 common shares at a weighted average price of $47.345 per share in transactions executed pursuant to a Rule 10b5-1 trading plan adopted on March 11, 2026. Following the option exercise, 22,500 options from this grant remained outstanding, expiring on March 1, 2033, under a vesting schedule that completes on March 1, 2027.

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Insider Began Marc A
Role EVP & General Counsel
Sold 67,500 shs ($3.20M)
Approx. gross sale proceeds $3.20M
Approx. exercise cost $551K
Approx. pre-tax spread $2.64M
Type Security Shares Price Value
Exercise Employee Stock Option (right to buy) F3 67,500 $0.00 $0.00
Exercise Common Stock 67,500 $8.16 $551K
Sale Common Stock F1, F2 67,500 $47.345 $3.20M
Holdings After Transaction: Employee Stock Option (right to buy) — 22,500 shares (Direct); Common Stock — 50,135 shares (Direct)
Footnotes (3)
  1. F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2026.
  2. F2. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.16 to $47.72 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. F3. All shares of Axogen Inc. common stock underlying the stock option grant will be fully vested on March 1, 2027 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate stock options vest on March 1, 2025 (24 months from the grant date) and an additional 12.5% of the aggregate stock options vest each 6 months thereafter.
Options Exercised 67,500 shares Employee Stock Options exercised on August 10, 2026
Exercise Price $8.16 per share Exercise or conversion price of Employee Stock Options
Shares Sold 67,500 shares Common Stock sold on August 10, 2026
Weighted Average Sale Price $47.345 per share Weighted average price for multiple sale transactions
Sale Price Range $47.16–$47.72 per share Price range of individual sale transactions
Remaining Options 22,500 options Total shares underlying options following the exercise
Option Expiration March 1, 2033 Expiration date of the Employee Stock Option grant
10b5-1 Plan Adoption Date March 11, 2026 Adoption date of Rule 10b5-1 trading plan governing the sales
Rule 10b5-1 trading plan regulatory
"The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average sale price financial
"The reported price in Column 4 is a weighted average sale price."
Employee Stock Option (right to buy) financial
"security_title: Employee Stock Option (right to buy)"
vesting schedule financial
"based upon a vesting schedule whereby 50% of the aggregate stock options vest"
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
underlying the stock option grant financial
"All shares of Axogen Inc. common stock underlying the stock option grant"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Axogen (AXGN) executive Marc A. Began report in this Form 4?

Marc A. Began reported exercising 67,500 stock options at $8.16 per share and selling 67,500 common shares on August 10, 2026. The transactions involved Axogen common stock under an existing option grant.

At what prices did Marc A. Began’s Axogen (AXGN) transactions occur?

He exercised options at an $8.16 per-share exercise price and sold the resulting shares at a $47.345 weighted average price. The sale transactions occurred within a price range of $47.16 to $47.72 per share.

Were Marc A. Began’s Axogen (AXGN) share sales under a Rule 10b5-1 plan?

Yes. The filing states the sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2026, indicating the trades followed a pre-established trading arrangement.

How many Axogen (AXGN) options does Marc A. Began retain from this grant?

After exercising 67,500 options, he held 22,500 options from this grant. These remaining options carry an $8.16 exercise price and an expiration date of March 1, 2033, subject to the disclosed vesting schedule.

What is the vesting schedule of Marc A. Began’s Axogen (AXGN) stock option grant?

The grant’s underlying Axogen common shares will be fully vested on March 1, 2027. According to the schedule, 50% vested on March 1, 2025, with an additional 12.5% vesting every six months thereafter until completion.

What is the net share effect of Marc A. Began’s Axogen (AXGN) Form 4 transactions?

He acquired 67,500 shares through option exercise and sold 67,500 shares, resulting in a net sale of 67,500 shares when considering the reported buy/sell activity in common stock for this filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Began Marc A

(Last)(First)(Middle)
13631 PROGRESS BLVD.,
SUITE 400

(Street)
ALACHUA FLORIDA 32615

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Axogen, Inc. [ AXGN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/10/2026M67,500A$8.16117,635D
Common Stock08/10/2026S(1)67,500D$47.345(2)50,135D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$8.1608/10/2026M67,500 (3)03/01/2033Common Stock67,500$022,500D
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2026.
2. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.16 to $47.72 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
3. All shares of Axogen Inc. common stock underlying the stock option grant will be fully vested on March 1, 2027 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate stock options vest on March 1, 2025 (24 months from the grant date) and an additional 12.5% of the aggregate stock options vest each 6 months thereafter.
Remarks:
/s/ Marc Began08/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)